Emmanuel Levinas and Committee of Public Safety - Martin Heidegger and Ontology - Diacritics 26:1
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Diacritics 26.1 (1996) 11-32
Martin Heidegger and
Ontology
Translated by the Committee of Public Safety
The prestige of Martin Heidegger
1
and the influence of his
thought on German philosophy marks both a new phase and one of the high
points of the phenomenological movement. Caught unawares, the traditional
establishment is obliged to clarify its position on this new teaching
which casts a spell over youth and which, overstepping the bounds of
permissibility, is already in vogue. For once, Fame has picked one who
deserves it and, for that matter, one who is still living. Anyone who
has studied philosophy cannot, when confronted by Heidegger's work,
fail to recognize how the originality and force of his achievements,
stemming from genius, are combined with an attentive, painstaking, and
close working-out of the argument--with that craftsmanship of the patient
artisan in which phenomenologists take such pride. In this study, it is
important for us to understand, above all, the true intentions of our
author, to illuminate what he thinks really needs to be said, and to
surmise what is most critical for him.
To get to the heart of Heidegger's system, it seems fitting to
begin with a problem that is generally familiar. We choose the problem of
knowledge, a deeper understanding of which takes us to the very threshold
of Heidegger's thought. For this problem, central to modern philosophy,
is one of the main obstacles of modern philosophy that Heidegger wishes
to surmount. Neo-Kantianism, which takes knowledge as the philosophical
problem of the first rank, is the movement against which Heidegger rebels
with all his strength. We have, thus, every chance of gaining access to
his thought by the main door, so to speak. Once inside the system we will
try to trace its outlines,
2
reserving, for a second part of
our work, the determination of Heidegger's place in the history of ideas,
especially in the phenomenological movement, as well as of his relations
with the philosopher to whom he owes so much--Edmund Husserl.
3
1
In its most general form, the problem of the theory of knowledge has a
critical significance. It consists in delineating a domain where knowledge
can be certain and in determining the criteria for the legitimate scope of
knowledge. But this problem, as normal and as simple as it may appear, has
deeper roots. That knowledge should need a criterion at all presupposes
that truth is not identical to all that is known and that the course
[End Page 11]
of things can fail to correspond with the course of thought. "How does
knowledge correspond to being?" is a more profound formulation of the
problem of knowledge.
But we are not going to touch anymore on the primordial phenomenon
that generates the problem. The problem of correspondence between thing
and thought presupposes a free activity of thought and its isolation
in relation to the object. It is precisely this presupposition which
renders their harmony and even their contact problematic. "How does the
subject take leave of itself to attain the object?" is what the problem
of knowledge, in the last analysis, boils down to. Its true source is
thus the concept of "subject" as elaborated by modern philosophy. The
cogito presided over the subject's birth. The
cogito was
the affirmation of the privileged nature of the subject's immanent
sphere, of its unique place in existence; hence, the
cogito
was the
specificity of the subject's connection to the rest of
reality, the
sui generis nature which opens up the passage from
immanence to transcendence, the passage from ideas contained in the
thinking substance to
4
their "formal existence."
The concept of the subject, understood as a substance having
a specific position in the entire domain of being, presents us with
difficulties of two kinds. First, how do we understand this leave-taking
from the self which the thinking substance brings about and which
displays an entirely original aspect? Indeed, we could say that thought,
in reaching out toward objects, does not actually take leave of itself,
since its objects--considered as ideas and contents of thought--are,
in a certain sense, already within it. In order to make sense of this
paradox, Descartes had to invoke the existence of a veridical god who
guaranteed the correspondence between things and ideas. Furthermore,
he had to reflect on truth's method and criteria--a reflection and
preoccupation endemic to modern philosophy. Such reflection is a basic
requirement for a subjectivity enclosed within itself which must search
within its own interior for signs of its conformity with being. From
there, it is but a step to idealism. Henceforth, the thinking substance
will not have to reunite with extended substance; it will recover that
extended substance within itself. The subject itself will constitute
its own object. Idealism comes to be one of the consequences both of
the Cartesian
cogito and of the theories of knowledge whose
flourishing has been fostered by this new conception of the subject.
But thinking substance characterized as a "subject having to
transcend itself" entails a second antinomy still more profound, which
is found to be at the very heart of idealism. Substance is that which
is. Now, existence is for us essentially linked to time--whatever theory
we might have about it. Even in the very terms which ancient philosophy
has employed to speak of being we meet with these temporal indices
[Heidegger,
KPM 230]. What is more, once we admit that the subject
is temporal--that it subsists as an eternally present substratum, that
it unfolds in time in a chain of causes and effects--can that subject
be called a substance and can it have being except in a purely nominal
sense? But if we acknowledge the substantiality of the subject, how
do we understand that next to this
temporal dimension, life,
precisely as conscious life, is related at each moment of its passing
to an object? This relation to the object as such is not a
temporal
event of which, so to speak, we could become aware. The relation
points in a direction to which conscious life is bound in each moment
of its passing, but in which it does not perdure. But on the other
hand--and this is crucial--we cannot reduce the relation of
subject to
object as it persists within idealism, where the object is encompassed
in consciousness, to one of these supertemporal relations we know in an
ideal world. For it is a matter of a relation lived out and established
effectively by the individual beings such as we are.
Going beyond this second antinomy which reappears within idealism
is idealism's most decisive step. It is fundamentally here that the true
passage into subjectivity--in all its opposition to being, that is to
say, in its opposition to temporal substance--is
[End Page 12]
accomplished. This step is taken by means of an evasion of time. For the
neo-Kantians, as for Leibniz, time becomes an obscure perception, alien
to the profound nature of the subject; for Kant, it is a phenomenal
form which conceals from the subject precisely its true subjectivity;
for Hegel, it is something into which spirit is thrust, but from which
spirit is originally distinct. Now time (and we are anticipating here
the final sections of our exposition) is not a characteristic of the
essence of reality, a
something, or a property; it is the
expression of the
fact of being [
fait d'être] or,
rather, it is that
fact of being itself. In a way it is the very
dimension in which the existence of being comes about.
To exist is
to be "temporalized" [
se temporalizer].
5
To grasp
time in its specificity is thus to challenge the very meaning of the word
"being" which, as "transcendent," traditional philosophy has excluded from
its domain of research. The theory of time is thus ontology, but ontology
in the specific sense of the term. Not only is ontology not identified
with realism (as contemporary use of the term would have it), but it
is also quite different from the study of the essence of
being
[
être] in the sense of a
that-which-is [
objet
étant]. Ontology is opposed to that-which-is in the very
sense of
the fact that it is and in its specific mode of being.
Consequently, we understand how much the destruction of time by the
idealists allows them to emphasize the
sui generis nature of the
subject, the paradoxical fact that the subject
is something which is
not. The subject is not distinguished from the thing by such and such
a differing property, or by its
essence, or by the fact of being
spiritual, active, nonextensive and opposed to what is material, inert,
and extensive (which is how Berkley distinguishes them); rather, the
difference between subject and thing concerns the
existence, the
very manner of
being-there [
être-là]--if
we can still even speak of existence here. Now, this distinction is
also equally susceptible of showing us that the opposition between the
epistemological outlook, which foregrounds the theory of knowledge,
and the ontological outlook is not purely nominal and that, in order to
progress beyond the epistemological outlook, it is not enough to affirm
purely and simply that knowledge is a being. For it is incontestable
that in the indifference to time which the "subject-object" relation
manifests, there is something like a negation of the existential nature
of knowledge. But that is also why the ontological determination of the
subject (if such a thing is possible) must seek a temporal sense in the
transcendence of the subject in relation to itself.
Ancient philosophy only knew the ontological mode in determining the
subject. But it knew nothing of the modern notion of the subject. For that
reason, it never sought the ontological structure of the subject-object
relation. For Plato, for example, it is perfectly natural that thought
should have an object. Thought is defined as a silent dialogue between
the soul and itself, and that way, the basic characteristic of language,
its universal and objective aspect, is attributed to thought: discourse
always lays claim to truth. Furthermore, all the difficulties that Plato
encounters in the
Theaetetus in explaining error originate from
his inability to form a true notion of the subject. The wax,
6
of varying degrees of softness, in which the soul is covered--and
which, at a certain point in the dialogue, must make us pay attention
to error--symbolizes the specifically subjective element of thought but
doesn't explain its true nature. On the other hand, when Plato determines
the character of the relation of subject to object, he conceives of
it as an objective relation made up of passion and action. The theory
of visual sensation in the
Theaetetus and the passages of the
Parmenides and of the
Sophist (where our knowledge of
the Ideas--as objective relation of passion and action--amounts to a
diminishing of the
[End Page 13]
perfection of the Ideas): these texts, amongst many others, enlighten
us sufficiently about Plato's thought.
The concept of the subject is not, however, absent from this
philosophy. Only, unlike contemporary philosophy, the structure of the
subject is determined with the help of ontological notions. This structure
is, for Plato, subjective not in the manner that sight must take leave
of itself in order to reach its object, but in the manner of belonging
to a finite being, torn from the banquet of the Gods, and chained in the
Cave. In a way, it is the
history of the soul which transforms
the soul into a subjectivity capable of griefs and errors. Subjectivity
is defined by a
mode of existence that is inferior, by the fact
of being involved with becoming, by finitude. But this finitude does not
explain--nor does it claim to explain--the aspect of subjectivity which
modern philosophy has raised, namely, the unreality and the specificity
of the subject/object relation. The chains of those imprisoned in the cave
determine, certainly, the structure of human existence, but this structure
is affirmed as
coexisting purely and simply with the faculty of
vision which man possesses essentially as an attribute. We are not
shown how vision as an immanence which transcends itself is conditioned by
the ontological modes of humanity. In order to raise the soul above error
(which is the perpetual mark of subjectivity), "all the skill consists
in turning the soul in the manner which is easiest and most useful for
it.
It is not a question of bestowing the faculty of sight upon the
soul, for it possesses it already [see
Republic, book 7].
But perhaps the affirmation of this coexistence does not mark the
limit of philosophical wonder. Is it not necessary to follow Plato's
work, as we seek the ontological foundation of the contemporary notion
of subjectivity, while respecting the distinctiveness of the latter? Is
it not necessary to ask if the "subject/object" structure is really the
originary form of the transcendence of soul through self-relation? Is it
not necessary to call into question the notion of being which is used
uncritically even when it is drawn into relation with time, given that
this notion of time is not gone into in sufficient depth, and given that
being is allied with a notion of time that maybe no longer expresses the
initial structure of such a phenomenon? And will we not, as a consequence,
better understand this proximity of the existential determination
of man--through the fall, through finitude--to his determination as
an immanence having to transcend itself? Is not the "unreality" of the
leap toward the object taken by the subject a mode of time, rather than
being alien
7
to time? Is not the theory of knowledge immersed
in ontology? How does one genuinely reduce knowledge to existence? Such
are the problems that are going to occupy Heidegger. His undertaking is
thus diametrically opposed to that of dialectical philosophy, which,
far from searching out the ontological foundation of knowledge, seeks
for the logical foundations of being. Hegel asks: "How does spirit fall
into time?" And Heidegger responds: "Spirit does not fall
into
time, but effective existence, in its fall, is thrown out of originary
and authentic time."
8
2
In setting out from the relation between the theory of knowledge and
ontology, we have encountered two problems. First, that of the duality
within man between what we have called his ontological dimension--his
existence, or time--and knowledge. And then the more general problem of
the very meaning of existence; that is, the calling again into question
of the notion of existence and of its relation with time. Now, it is
the second
[End Page 14]
problem which is initially at the core of Heideggerian
thought. Heidegger's hostility toward epistemology in the specific and
distinctive sense which we have given it--namely, of being opposed to
ontological inquiry--his attempt to grasp the subject ontologically is
a logically subsequent move to make [
Sein und Zeit 2, 15, and
passim]. But, as we will see, the
ontological analysis of
the subject is alone capable of yielding a solution and even a sphere
of investigation to ontology in the general sense that Heidegger seeks.
It is always the case that the way one finds oneself led into the
heart of philosophical pursuit is, for Heidegger, entirely dictated by
his fundamental ontological preoccupation, which consists in determining
the meaning of the word "being." This preoccupation is quite unconcerned
with first establishing critically the validity of the instrument which
is knowledge. That is why, after having shown by these reflections, whose
progress we are going to follow, the central place of man in philosophical
inquiry, he recalls, in a manner which at first surprises contemporary
consciousness, not the rich flourishing of studies on consciousness
which date from Descartes, but Aristotle's phrase which asserts the
privileged place of the soul in the totality of being:
phyg
ta inta p
s estin (
"The soul is,
in a way, all existing things" [
Sein und Zeit 14; Aristotle,
De anima G.8.431b21]).
Let us then start with the fundamental problem of the meaning
of being and specify its terms. Heidegger initially distinguishes
between that which is "a be-ing" [
l'étant] (
das
Seiende) and "the
being of a be-ing" [
l'être]
(
das Sein des Seienden).
9
In speaking earlier
about time we came up against this "being of a be-ing." The history
of philosophy has always recognized it in its specificity, for Kant,
refuting Descartes, was able to affirm that
being was not an
attribute of
a be-ing. The science that studies
a be-ing
is, for Heidegger,
ontic [
ontique], and it is necessary to
distinguish it from the science of the
being of a be-ing which
alone is
ontological [
ontologique]. Let us examine these
distinctions more closely. The
attributes of a be-ing make it to
be of this or that determination. In identifying its attributes, we say
what it is, or end up at its
essence. But alongside the
essence of a be-ing, we can affirm, through a perception or demonstration,
that it exists. And, indeed, for classical philosophy, the problem of
existence, which was posited in addition to that of
essence,
was reduced to this affirmation of existence. But determining just
what this affirmed existence means has always been considered impossible,
since, being of a higher generality, existence was not capable of being
defined. The philosophy of the Middle Ages called this "being of a
be-ing"
transcendens.
Now, Heidegger contests precisely the insolubility of the
problem of the
meaning of being and sees in it the fundamental
philosophical problem--
ontology in the distinctive sense of
the term; he sees the empirical sciences at one and the same time as
the "eideictic" sciences in Husserlian terminology (that is, the
a
priori sciences that study
essence, the
eidos of the
differing domains of reality),
10
and as leading to being; and
he sees being as that to which ancient philosophy aspired in wanting, in
the
Sophist, to understand being and in positing, with Aristotle,
the problem of
on
on. We must not apprehend being
per genus et differentiam specificam, precisely because it is not a
be-ing. The fact that, at every instant, we understand its meaning proves
that it is possible to know being in some other way.
The understanding
of being is the determining characteristic and the fundamental fact of
human existence. Maybe we should then say that inquiry is pointless
in such an instance? But the sheer fact of understanding does not entail
that understanding must be either explicit or authentic. No doubt, we
are looking for something we already possess
[End Page 15]
in some manner, but explicating this understanding is not, for all that,
a subsidiary and secondary task. For Heidegger, the understanding of
being is not a purely theoretical act but, as we will see, a fundamental
event where one's entire destiny is at issue; and, consequently, the
difference between these modes of explicit and implicit understanding is
not simply that between clear and obscure knowledge, but is a difference
which reaches unto the very being of man. The passage from implicit
and inauthentic understanding to explicit and authentic understanding
comprises the fundamental drama of human existence. We will retain, for
the moment, this primary characteristic of man as
a be-ing who
understands being explicitly (i.e.
ontologically, in Heideggerian
phraseology) or implicitly (i.e.
preontologically). And it
is because man understands being that he is led into the heart of
ontological inquiry. It is the study of man which is going to reveal to
us the horizon within which the problem of being arises, for it is here
that
the understanding of being comes about.
We have not casually used the expression "the understanding
of being." And after all of the exposition in our first section,
the expression should not seem surprising. The
understanding of
being which characterizes man is not simply an act, essential
for all consciousness, which one could isolate within the movement
of time in order to apprehend in that movement the being at which the
act is directed, while denying all temporality to this act of aiming
as such. A similar idea would amount to admitting the distinction
between the temporal level and the "subject/object" level; it is
necessary to progress beyond such dualisms. This would implicitly
be to begin from the concept of "consciousness" and return to the
standpoint of the theory of knowledge. Now, all of Heidegger's
work tends to demonstrate that time is not a frame in which human
existence--or some other such act of the understanding of being--is
situated, but that the "temporalization"
11
of time, in its
authentic form, is precisely this understanding of being. Truly, it
is
understanding
12
itself that comes about.
Thus, we must not begin by imagining this specific structure of the
understanding of being by means of notions which it is intended to
go beyond. For in the analysis of this structure, which will show us
time down to its foundation, time will appear in an unexpected manner
and in its authentic and originary form. But we should not prejudge,
trivializing the
understanding of being right from the start, by
seeing in it an act of the temporal flow. The concept of the temporal
flow, borrowed moreover from the vulgar notion of time, must not be
accepted uncritically.
To anticipate the conclusions of Heideggerian analysis allows us to
specify in what sense the understanding of being is the characteristic
of man. Understanding of being characterizes man not as an essential
attribute, but is man's very mode of being. It determines not his
essence, but his existence. No doubt, if we consider man as
a
be-ing, the understanding of being constitutes the essence of this
be-ing. But to be precise--and this point is fundamental to Heideggerian
philosophy--
man's essence is simultaneously his existence. That
which man is is at the very same time his
way of being, his
way of
being-there [
être-là], his way of
self-"temporalizing." This identification of essence and existence is not
an attempt to apply the ontological argument to man, as certain people
may have thought. It does not mean that the necessity of existing is
contained within man's essence--which would be false, as man is not a
necessary being. But inversely, one could say, the confusion of essence
and existence signifies that man's essence is enclosed in his existence,
that all the essential determinations of man are nothing other than his
modes of existing. But a relation of this sort is possible only at the
price of a new type of being
[End Page 16]
which characterizes the fact of man. And the possibility of this
relation is precisely the fundamental mark of being in man. For
this type of being Heidegger reserves the word "existence," which
we will use from now on in this sense, and he reserves the name
of
Vorhandenheit--"presence"--for the being of brute, inert
things. And it is because man's essence consists in existence that
Heidegger designates man by the term
Dasein (being right-there)
[
l'être ici-bas], and not by the term
Daseiendes
(a be-ing right-there) [
l'étant ici-bas]. The verbal
form expresses the fact that each element of man's essence is a mode of
existing, of being situated there.
In brief, the problem of being that Heidegger poses leads us to man,
for man is a
be-ing who understands being. But, on the other hand,
this understanding of being is itself being--it is not an attribute, but
man's mode of existence. This is not a question of a purely conventional
extension of the word "being" to one of man's faculties, which in our case
would be the understanding of being, but the bringing into relief of the
very specificity of man, whose "actions" and "properties" are modes of
being. It is the abandonment of the traditional concept of consciousness
as the point of departure, along with the decision to seek for the basis
of consciousness itself in a more fundamental notion of being--a notion
of the existence of
Dasein.
That being the case, the study of the understanding of being
which must direct us to the explicit meaning of being is
ipso
facto a study of man's mode of being. It is not only a preparation
for ontology but already an ontology. This study of man's existence
Heidegger calls the "analytic of
Dasein" [
analytique du
Dasein]. Under an
existentiel form, and in its multiple studies
on man--philosophical, psychological, religious, and literary--the
analytic of
Dasein is initiated. Grasping these studies in an
existential
13
form is what renders them ontologically
productive. And that is Heidegger's great discovery. We are thus going to
perform an
existential analytic of
Dasein. From the purely
formal structure that we have just established--that the existence of
Dasein consists in understanding being--all the richness of human
existence will be elaborated. The analytic of
Dasein will be about
rediscovering man in his entirety and of showing that this understanding
of being is time itself. Each step forward in this analysis of man will
be an advance in the elucidation of the structure of being.
3
Man exists in such a manner that he understands being. This proposition
is equivalent to another which at first glance seems to say much more:
"Man exists in such a way that his own existence is always at stake for
him." These could be two different propositions, were one to think of the
understanding of being as purely contemplative and as following
like an illumination upon
Dasein's mode of existence--a mode which,
at first, could not understand itself. Now this would be precisely to
effect the separation between existence and knowledge--a separation of
which we spoke earlier and which Heidegger opposes.
In order better to highlight the legitimacy of this opposition,
we must return to the idea of intentionality elaborated by Husserl and
adhered to by Heidegger right to the end. We know that in intentionality
Husserl saw the very essence of consciousness [see Levinas, chap. 4]. The
originality of this view consisted in affirming not only that all
consciousness is consciousness of something but that this striving toward
something else constituted the entire nature of consciousness; that we
must not imagine consciousness as something that first
is and
that then transcends itself, but that consciousness transcends itself
throughout its existence. If this transcendence presented the structure
of knowledge as a matter of theory, it had a different form in other
dimensions of life. Sentiment also aimed at
[End Page 17]
something, which was not a theoretical object, but a thing appropriate and
accessible to sentiment alone. The "intentionality" of sentiment did not
mean that the affective intensity of sentiment--and all that sentiment
entailed--was only a nucleus to which an intention directed toward the
felt object was superimposed. Affective intensity in and of itself is
open to something which, by its very essence, is only attained by this
affective intensity, just as one has access to color only through vision.
We now understand in what sense the existence of
Dasein,
characterized as a way of existing such that, "in its existence,
this very existence is always at stake," amounts to an existence that
consists in understanding being. Being is precisely what is revealed
to
Dasein, not under the form of a theoretical concept that one
contemplates, but in an internal striving, in a concern that
Dasein
has for its very existence. And, inversely, this way of existing where
"existence is at stake" is not something blind onto which knowledge of
the nature of existence would have to be added, but this existence,
in taking care of its own existence, amounts to the understanding of
existence by
Dasein. We now understand better than before how
the study of the understanding of being is an ontology of
Dasein,
a study of
Dasein's existence in all its concrete plenitude,
and not only of an isolated act of this existence--like a sort of door
by which an existence, unfolding in time, would have to leave this
existentiel plane in order to understand. Transcendence is an event
[
événement] (
Geschehen) of existence.
4
To understand being is to exist in such a way that one takes care of
one's own existence. To understand is to take care. Exactly how does this
understanding, this solicitude come about?
The phenomenon of the world,
or more precisely,
the structure of "being-in-the-world" presents
the precise form in which this understanding of being is realized.
If this thesis can be justified, the "leave-taking of oneself"
[
sortie de soi-même] in order to reach the world would be
integrated into
Dasein's
existence, for the understanding
of being--as we already know--is a mode of existence. Fathoming this mode
of existence which is the world should lead us to the phenomenon of time
itself. The line of the "subject-object" structure and the line of time
would converge, or rather the former would be a mode of the
14
latter and would be rendered possible by it. But this understanding of
being in the form of "existence being at stake" (which is, in the last
analysis, the concept of time itself), will be, as the final sections
of our work will show, the very characteristic of the finitude of
Dasein's existence. Thus, the transcendence of
Dasein, by
relation to itself, will be founded on the finitude of
Dasein's
existence. And so, for the first time, the finitude of human existence,
of which philosophy has spoken since antiquity (without, by the way, ever
having grasped it ontologically), turns out to be the foundation of the
concept of the subject, such as we have known it since Descartes. Finitude
will no longer be a simple determination of the subject; we will no longer
say only: "We are a thought, but a finite thought." Finitude will become
the very principle of the subject's subjectivity. It is because there
is a finite
existence--
Dasein--that
consciousness
itself will be possible.
The analysis of the World thus becomes the central component of
the
Analytic of Dasein, for it allows us to rejoin subjectivity
to finitude, the theory of knowledge to ontology, and truth to being. No
doubt we will need to begin by transforming the traditional concept of
the world--as we will have to so do with many other concepts--but such
transformation will have nothing arbitrary about it. What Heidegger is
going to
[End Page 18]
substitute for the traditional conception of the world is something
that renders that traditional conception possible, and which always
carries the obligation to reunite with or to explain the classical
opinion which never departs from initial or authentic phenomena. For
collective consciousness, the world amounts to the unity of what knowledge
discovers. But this notion of the world is ontic and derivative. Indeed,
things, if one holds onto the concrete meaning of their appearance for
us, are
in the world. The world is presupposed by every appearance
of a particular thing. It is within an environment that things solicit
us. What is the import of this structure which phenomenological analysis
must neither ignore nor efface? This notion of the world--the condition
of every particular object--is revealed at first analysis as being closely
involved with
Dasein: the "environment" [
ambiance]--that in
which
Dasein lives; "our world" [
notre monde]--the "world
of an epoch or a writer" etc. Now, this encourages us to look in a
mode
of existence of
Dasein itself for the phenomenon of the world,
which will appear thus as
ontological structure. Certainly, in
the notion of "environing world" [
monde ambiant] (
Umwelt),
the particle "environ-" [
ambi] (
Um) is the index of a
spatiality, that is to say, the index of a mode of
Dasein, since,
to be precise, space would initially have an
existentiel sense. The
limits of our article do not allow us to dwell on this at any length. Let
us simply remark that it is the notion of the world which will determine
the notion of space--a position quite contrary to Descartes, who wanted
to grasp the very sense of the world by space. We have already indicated
in advance the conclusion of this inquiry: being-in-the-world is the
understanding of being itself. We thus begin with environing objects in
order to determine the environment itself, the "worldhood
15
of the world" (
Die Weltlichkeit der Welt), as Heidegger terms it.
The things in the middle of which
Dasein effectively lives
are, above all, objects of care, of solicitude [
sollicitude]
(
das Besorgte),
16
of handling [
maniement]
(
Umgang). These are objects useful for something: axes for
chopping wood, hammers for hammering, houses for sheltering us, handles
for opening doors, etc. These are, in the very broad sense of the term,
tools [
ustensiles] (
Zeuge). Let us first ask what
the
mode of being of such tools is. To this ontological question
we must reply that the being of the tool is not identical with that of
a mere material object revealed to the contemplative perception or to
science. Contemplation would not know how to grasp the tool as such. "The
purely contemplative gaze, however penetrating it may be [
le regard
purement contemplatif, quelque pénétrant qu'il soit]
(
das schärfste Nur-noch-Hinsehen), cast over the appearance
of such and such a thing, cannot reveal the tool to us" [
Sein und
Zeit 69]. It is by use itself, by the handling of the tool, that we
gain access to it in the fitting and entirely new way. But the movement
gains access to objects not only in an
original way but also
in an
originary way; the movement does not
follow upon
a representation. It is by that above all that Heidegger is opposed to
the current opinion--an opinion still shared by Husserl himself--namely,
that the
representation of what is handled precedes the handling
itself. Tools are thus objects that
Dasein reveals by a given mode
of its existence--handling. Tools are not then simply "things." Handling
is in some way the affirmation of their being. Handling determines
not
what tools are but the manner in which they
encounter
Dasein, the manner
in which they are. The being of
tools is "handlability"
17
[
maniabilité]
(
Zuhandenheit). And it is precisely because handling does not
follow upon a representation that handlability is not a simple "presence"
[
présence] (
Vorhandenheit)
18
on which
a new property is grafted. Handlability
[End Page 19]
is entirely irreducible. While denying the structure of representation
to handling, we said that it
revealed handlability. The
reason is that in its intrinsic sense, handling
19
is an
intentionality. Intentionality, as Husserl said, is a
specific
comprehension, and hence, in handling, a
sui generis vision
comes to light which Heidegger defines by the term "circumspection"
[
circonspection] (
Umsicht). Language expresses moreover
the fact of such circumspection: French, for example, says, "to know
how to write," "to dance," "to play," etc.
What is the structure of "handlability"? It is essentially
constituted by "referral" [
renvoi] (
Verweisung). The
tool is always "in view of" [
en vue de] something, because it is
not a separate entity, but always in tandem with other tools. Its mode
of being entails giving precedence to the totality of the
function
[
oeuvre] in relation to which the tool exists [
est]. The
tool is efficient in its role, and handlability characterizes its being
"in itself" [
en soi]; it exists uniquely in its role in the
case where handlability is not explicitly present but recedes into the
background, and the tool is understood in terms of its function. This
function is itself instrumental: the shoe exists
in order to be
worn, the watch
in order to tell the time. But, on the other
hand, the productive function makes use of something in view of something
else. What is handlable then refers back to materials. We thus discover
Nature, forests, waters, metals, mountains, winds, etc. But Nature
discovered in such a way is entirely relative to handling: these are the
"raw materials" [
matières premières]. We do not
have a forest but wood, waters are hydroelectric power, the mountain is a
quarry, wind is wind in the sail. Finally the function is not only
in
view of something, but also
for someone. Production is oriented
toward the consumer. Men as "consumers" [
consommateurs] are
present--along with the handlable and public life [
vie publique]
(
die Öffentlichkeit) with them--and the whole body of
institutions, all the apparatus of public life. The totality of referrals
which constitute the tool's
being leads us thus well above the
very narrow sphere of usual objects that surround us. Hence, we are,
along with the handling, present in the world, in the "world" in the
traditional sense of the term understood as the totality of things. But
an even more precise analysis of handling will reveal to us the originary
phenomenon of the world that Heidegger seeks.
We have emphasized that the tool is lost in some way within
the function which it serves; it is thus that it exists
in
itself. However, when the tool is damaged, it stands out against the
system in relation to which it
exists [
est] and it loses its
character of being a tool, so to speak, in order to become, in a certain
way, a simple presence. In this momentary loss of
handlability, the
"
referral, in view of which the tool exists" [
renvoi à
ce en vue de quoi l'ustensile est], is achieved. It awakens, stands
out, comes to light. And we are turned in that manner toward the totality
of the system of referrals--a totality always implicitly understood but
not till then emphasized. Here is a series of referrals which can only
be realized in an "in-view-of-which" which is no longer in view of some
other thing but in view of itself. We recognize
Dasein itself
in this structure. Put another way, understanding of the tool only
comes about in relation to an initial understanding of
Dasein's
structure, which, in virtue of the "referral to itself" [
renvoi
à soi-même] proper to
Dasein, allows a glimpse
within the things themselves of their handlability, their possible usage,
their "in-view-of."
Thus the world is announced. It is then not constituted by the sum
of tools, precisely because the totality of referrals makes tools possible
only on the condition that they remain in the background. But totality
is the ontological condition of tools. Totality is their condition. For
in order to understand the "in-view-of" which constitutes the tool, it
is necessary to understand "that in view of which it exists" [
ce en
vue de quoi il est], which,
[End Page 20]
[Begin Page 22]
in its turn, refers to another thing and is achieved in
Dasein. This totality is an ontological condition. For handlability
is not a property of the tool but its
mode of being. That in
relation to which handlability itself becomes possible can only be an
ontological structure.
Dasein discovers this structure thoughout
its very existence.
Dasein's existence consists in existing
in view of itself. That also means that
Dasein understands
its existence.
Dasein thus always already understands this
"in-view-of-itself" which constitutes its existence. It is in relation
to this initial "in-view-of" that the "in-view-of" of tools, their
handlability, can appear to
Dasein. The World is nothing other than
this "in-view-of-itself" where Dasein is involved with its own existence
and in relation to which the encounter with the handlable can come
about. Thus this reference to
Dasein which we have raised in
the notion of the world is explicated. We note in passing, and in the wake
of Heidegger's tightly linked chain of analysis, that this conception of
the world, which identifies the world with the fundamental event of our
internal destiny, gives its specific sense to the concept of the "inner
world" [
monde intérieur]. The inferior world, the "world
of a historical epoch" [
monde d'une époque historique],
the world of a Goethe or a Proust, is no longer a metaphor but the very
origin of the phenomenon of the world. And that is not in the idealist
sense which identifies the world as the totality of existent things with
spirit and bypasses this original phenomenon, which is entirely distinct
from "the totality of things" [
l'ensemble des choses].
One can thus say that the existence of
Dasein is
being-in-the-world. The
Da, the "right-there," contained in the
term
Dasein expresses this state of things. And it is not the
affirmation of the commonplace fact that man is in the world. It is a
new expression of the initial proposition, namely, that
Dasein
exists in such a way that it understands being. The proposition shows us
how the appearance of the world of things and of tools has its condition
in the existence of
Dasein and is an event of
Dasein. The
act of taking leave of oneself to reach objects--namely, this relation of
subject to object with which modern philosophy is so familiar--has its
basis in a leap accomplished beyond "be-ings" [
étants]
understood in an
ontic sense toward ontological being; this
leap is accomplished throughout
Dasein's very existence and is
an event itself of this existence, not just a phenomenon imposed upon
it. For this leap beyond be-ings and toward being (which is ontology
itself, the understanding of being), Heidegger reserves the word
"transcendence" [
transcendance]. This transcendence conditions
the transcendence of subject to object--a derived phenomenon from which
the theory of knowledge issues. The problem of ontology is for Heidegger
transcendental in this new sense. To summarize: being, for
Dasein,
is the understanding of being. To understand being is to exist in such
a manner that "existence itself is at stake." "Existence itself being
at stake" is "being-in-the-world." "Being in the world is to transcend
oneself" [
Étre dans le monde c'est se transcender]. The
whole paradox of this structure, in which existence in view of itself
presents itself as essentially ecstatic, is the very paradox of existence
and of time. But in order to see the paradox, we must push the Analytic
of
Dasein further, developing the structure of "transcendence," of
this
in-esse in the world that we have just established. We thus
return to the finitude of
Dasein and its temporal significance.
5
"Being-in-the-world" is an essentially dynamic way of existing--dynamic
in a very precise sense. It is a question of
dynamis, of
possibility--not possibility in the logical and negative sense as sheer
"absence of contradiction" [
absence de contradiction]--an empty
possibility; but a concrete and positive possibility expressed by saying
that we
can do this or that, or that we have possibilities in
the face of which we are free. The realm of tools that we discover in
the world, tools fit for a given use, is a matter of our possibility--
[End Page 22]
whether realized or not--of handling them. And possibilities are
themselves made possible, as we have seen, by virtue of the fundamental
possibility of being-in-the-world, that is, of existing in view of this
very existence. The dynamic nature of existence, original and irreducible,
constitutes its fundamental paradox. For it comes down to saying that
existence itself is composed of possibilities, which, however, precisely
qua possibilities, both are distinguished from existence yet anticipate
it at the same time. Existence has the appearance of anticipating itself.
Let us first emphasize the positive character of possibility
constituting existence. The relation of man to his possibilities is
not the same as the indifference a thing manifests with respect to the
accidents that could occur to it. Man is always already thrust into the
midst of his possibilities, with respect to which he has always already
taken such and such a decision, and which he always already has or has
not realized. These possibilities are not imposed on his existence
from without, like accidents. But, on the other hand, they do not
lie in front of him as objects of knowledge, as full-blown images one
contemplates while weighing up the pros and cons of a situation. They
are modes of his very existence, precisely because to exist for man
is to seize his own possibilities. The basis of existence can thus
only be a capacity to seize or to miss one's own possibilities--a
fundamental possibility of taking stock of oneself. But we already are
familiar with this attentive soul-searching, this radical orientation
of one's own existence, an orientation which is in no sense a detached
contemplation but which is the essential event of human existence. In
effect, this is only a more condensed analysis of the phenomenon we
have already encountered in saying that, in existing,
Dasein's
very existence is always at stake or, again, that to exist is to
be in the world. In order to convey the intimacy of this relation
between
Dasein and its possibilities, we could say that it is
characterized not by the fact of
having possibilities, but by
the fact of
being its possibilities--a structure that in the
world of things would be inconceivable but that positively determines
the existence of
Dasein. To-be-
in-the-world is to be
one's possibilities. And the "in," the
in-esse, encompasses this
paradox of the
existentiel relation to possibility: namely, to
be something that is only a possibility without it being so by a pure
and simple representation of this possibility. How do we determine this
structure more exactly? What does "to be one's possibilities" mean?
To be one's possibilities is to understand them. We already
made this point earlier: the fact that
Dasein's existence is
at stake amounts to saying that
Dasein exists by understanding
existence. But to describe this intimate relation between existence
and its possibilities as an act of understanding does not amount to
affirming in some indirect way that "
to be one's possibilities"
is to know them. For the understanding is not a cognitive faculty that
is imposed on existence in order to allow it to become aware of its
possibilities. The distinction between the knowing subject and the object
known--an inescapable distinction in the phenomenon of knowledge--no
longer has purchase here. Human existence
knows itself prior
to all introspective reflection and, indeed, renders the latter
possible. But to say that does not imply a return to the concept of
self-consciousness (even if we distinguish it from the concept of inner
perception, understood as introspective reflection and in which, by all
accounts, the subject/object structure ends up). The originality of the
Heideggerian conception of existence, in contrast to the traditional
idea of "self-consciousness" [
conscience interne], is that this
self-knowledge, this inner illumination, this
understanding not
only refuses the subject/object structure, but also has nothing to do
with
theory. It is not a
conscious awareness, a pure and
simple registering of that which one
is, a registration capable
of measuring our power over ourselves;
this understanding is the
very dynamism of this existence, it is the actual power over self.
And in this sense, understanding constitutes the mode of which existence
is its possibilities; that which was a conscious awareness becomes
a seizing and, thereby, an event of existence itself. In place of the
consciousness traditional philosophy talks about, which,
[End Page 23]
as it
becomes aware, remains calm and contemplative, indifferent
to the destiny and history of concrete man who is its object, Heidegger
introduces the notion of
Dasein understanding its possibilities,
but which,
qua understanding, ipso facto creates its destiny,
is existence right-there. Thus, along with the concept of
Dasein,
the inner illumination, with which the philosophers of consciousness
are familiar, becomes inseparable from the destiny and history of
concrete man; both amount to the same thing. It is
concrete man
who appears at the center of philosophy, and in comparison with him, the
concept of consciousness is only an abstraction, arbitrarily separating
consciousness--i.e. illumination as illumination--from history and
existence. We can already make out how theoretical knowledge itself,
of which understanding is the originary phenomenon and foundation (we
will show this further on), is involved in
Dasein's existence
and how, here, for the first time, the theory of knowledge is integrated
with ontology, but not purely by convention, by some formal definition
of
being in terms of knowing (see above, section 1).
6
How do we characterize this power of understanding? Or, to turn the
question in a way that no longer has anything paradoxical about
it, how
is Dasein right-there?
Dasein understands
itself in a certain affective disposition [
disposition]
(
Befindlichkeit). At first sight, this might seem to be a
matter of the phenomenon whose superficial aspect classical psychology
targets in saying that every state of consciousness is colored by an
affective tonality: good or bad humor, joy, boredom, fear, etc. But,
for Heidegger, these dispositions cannot be states: they are
modes
of self-understanding, that is to say,
of being right-there.
But affective disposition, whose understanding is in
no way detached, shows us its fundamental nature.
20
The affective disposition shows us the fact that
Dasein
is
riveted to its possibilities, that its "right-there"
is imposed upon it. In existing,
Dasein is always already
thrown
into the midst of its possibilities and not positioned
before them. It has always already realized or failed to realize
them. Heidegger captures
this fact of being thrown into the
midst of one's possibilities and of being abandoned to them by the term
Geworfenheit [thrownness], which we translate more liberally
by the term "dereliction" [
déreliction]. Dereliction
is the source and necessary foundation of affectivity. Affectivity is
a phenomenon comprehensible only there where existence presents this
structure of being delivered up to its own destiny. Dereliction, the
abandonment to imposed possibilities, gives to human existence a character
of
fact in the most specific and most dramatic sense of the term,
in relation to which the empirical "facts" of science are only derivative;
it is a fact that is understood as such by its effectivity. Having been
thrown into the world, abandoned and delivered up to oneself--such is
the ontological description of "fact." Human existence and the positive
characteristics of human finitude and nothingness, which we have pursued
from the start through its multiple structures, are defined for Heidegger
by "effectivity" [
effectivité] (
Faktizität). And
the understanding and interpretation of this effectivity is the analytic
ontology itself of
Dasein. That is why Heidegger and his followers
define ontology as "hermeneutics of effectivity" [
Hermeneutique
de l'effectivité] (
Hermeneutik der Faktizität)
[see Becker 425].
But if the understanding of possibilities by
Dasein
is characterized as dereliction, this existence, precisely qua
understanding of possibilities, implies a propensity to go beyond the
situation imposed.
Dasein is always already beyond itself [
au
delà de soi-même]. But
[End Page 24]
being thus beyond oneself--to be one's possibilities--does not mean, as
we have already said, to contemplate this
beyond as an object,
to choose between possibilities as we choose between two paths that
intersect at a crossroads. This would be to deprive possibility of its
character of possibility by transforming it into a plan established
beforehand. Possibility must be seized in its very possibility--as such
it is inaccessible to contemplation but positively characterizes the
way of the being of
Dasein. This way of being thrown forward
toward one's own possibilities, of adumbrating [
esquisser] them
throughout one's very existence, is a crucial moment of understanding,
which Heidegger defines by the word
Entwurf, which we translate as
"project-in-draft" [
projet-esquisse].
21
The index of
futurity contained in the word
Entwurf--project-in-draft--allows
us to emphasize its existentiel relation to possibilities (that is, a
relation that is a mode of existing).
A
Dasein understanding its possibilities in and by existence
is at the same time
Dasein's self-understanding which discovers
tools in the world. Indeed, the initial possibility of
Dasein
being in view of itself (being-in-the-world) constitutes the condition
of handling of tools. Only, in place of understanding of self in the
fundamental possibility of being-in-the-world, that is, as we already
know, in the possibility of being in view of itself, entirely delivered
up to the anguished care of its own finitude and its own nothingness,
Dasein avoids this authentic mode of self-understanding; it
disperses itself in understanding of secondary possibilities which
the fundamental possibility, always implicitly but never explicitly
understood, alone makes possible,
Dasein understands itself
from the standpoint of possibilities relating to tools, from entities
within the world, and not the world
22
itself. This is
the phenomenon of the "fall" [
chute] (
Verfallen), the
third characteristic of existence alongside
dereliction and the
project-in-draft. The fall, from which we need to detach all moral
or theological recollection, is a mode of the existence of
Dasein
shunning its authentic existence in order to relapse into everyday life
[
vie quotidienne] (
Alltäglichkeit).
Dasein
does not understand itself in its true personality but in terms of the
object it handles:
it is what it does, it understands itself in
virtue of the social role it professes. We have not been able to insist
on the character of
Dasein by virtue of which it understands
other persons, by virtue of which it
coexists. We make the point
here to say that in "everyday life" this coexistence becomes equally
commonplace; it is reduced to superficial social relations, which
are entirely determined by
handling in common [
maniement en
commun], other persons being understood as one understands oneself,
in terms of things.
Dasein, fallen, is lost in things and knows
another personality only as "the one" [
l'on] or "everyone"
[
tout le monde]. It understands itself--and this term always
means it
is its possibilities--with an optimism which is nothing
other than a flight in the face of anguish, that is, in the face of its
authentic understanding.
In
Dasein fallen into "everyday life," we rediscover all the
structures of understanding in an altered and fallen form. The word, whose
union with understanding we will demonstrate later, and which authentic
Dasein possesses under the modality of silence, becomes chatter
and verbiage, introducing equivocation into existence. The analytic
of
Dasein thus possesses a parallel form--and a good part of
Sein und Zeit is occupied with it--which is the analytic of fallen
Dasein plunged into "everyday life." But the mode of everyday
existence is not something that happens to
Dasein from without: the
fall is an inner possibility of authentic existence.
Dasein must
authentically possess itself in order that it may be lost. The point is
not without importance. Later on we will see the authentic understanding
(or existence) of
Dasein revealing itself as authentic and finite
time itself. Consequently, the fall into everyday life, to which is
linked, according to Heidegger, the
[End Page 25]
appearance of calculable time, of the infinite time of the sciences, and
later, of timelessness itself, appears as a temporal event of authentic
time. To exit toward the timeless and eternal is not to be detached from
time, for, by virtue of the inner possibility of existence, this exit is a
mode of time. The progress toward the eternal, which Western consciousness
believes to have accomplished with the supertemporal point of view of the
sciences, is not a victory achieved by spirit over concrete and temporal
existence, but a moment of the very drama of this existence. This leap
toward the eternal does not transcend this drama that it may give a
new birth to persons; it does not transfigure the eternal by an act of
grace come from beyond. But, by virtue of the integrating element of
existence, this leap is completely dominated by the leitmotiv of this
drama. We wanted to emphasize Heidegger's reduction to time, and to the
most concrete time--as he at least so thinks--of all that one might be
tempted to call supertemporal, the reduction to existence of all that
one would wish to call relation. This is his fundamental ontologism,
which we must bring into relief in this work.
7
In the way Heidegger develops his thought, the description of everyday
Dasein occupies considerable space, and the many pages devoted to
it are of singular beauty, of rare analytical perfection. It is this that
is the best proof of that instrument called phenomenology. We are limited
to brief remarks on the personality of
Dasein lost in "the one,"
on the word becoming chatter, to degraded coexistence, etc. We will need
to become more explicit in the remainder, when it will be a question of
working back from structures, which we have just established, to time. But
from now on, we need to explain the importance that Heidegger gives to
these analyses, for it involves the very essence of his ontologism.
Our previous arguments have familiarized us with the idea that
man's existence is understood throughout this existence itself and not
by an act of contemplation imposed, in some way, from without. If, in
the first place, philosophy is an understanding of being and of human
being--of existence (for it is existence that has the privilege of
understanding being), philosophy does not come about
in abstracto,
but is precisely the way in which
Dasein exists; it is
a
possibility of existence. Philosophizing thus amounts to a
fundamental mode of
Dasein's existence. But, as such, philosophy is
a finite possibility, determined by dereliction, by the project-in-draft
and by the fall, that is, by the concrete situation of existence that
philosophizes. Now, when, in our fallen condition, we usually understand
ourselves, then all the categories with the help of which we try to seize
Dasein are borrowed from the world of things. The reification
of man, the absence of the very problem concerning the meaning of
the subjectivity of the subject (an absence that characterizes all
traditional philosophy): none of these phenomena are contingent errors
owing to the blundering of this or that philosopher; rather, they come
from the fall, from the very situation of philosophizing
Dasein
established in everyday life. But also for that reason
the analytic
of Dasein, appointed to
adumbrating the authentic possibility
of human existence, consists above all in
getting one's bearings
again [
remonter la pente] and, in the first place, in
ontologically clarifying the very situation of the fall into which
Dasein is initially plunged. Moreover, this tendency toward the
authentic understanding of the self--that is, toward a mode of authentic
existence--does not issue from an abstract and intellectual principle,
but is manifested in the form of a call that
Dasein, fallen and
dispersed amongst things, hears, and which, for Heidegger, amounts to the
originary phenomenon of moral consciousness [
conscience morale]
(
Gewissen).
[End Page 26]
The importance and necessity of the analysis of "everyday
existence" is thus explained.
Dasein
23
is always
already fallen, and philosophy, as finite possibility, takes everyday
life as its point of departure. Also the
via negationis, followed
by phenomenologists in order that they may stand before the phenomenon in
question in order to describe it, is not a contingency of method. It is
determined by the fundamental structure of the fall, by the chatter and
the equivocation which comprise it. In virtue of the very state of things,
Heidegger conceives of the history of philosophy as a
destruction
[
destruction], namely, essentially as an attempt to get back one's
bearings after the fall. For this reason, also, the history of philosophy
thus conceived is not a simple aid to systematic philosophy--whether in
the form of information or of critique of errors in the tradition--but
the historic element is a constitutive movement of systematic philosophy
itself. The second volume of
Sein und Zeit was proclaimed in
advance to be dealing with this destruction, and we can say now that
this will not be a matter of the
history of philosophy but
of
philosophy. On condition, however, that this mere history
becomes a
destruction and that it is not restricted to exposing
and critiquing errors in the tradition; it is a question, in fact, of
destroying something more profound than error by returning from the fall
to authentic existence.
We will understand, finally, that Heidegger's constant preoccupation
with "everyday life," whose conditions in existence and authentic time he
ceaselessly investigates, is not due to a simple interest in vindicating
supposed abstractions to common sense. For we could ask whether, in
Heidegger's thought, the fact that the philosopher feels obliged to start
from common notions or to return to them is not better explained than by a
simple invocation of the commonplace that all abstract truth must conform
to the facts of experience. The alleged evidence of this dictum becomes
contestable if we understand by "experience" the vague experience of our
everyday life. If, nevertheless, it is such experience that philosophers
mean to take as their point of departure, then philosophy is not at
heart contemplative knowledge about which one must pose such and such
a question of method, but, conforming to Heidegger's ontologism, it
is, in its most intimate essence, a possibility of concrete existence
already in progress, as Pascal would say, always already fallen, finite
possibility in the most specific and most tragic sense of the term.
8
To sum up, then, the existence of
Dasein, consisting in
understanding being, manifested as "being-in-the-world," becomes
clearer as existence that understands its fundamental possibility of
existing in the state of
dereliction. It understands possibility
adumbrated thoughout its very existence but with an understanding
always already shifted toward its possibilities of
everyday life,
always already lost in things.
Precisely what is the unity of these structures? But first, in what
sense is it necessary to seek unity here, given the general attitude
of Heideggerian thought? The concepts that Heidegger elaborated in
order to grasp
Dasein do not express its simple essence, in
the way that "color" or "length" translate the
quiddity of a
material object. For the peculiarity of
Dasein--and we have
already drawn attention to this many times--consists in existing in
such a way that its quiddity is at the same time its way of being; its
essence coincides with its existence. That is why the mode of being
of
Dasein, defined by the term "existence" [
existence],
presents an irreducible originality compared to simple
presence
[
présence] (
Vorhandenheit) or to
handlability
[
maniabilité] (
Zuhandenheit). Reserving the
term "category" [
catégorie] for fundamental structures
constitutive of entities, which
[End Page 27]
do not have the character of
Dasein, Heidegger calls
Dasein's fundamental ways of being "existentials"
[
existentiaux]. Dereliction, understanding, possibility,
being-in-the-world, being-in-space, the fall, etc. are not categories
but
existentials. Heidegger's achievement consists thus in
grasping the subjectivity of the subject by means of existentials
and of going further than ancient philosophy, which, whilst looking
at the problem of ontology, did not see existentials. For, based on
the state of fall, ancient philosophy had not got its bearings right
[
remonté la pente] because it understood
Dasein
in terms of things, that is, by means of categories. The opposition
between being and becoming--even if one tries to clarify the latter,
grasping it in its intimate sense as duration and making it into the
being of consciousness--does not seem sufficient to make an existential
of becoming and, as a consequence, to transform radically the ontological
basis of consciousness. For the meaning of the existence of duration
always remains obscure.
Let us allow ourselves a brief digression to explain the allusion
just made to Bergsonism, adding, however, that Heidegger himself did
not have occasion to remark upon this philosopher to whom all thinkers
of our time are so indebted. And we would not venture to present these
few reflections on a doctrine whose richness, full of nuance, is so
refractory to all schematization if it did not seem that they could
throw some light on Heidegger's point of view. Could it be, indeed,
that Bergsonian duration corresponds, in Heidegger's thought, to the
existence of man, in the sense that existence is opposed to essence and
quiddity? This opposition, with all the force Heidegger gives
to it, is not anticipated by Bergson. Duration is opposed to space as a
spiritual be-ing to a material be-ing, and not as being to a be-ing. By
that we imply that, for Bergson, it is a question of the metaphysical
problem of the quiddity of spirit rather than the ontological problem of
its mode of existence. Duration seems to constitute the
quiddity of
consciousness. But suppose that Bergson was in agreement with Heidegger
in saying that the quiddity of consciousness is simultaneously the
mode of existence of consciousness. Suppose even that the
discovery of duration, at the heart of consciousness, signifies the
disappearance in the domain of spirit of the very distinction between
being and a be-ing. It would still be necessary for Mr. Bergson to show
how the
quiddity of multiple states of consciousness--affective,
volitional, intellectual--a
quiddity which, at least in a duration
dethroned [
déchue], could appear as distinct from the mode
of production of those states--form their
being--which is time;
he would have to show how this quiddity is grounded in time, and in what
sense we find in time the final foundation of their modalities. The
dethronement [
déchéance] of duration might
explain the splitting and multiplicity of these states, but not their
quality, their essence, neither desire as desire nor volition
as volition.
Now, it is precisely the sense of these states, handling as
handling, affectivity as affectivity, that Heidegger takes as his point
of departure. He notices, we have insisted, that the so-called states of
consciousness are not simple quiddities, but
modes of existing,
and thereby he divines time in them--but time that is intimately
bound up with them, that inheres in them as such and such an essence,
and not simply that encompasses them like a container into which they
flow. We began our work with these considerations. We insisted, as far
as knowledge is concerned, that the passage from subject to object,
which seemed to owe to time no more than its place of action in the
flux of duration, as it harbored time, only had in human existence one
single direction--that of time, if it is even necessary to speak here
of direction. Likewise, in the structures we have just established, in
dereliction, in the fall, in the project-in-draft, there is time. There
is time in these structures as such and not by virtue of dimension,
of form where they could be produced. But, on the other hand, this
is not a time conceived of as a succession of moments (which far from
representing the originary phenomenon is a reification itself due to
the fall); this is not a
time-category. It is an
existential
time, whose production--temporalization [
temporalization]
(
die Zeitigung)--does not have this innocuous [
inoffensive]
(
harmlos)
[End Page 28]
and indifferent aspect we are familiar with as fallen time, as the
unilinear unfolding of moments of handling, as scientific time.
Heidegger is able to grasp human existence ontologically by virtue
of having grasped the modalities of
Dasein as modes of existence
and not as simple attributes. That does not imply that
Dasein
ignores its own structures prior to constituting the analytic of
Dasein; on the contrary, preontological understanding of its
existence constitutes its very existence. Only, not having explicitly
formulated the problem of ontology, which consists in tackling
the
existence of the existent and not
the existent, this
preontological existence can be understood not as existence but as
existent (in a manner that is ontic and not ontological). Heidegger
defines each of these modes of understanding by different terms: the
understanding of existence qua existence--ontological understanding by
the term "existential understanding," and ontic understanding by the term
"existentiel understanding." Existentiel understanding is not necessarily
fallen and does not necessarily involve reification. Thus, for instance,
Dasein is understood in a way that is fragmentary but adequate
in the great works--theological, philosophical, and literary--of
history. Likewise, the conception of anguish such as Kierkegaard
presents to us is existent
iel according to Heidegger, but not
necessarily fallen and categorical. And Heidegger owes much to this
thinker, whose analysis he knew how to utilize in such an original
way. But existent
iel understanding can come about in the
state of fall, and then it slips necessarily toward reification. The
passage from existent
iel understanding to existent
ial
understanding, the affirmation of the primacy of the latter and its
rigorous realization--this is the great originality of Heidegger, for it
enables him to pose, in all its novelty and with all necessary clarity,
the problem of ontology, which, for him, is identified with philosophy.
This said, we can better understand in what sense we must seek
the unity of the structures of existence. This unity cannot be that of
categories [
catégories] but of
existentials
[
existentiaux]. Everything depends on the fact that we do not have
to find the unity of existents but that of an existence. It is thus not
necessary to think of the unity of substance or of genus--notions taken
from existents reified and accessible to the contemplation that seeks what
is common to these different structures in order to identify it with the
principle that underpins them or that they follow from. Now, it is not
contemplation which reveals
Dasein in its existence, but rather
existence which understands itself. The unity we seek cannot be
a concept but is a
concrete way of being in which the structures
signaled are condensed and intensified--not dispersed and lost from view
as happens in the fall, essentially blind to
Dasein as such. This
will be the unity of the very fact of
Dasein but, once again,
not the empirical unity known from without and through contemplation,
but the unity brought about internally, the ontological effectivity of
Dasein understood as fundamental possibility throughout its very
effectivity. What is the uncategorizable mode of understanding that
adumbrates this possibility?
9
This mode of understanding is anguish. Every understanding comes about
in an affective disposition. Affectivity, such as joy, fear, or sadness,
is characterized--a point we have not stressed until now--by its double
direction: toward an object [
vers un objet] (
Wovor) that
is in the world, and toward itself, toward the one "for whom" [
pour
qui] (
Worum) one is grieved, happy, or frightened. This
taking stock of itself, fundamental for affectivity, shows moreover
in the reflected form of verbs that express affective states--being
delighted, frightened, saddened, etc.
24
[End Page 29]
The anguish [
angoisse] in which this structure is found
presents, however, a particularity that makes of that structure an
uncategorizable understanding. We must first distinguish it from
fear. The one "for whom" we are frightened is "ourselves"; it is
Dasein attained and threatened in its "being-in-the-world." On
the other hand, we encounter the object of fear
in the world by
virtue of a determined being [
être]. It is different for
anguish: the object of anguish is not in the interior of the world like a
"menacing thing" [
quelque chose de menaçant] about which
one must make this or that decision. The object of anguish remains
entirely indeterminate. Indeterminacy is in no way purely negative:
specific and original, it reveals to us a sort of indifference
that all the objects usually handled by
Dasein possess for
anguished
Dasein. Anguish presents a way of being in which the
nonimportance, the insignificance, the nothingness of all innerworldly
[
intra-mondains] (
innerweltlich)
objects becomes
accessible to Dasein. In passing, let us make a point that should
not be forgotten: we say that anguish reveals to us the insignificance
of "innerworldly" objects; this does not mean that it acts as a sign for
us, that we deduce this insignificance from the fact of anguish, or that
we prove anguish
after having taken note of the nonimportance of
things. Anguish itself reveals and understands this insignificance. And
correlatively, this insignificance is not revealed as something innocuous,
a sort of purely theoretical negation and theoretically conceivable, but
as essentially anguishing and, as a consequence, as taking leave of the
domain of
Dasein, as something
human.
But with "innerworldly" objects, swallowed up in
nothingness, anguished
Dasein does not lose its constitution of
being-in-the-world. Quite the contrary: anguish brings
Dasein back
to the world as world--as possibility of being in view of itself--and
not to the world as totality of things, of handlable tools. It is
in anguish that
Dasein is in the world and, consequently,
that it understands itself in an authentic manner, led back to the
bare possibility of its existence, delivered up to itself in a sort
of nothingness
25
which we will see being stressed more
and more. The
object of anguish is identified thus with its
"for whom": it is being-in-the-world. In making "innerworldly" things
disappear, anguish renders impossible the understanding of the self in
terms of possibilities that relate to these objects; anguish thus leads
Dasein to self-understanding from its own point of view; it brings
Dasein back to itself. We can already guess from where the theory
of personality and freedom, according to Heidegger, will begin--a theory
with which we will be occupied later. Anguish, in bringing existence
back to itself, saves it from its dispersion into things, and reveals
to it its possibility of existing in a particularly acute fashion as
being-in-the-world. Anguish thus must constitute the situation in which
the totality of
Dasein's ontological structures are individualized
into a unity.
But anguish understands. It understands in an exceptional
way the possibility of existing authentically. Heidegger defines
this possibility of existing by the term "solicitude"
26
[
sollicitude] (
Sorge). Anguished solicitude must provide the
ontological condition of the unity of
Dasein's structures. Let
us try to find their roots in solicitude. As anguished, solicitude
is an understanding. It understands its fundamental possibility of
being-in-the-world. As adumbrating this possibility, it is always
ahead of itself [
au devant de soi-même]. It is important to
emphasize that this being-ahead-of-oneself signifies a relation not to an
external object but to its own possibility of existing. The relation to
the external object, in its initial form of handling, is itself possible
by virtue of this relation to itself,
[End Page 30]
of this initial "in view of" of solicitude, itself anguished, that is,
which is-in-the-world. On the other hand, the possibility understood by
anguish, being-in-the-world, is revealed to anguish in the isolation
and abandonment in which
Dasein is delivered up to this
possibility. Solicitude understands its possibility as a possibility
into which one is
always already thrown. This irretrievable
feature, which follows from the fact of being always already thrown
right-there, will appear later to us as the initial phenomenon of
the past. The project-in-draft and dereliction, "being-ahead-of-oneself"
[
l'être-au-devant-de-soi], and "being-always-already-in"
[
être d'ores et déjà dans] are concretely
reunited in solicitude understood by anguish.
But in anguish, the fact of having always already been in the
world is strictly entailed by the fall. Usually,
Dasein does not
understand itself in its own terms, that is, it does not determine its
possibilities from the bald fact of its own and individual existence
right-there, but in the form of everyday existence; it is lost in
the objects of the world and is defined in terms of them. Anguished
solicitude is nothing other than the mode of existence in which
Dasein
takes leave of its dispersion and returns to its isolation, to its
initial possibility of being-in-the-world. The phenomenon of the fall as
presence of Dasein next to [
présence du Dasein
auprès] things and from which anguish takes its leave, is
thus revealed throughout this leave-taking as a structure of solicitude,
firmly attached to those things. The complete proposition expressing
solicitude is thus composed of these three elements: "being ahead of
itself" [
être au devant de soi]; "having already been in
the world" [
avoir d'ores et déjà été dans
le monde]; and "being ahead of things" [
être auprès
des choses]. Their unity is not the unity of a proposition that one
could always establish arbitrarily, but that of the concrete phenomenon of
solicitude revealed by anguish. This is indeed an excellent example of the
Heideggerian mode of thinking. It is not a question of reuniting concepts
by a "conceptual synthesis" [
synthèse penseée]. Modes
of existence such as these are only accessible to effective existence
itself. To think their unity is to realize it in existing.
But that is not to relapse into empiricism. For what characterizes
empiricism is the strangeness of the empirical object in relation to
the spirit that grasps it. Hence, the incomprehension of the empirical
fact. The fact of
Dasein, on the contrary, is
essentially
understood, to such a point that this understanding characterizes
its very effectivity. The notion of the fact of
Dasein no longer
possesses the sense one attributes to it as the sciences might speak of
facts. And the notion of necessity following from this fact no longer has
anything in common with empirical and rational necessity.
We do not
stand before the fact--we are this fact. In revealing existence and
all the specific dimension of the analytic of
Dasein, Heidegger
is thus, to a certain extent, above empiricism and rationalism, which
are themselves only modes of existence, and consequently, kinds of
effectivity of
Dasein. All intellectualist philosophy--empiricist
or rationalist--seeks to know man, but it means to do so through
the
concept of man, leaving aside the
effectivity of
human existence and the sense of this effectivity. The empiricists,
whilst beginning from real men, did nothing else. The sense of the
individuality of the person had to escape them, for the very level in
which this individuality is could not appear to them, in view of the
intellectualism of their attitude, which consists in
objectifying
[
se trouver devant] the fact. They lacked the Heideggerian notion
of existence and of understanding, that is, of an inner knowledge
in the most specific sense of the term,
of a knowledge that comes
about throughout its very existence. This knowledge makes possible
that famous "introspection" but is thoroughly distinct from it, for
introspection is already intellectualist. It contemplates an object that
is thoroughly distinct from it; in introspection there is no longer
understanding throughout its very existence, no longer understanding
being confounded with existence. Heidegger descends from the universality
of theory to the existing fact. But in the fact of man, Heidegger was
seeking not the "foreign" [
l'étranger], not the object
that reveals the introspection of psychologists, but effective existence
[End Page 31]
understanding itself throughout its effectivity. He has tried to speak
of this understanding of existence, for ontological interests push him
to interpreting existence.
The phenomenon of anguish and the unity of the solicitude that
anguish has revealed to us presents the first stage on the road of the
ontological characteristic of existence. From there, the interpretation
will be pursued to the unique source of solicitude. We will find there
the root of personality and of freedom. We will deduce from it finally
the phenomenon of theoretical knowledge. We will find time at the heart
of everything. Already the fact that the structures studied are modes of
existing and not "quiddities" allows us to guess their kinship with time
which is not
a be-ing but
being. And already expressions
such as "always already," "in front of," and "next to"--all charged
with the tragic sense which is that of solicitude--allow us to discern
in them the ontological root of that which one calls in everyday life,
which is plunged into a trivialized and inoffensive time, the past, the
future, and the present.
Emmanuel Levinas, the author of Totalité et infini Difficile liberté, De l 'existence à l'existant, and many other works of philosophy, died on 25 December 1995.
Notes
1.
Heidegger's main works are: (a)
Sein und Zeit (
Being
and Time), vol. 1, 1st ed. (1926), 2nd ed. (1929) (unabridged);
(b)
Vom Wesen des Grundes (
The Essence of Reason),
an excerpt from a published collection in honor of Husserl's
seventieth birthday (1929); (c)
Kant und das Problem der Metaphysik
(
Kant and the Problem of Metaphysics) (1929); (d)
Was ist
Metaphysik? (
What Is Metaphysics?), Inaugural Address to the
Faculty at Freiburg (1930).
2.
With thanks to the
Revue philosophique for publishing
the first sections of the first part of the work in preparation.
3.
On the relations between Husserl and Heidegger, we refer
the reader to our previous study
On the Theory of Intuition in the
Phenomenology of Husserl.
4.
[Trans. note] The French should read
à. The
sentence is omitted from the abridged version.
5.
Obliged to resort to barbarisms, we translate by the word
"temporalize" the German expression
sich zeitigen. Like its German
equivalent, it serves to highlight better the specific sense of time,
which is not a "something" that exists or unfolds, but which is the very
"effectuating" of existence.
6.
[Trans. note] The abridged version reads
La cire, while
the original is missing the
L.
7.
[Trans. note] The French in both the 1932 and abridged
form should read
étrangère rather than
étranger.
8.
Sein und Zeit 436. We will show in the next section how
the Heideggerian method is also opposed to dialectical progress.
9.
[Trans. note] We translate throughout Heidegger's distinction
between
das Sein and
das Seiende, which Levinas translates
as
l'être and
l'étant respectively, as
being and
be-ing, in contrast to other translations
which often render
Sein as
Being and
Seiende as
being. There is no felicitous way of distinguishing in English
between the infinitive used as a verbal noun and the present participle
used substantively as there is in both German and French.
10.
Cf. our work on
The Theory of Intuition in Husserl's
Phenomenology, chapter 6: 17374.
11.
We use the term to translate the German word
Zeitigung.
12.
Regarding this understanding of man as a being, it is a
"preontological" understanding which takes an "ontic" form. Heidegger
calls it "existentiel" understanding, opposing it to a plainly and
explicitly
ontological understanding which he identifies by the
term "existential." [Trans. note] In French, as in German, it is the term
"existential" which is the neologism, while in English, "existentiel"
is the coinage.
13.
See the preceding note.
14.
[Trans. note] The French should read
cette instead of
cetle. The sentence is omitted from the abridged form.
15.
[Trans. note]
Worldliness is the proper translation
of
Weltlichkeit, but, because of its pejorative association in
English, we prefer
worldhood for
mundanité.
16.
[Trans. note] We emend from the original
Bersorgte, which
has been corrected in the abridged version.
17.
We have taken this term in its etymological sense to translate
the word
Zu-hand-enheit [readiness-to-hand].
18.
[Trans. note]
Vorhandenheit translates literally as
presence-at-hand.
19. [Trans. note] Compare the abridged form, which, following
the first sentence, reads: "The reason is that the relation of handling
is a comprehension, a
sui generis vision, an illumined power
which Heidegger defines by the term. . . ."
20.
We hasten to add: affectivity is not the symbol or index of
this nature--it is that nature itself: the description of affectivity
does not prove existence but furnishes its analysis.
21. The German terminology shows us clearly the opposition
that there is in Heidegger's thought between dereliction and the
project-in-draft--between
Geworfenheit and
Entwurf.
22.
"World" in the sense defined above--see section 6.
23.
[Trans. note] We emend from the original
Dessin, which
has been corrected to
Dasein in the abridged version.
24.
[Trans. note] In French, as in German, these verbs are all
reflexive, demonstrating the element of self-regard in the emotion. For
further elaboration, see Levinas's comments in
Ethics and Infinity,
trans. Richard Cohen [Pittsburgh: Duquesne UP, 1985] 119.
25.
The nothingness to which traditional philosophy from Parmenides
to Bergson tried in vain to gain access, supposing it to be of a
theoretical nature--as theoretical negation of being--is essentially
accessible to anguish. Theoretical negation is a modality of it. See
Was ist Metaphysik?
26.
[Trans. note] Compare the abridged version in which Levinas
renders
Sorge as
souci rather than as
sollicitude.
As he has already rendered
Besorgte as
sollicitude above,
the emendation has the merit of distinguishing between
Besorgte, as
care for "things in the middle of which
Dasein effectively lives,"
and
Sorge, as care for
Dasein's effective existence as such.
Works Cited
Becker, Oskar.
Mathematische Existenz: Unterschungen zur
Logik und Ontologie mathematischer Phänomene. Jahrbuch
für Phänomenologie und phänomenologische Forschung
8. Ed. E. Husserl. Halle: Niemeyer, 1927. 441809.
Heidegger, Martin.
Kant und das Problem der Metaphysik. Bonn:
Cohen, 1929. [
KPM]
________. Sein und Zeit. Jahrbuch für
Phänomenologie und phänomenologische Forschung
8. Ed. E. Husserl. Halle: Niemeyer, 1927. 1438.
________. Vom Wesen des Grundes. Halle: Niemeyer, 1929.
________. Was ist Metaphysik? Bonn: Cohen, 1929.
Levinas, Emmanuel.
On the Theory of Intuition in the Phenomenology
of Husserl. Paris: Alcan, 1930.
http://muse.jhu.edu/demo/dia/26.1levinas.html
Emmanuel Levinas and Committee of Public Safety - Martin Heidegger and Ontology - Diacritics 26:1
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Diacritics 26.1 (1996) 11-32
Martin Heidegger and
Ontology
Translated by the Committee of Public Safety
The prestige of Martin Heidegger
1
and the influence of his
thought on German philosophy marks both a new phase and one of the high
points of the phenomenological movement. Caught unawares, the traditional
establishment is obliged to clarify its position on this new teaching
which casts a spell over youth and which, overstepping the bounds of
permissibility, is already in vogue. For once, Fame has picked one who
deserves it and, for that matter, one who is still living. Anyone who
has studied philosophy cannot, when confronted by Heidegger's work,
fail to recognize how the originality and force of his achievements,
stemming from genius, are combined with an attentive, painstaking, and
close working-out of the argument--with that craftsmanship of the patient
artisan in which phenomenologists take such pride. In this study, it is
important for us to understand, above all, the true intentions of our
author, to illuminate what he thinks really needs to be said, and to
surmise what is most critical for him.
To get to the heart of Heidegger's system, it seems fitting to
begin with a problem that is generally familiar. We choose the problem of
knowledge, a deeper understanding of which takes us to the very threshold
of Heidegger's thought. For this problem, central to modern philosophy,
is one of the main obstacles of modern philosophy that Heidegger wishes
to surmount. Neo-Kantianism, which takes knowledge as the philosophical
problem of the first rank, is the movement against which Heidegger rebels
with all his strength. We have, thus, every chance of gaining access to
his thought by the main door, so to speak. Once inside the system we will
try to trace its outlines,
2
reserving, for a second part of
our work, the determination of Heidegger's place in the history of ideas,
especially in the phenomenological movement, as well as of his relations
with the philosopher to whom he owes so much--Edmund Husserl.
3
1
In its most general form, the problem of the theory of knowledge has a
critical significance. It consists in delineating a domain where knowledge
can be certain and in determining the criteria for the legitimate scope of
knowledge. But this problem, as normal and as simple as it may appear, has
deeper roots. That knowledge should need a criterion at all presupposes
that truth is not identical to all that is known and that the course
[End Page 11]
of things can fail to correspond with the course of thought. "How does
knowledge correspond to being?" is a more profound formulation of the
problem of knowledge.
But we are not going to touch anymore on the primordial phenomenon
that generates the problem. The problem of correspondence between thing
and thought presupposes a free activity of thought and its isolation
in relation to the object. It is precisely this presupposition which
renders their harmony and even their contact problematic. "How does the
subject take leave of itself to attain the object?" is what the problem
of knowledge, in the last analysis, boils down to. Its true source is
thus the concept of "subject" as elaborated by modern philosophy. The
cogito presided over the subject's birth. The cogito was
the affirmation of the privileged nature of the subject's immanent
sphere, of its unique place in existence; hence, the cogito
was the specificity of the subject's connection to the rest of
reality, the sui generis nature which opens up the passage from
immanence to transcendence, the passage from ideas contained in the
thinking substance to
4
their "formal existence."
The concept of the subject, understood as a substance having
a specific position in the entire domain of being, presents us with
difficulties of two kinds. First, how do we understand this leave-taking
from the self which the thinking substance brings about and which
displays an entirely original aspect? Indeed, we could say that thought,
in reaching out toward objects, does not actually take leave of itself,
since its objects--considered as ideas and contents of thought--are,
in a certain sense, already within it. In order to make sense of this
paradox, Descartes had to invoke the existence of a veridical god who
guaranteed the correspondence between things and ideas. Furthermore,
he had to reflect on truth's method and criteria--a reflection and
preoccupation endemic to modern philosophy. Such reflection is a basic
requirement for a subjectivity enclosed within itself which must search
within its own interior for signs of its conformity with being. From
there, it is but a step to idealism. Henceforth, the thinking substance
will not have to reunite with extended substance; it will recover that
extended substance within itself. The subject itself will constitute
its own object. Idealism comes to be one of the consequences both of
the Cartesian cogito and of the theories of knowledge whose
flourishing has been fostered by this new conception of the subject.
But thinking substance characterized as a "subject having to
transcend itself" entails a second antinomy still more profound, which
is found to be at the very heart of idealism. Substance is that which
is. Now, existence is for us essentially linked to time--whatever theory
we might have about it. Even in the very terms which ancient philosophy
has employed to speak of being we meet with these temporal indices
[Heidegger, KPM 230]. What is more, once we admit that the subject
is temporal--that it subsists as an eternally present substratum, that
it unfolds in time in a chain of causes and effects--can that subject
be called a substance and can it have being except in a purely nominal
sense? But if we acknowledge the substantiality of the subject, how
do we understand that next to this temporal dimension, life,
precisely as conscious life, is related at each moment of its passing
to an object? This relation to the object as such is not a temporal
event of which, so to speak, we could become aware. The relation
points in a direction to which conscious life is bound in each moment
of its passing, but in which it does not perdure. But on the other
hand--and this is crucial--we cannot reduce the relation of subject to
object as it persists within idealism, where the object is encompassed
in consciousness, to one of these supertemporal relations we know in an
ideal world. For it is a matter of a relation lived out and established
effectively by the individual beings such as we are.
Going beyond this second antinomy which reappears within idealism
is idealism's most decisive step. It is fundamentally here that the true
passage into subjectivity--in all its opposition to being, that is to
say, in its opposition to temporal substance--is
[End Page 12]
accomplished. This step is taken by means of an evasion of time. For the
neo-Kantians, as for Leibniz, time becomes an obscure perception, alien
to the profound nature of the subject; for Kant, it is a phenomenal
form which conceals from the subject precisely its true subjectivity;
for Hegel, it is something into which spirit is thrust, but from which
spirit is originally distinct. Now time (and we are anticipating here
the final sections of our exposition) is not a characteristic of the
essence of reality, a something, or a property; it is the
expression of the fact of being [fait d'être] or,
rather, it is that fact of being itself. In a way it is the very
dimension in which the existence of being comes about. To exist is
to be "temporalized" [se temporalizer].
5
To grasp
time in its specificity is thus to challenge the very meaning of the word
"being" which, as "transcendent," traditional philosophy has excluded from
its domain of research. The theory of time is thus ontology, but ontology
in the specific sense of the term. Not only is ontology not identified
with realism (as contemporary use of the term would have it), but it
is also quite different from the study of the essence of being
[être] in the sense of a that-which-is [objet
étant]. Ontology is opposed to that-which-is in the very
sense of the fact that it is and in its specific mode of being.
Consequently, we understand how much the destruction of time by the
idealists allows them to emphasize the sui generis nature of the
subject, the paradoxical fact that the subject is something which is
not. The subject is not distinguished from the thing by such and such
a differing property, or by its essence, or by the fact of being
spiritual, active, nonextensive and opposed to what is material, inert,
and extensive (which is how Berkley distinguishes them); rather, the
difference between subject and thing concerns the existence, the
very manner of being-there [être-là]--if
we can still even speak of existence here. Now, this distinction is
also equally susceptible of showing us that the opposition between the
epistemological outlook, which foregrounds the theory of knowledge,
and the ontological outlook is not purely nominal and that, in order to
progress beyond the epistemological outlook, it is not enough to affirm
purely and simply that knowledge is a being. For it is incontestable
that in the indifference to time which the "subject-object" relation
manifests, there is something like a negation of the existential nature
of knowledge. But that is also why the ontological determination of the
subject (if such a thing is possible) must seek a temporal sense in the
transcendence of the subject in relation to itself.
Ancient philosophy only knew the ontological mode in determining the
subject. But it knew nothing of the modern notion of the subject. For that
reason, it never sought the ontological structure of the subject-object
relation. For Plato, for example, it is perfectly natural that thought
should have an object. Thought is defined as a silent dialogue between
the soul and itself, and that way, the basic characteristic of language,
its universal and objective aspect, is attributed to thought: discourse
always lays claim to truth. Furthermore, all the difficulties that Plato
encounters in the Theaetetus in explaining error originate from
his inability to form a true notion of the subject. The wax,
6
of varying degrees of softness, in which the soul is covered--and
which, at a certain point in the dialogue, must make us pay attention
to error--symbolizes the specifically subjective element of thought but
doesn't explain its true nature. On the other hand, when Plato determines
the character of the relation of subject to object, he conceives of
it as an objective relation made up of passion and action. The theory
of visual sensation in the Theaetetus and the passages of the
Parmenides and of the Sophist (where our knowledge of
the Ideas--as objective relation of passion and action--amounts to a
diminishing of the
[End Page 13]
perfection of the Ideas): these texts, amongst many others, enlighten
us sufficiently about Plato's thought.
The concept of the subject is not, however, absent from this
philosophy. Only, unlike contemporary philosophy, the structure of the
subject is determined with the help of ontological notions. This structure
is, for Plato, subjective not in the manner that sight must take leave
of itself in order to reach its object, but in the manner of belonging
to a finite being, torn from the banquet of the Gods, and chained in the
Cave. In a way, it is the history of the soul which transforms
the soul into a subjectivity capable of griefs and errors. Subjectivity
is defined by a mode of existence that is inferior, by the fact
of being involved with becoming, by finitude. But this finitude does not
explain--nor does it claim to explain--the aspect of subjectivity which
modern philosophy has raised, namely, the unreality and the specificity
of the subject/object relation. The chains of those imprisoned in the cave
determine, certainly, the structure of human existence, but this structure
is affirmed as coexisting purely and simply with the faculty of
vision which man possesses essentially as an attribute. We are not
shown how vision as an immanence which transcends itself is conditioned by
the ontological modes of humanity. In order to raise the soul above error
(which is the perpetual mark of subjectivity), "all the skill consists
in turning the soul in the manner which is easiest and most useful for
it. It is not a question of bestowing the faculty of sight upon the
soul, for it possesses it already [see Republic, book 7].
But perhaps the affirmation of this coexistence does not mark the
limit of philosophical wonder. Is it not necessary to follow Plato's
work, as we seek the ontological foundation of the contemporary notion
of subjectivity, while respecting the distinctiveness of the latter? Is
it not necessary to ask if the "subject/object" structure is really the
originary form of the transcendence of soul through self-relation? Is it
not necessary to call into question the notion of being which is used
uncritically even when it is drawn into relation with time, given that
this notion of time is not gone into in sufficient depth, and given that
being is allied with a notion of time that maybe no longer expresses the
initial structure of such a phenomenon? And will we not, as a consequence,
better understand this proximity of the existential determination
of man--through the fall, through finitude--to his determination as
an immanence having to transcend itself? Is not the "unreality" of the
leap toward the object taken by the subject a mode of time, rather than
being alien
7
to time? Is not the theory of knowledge immersed
in ontology? How does one genuinely reduce knowledge to existence? Such
are the problems that are going to occupy Heidegger. His undertaking is
thus diametrically opposed to that of dialectical philosophy, which,
far from searching out the ontological foundation of knowledge, seeks
for the logical foundations of being. Hegel asks: "How does spirit fall
into time?" And Heidegger responds: "Spirit does not fall into
time, but effective existence, in its fall, is thrown out of originary
and authentic time."
8
2
In setting out from the relation between the theory of knowledge and
ontology, we have encountered two problems. First, that of the duality
within man between what we have called his ontological dimension--his
existence, or time--and knowledge. And then the more general problem of
the very meaning of existence; that is, the calling again into question
of the notion of existence and of its relation with time. Now, it is
the second
[End Page 14]
problem which is initially at the core of Heideggerian
thought. Heidegger's hostility toward epistemology in the specific and
distinctive sense which we have given it--namely, of being opposed to
ontological inquiry--his attempt to grasp the subject ontologically is
a logically subsequent move to make [Sein und Zeit 2, 15, and
passim]. But, as we will see, the ontological analysis of
the subject is alone capable of yielding a solution and even a sphere
of investigation to ontology in the general sense that Heidegger seeks.
It is always the case that the way one finds oneself led into the
heart of philosophical pursuit is, for Heidegger, entirely dictated by
his fundamental ontological preoccupation, which consists in determining
the meaning of the word "being." This preoccupation is quite unconcerned
with first establishing critically the validity of the instrument which
is knowledge. That is why, after having shown by these reflections, whose
progress we are going to follow, the central place of man in philosophical
inquiry, he recalls, in a manner which at first surprises contemporary
consciousness, not the rich flourishing of studies on consciousness
which date from Descartes, but Aristotle's phrase which asserts the
privileged place of the soul in the totality of being:
phyg
ta inta p
s estin ("The soul is,
in a way, all existing things" [Sein und Zeit 14; Aristotle,
De anima G.8.431b21]).
Let us then start with the fundamental problem of the meaning
of being and specify its terms. Heidegger initially distinguishes
between that which is "a be-ing" [l'étant] (das
Seiende) and "the being of a be-ing" [l'être]
(das Sein des Seienden).
9
In speaking earlier
about time we came up against this "being of a be-ing." The history
of philosophy has always recognized it in its specificity, for Kant,
refuting Descartes, was able to affirm that being was not an
attribute of a be-ing. The science that studies a be-ing
is, for Heidegger, ontic [ontique], and it is necessary to
distinguish it from the science of the being of a be-ing which
alone is ontological [ontologique]. Let us examine these
distinctions more closely. The attributes of a be-ing make it to
be of this or that determination. In identifying its attributes, we say
what it is, or end up at its essence. But alongside the
essence of a be-ing, we can affirm, through a perception or demonstration,
that it exists. And, indeed, for classical philosophy, the problem of
existence, which was posited in addition to that of essence,
was reduced to this affirmation of existence. But determining just
what this affirmed existence means has always been considered impossible,
since, being of a higher generality, existence was not capable of being
defined. The philosophy of the Middle Ages called this "being of a
be-ing" transcendens.
Now, Heidegger contests precisely the insolubility of the
problem of the meaning of being and sees in it the fundamental
philosophical problem--ontology in the distinctive sense of
the term; he sees the empirical sciences at one and the same time as
the "eideictic" sciences in Husserlian terminology (that is, the a
priori sciences that study essence, the eidos of the
differing domains of reality),
10
and as leading to being; and
he sees being as that to which ancient philosophy aspired in wanting, in
the Sophist, to understand being and in positing, with Aristotle,
the problem of on
on. We must not apprehend being
per genus et differentiam specificam, precisely because it is not a
be-ing. The fact that, at every instant, we understand its meaning proves
that it is possible to know being in some other way. The understanding
of being is the determining characteristic and the fundamental fact of
human existence. Maybe we should then say that inquiry is pointless
in such an instance? But the sheer fact of understanding does not entail
that understanding must be either explicit or authentic. No doubt, we
are looking for something we already possess
[End Page 15]
in some manner, but explicating this understanding is not, for all that,
a subsidiary and secondary task. For Heidegger, the understanding of
being is not a purely theoretical act but, as we will see, a fundamental
event where one's entire destiny is at issue; and, consequently, the
difference between these modes of explicit and implicit understanding is
not simply that between clear and obscure knowledge, but is a difference
which reaches unto the very being of man. The passage from implicit
and inauthentic understanding to explicit and authentic understanding
comprises the fundamental drama of human existence. We will retain, for
the moment, this primary characteristic of man as a be-ing who
understands being explicitly (i.e. ontologically, in Heideggerian
phraseology) or implicitly (i.e. preontologically). And it
is because man understands being that he is led into the heart of
ontological inquiry. It is the study of man which is going to reveal to
us the horizon within which the problem of being arises, for it is here
that the understanding of being comes about.
We have not casually used the expression "the understanding
of being." And after all of the exposition in our first section,
the expression should not seem surprising. The understanding of
being which characterizes man is not simply an act, essential
for all consciousness, which one could isolate within the movement
of time in order to apprehend in that movement the being at which the
act is directed, while denying all temporality to this act of aiming
as such. A similar idea would amount to admitting the distinction
between the temporal level and the "subject/object" level; it is
necessary to progress beyond such dualisms. This would implicitly
be to begin from the concept of "consciousness" and return to the
standpoint of the theory of knowledge. Now, all of Heidegger's
work tends to demonstrate that time is not a frame in which human
existence--or some other such act of the understanding of being--is
situated, but that the "temporalization"
11
of time, in its
authentic form, is precisely this understanding of being. Truly, it
is understanding
12
itself that comes about.
Thus, we must not begin by imagining this specific structure of the
understanding of being by means of notions which it is intended to
go beyond. For in the analysis of this structure, which will show us
time down to its foundation, time will appear in an unexpected manner
and in its authentic and originary form. But we should not prejudge,
trivializing the understanding of being right from the start, by
seeing in it an act of the temporal flow. The concept of the temporal
flow, borrowed moreover from the vulgar notion of time, must not be
accepted uncritically.
To anticipate the conclusions of Heideggerian analysis allows us to
specify in what sense the understanding of being is the characteristic
of man. Understanding of being characterizes man not as an essential
attribute, but is man's very mode of being. It determines not his
essence, but his existence. No doubt, if we consider man as a
be-ing, the understanding of being constitutes the essence of this
be-ing. But to be precise--and this point is fundamental to Heideggerian
philosophy--man's essence is simultaneously his existence. That
which man is is at the very same time his way of being, his
way of being-there [être-là], his way of
self-"temporalizing." This identification of essence and existence is not
an attempt to apply the ontological argument to man, as certain people
may have thought. It does not mean that the necessity of existing is
contained within man's essence--which would be false, as man is not a
necessary being. But inversely, one could say, the confusion of essence
and existence signifies that man's essence is enclosed in his existence,
that all the essential determinations of man are nothing other than his
modes of existing. But a relation of this sort is possible only at the
price of a new type of being
[End Page 16]
which characterizes the fact of man. And the possibility of this
relation is precisely the fundamental mark of being in man. For
this type of being Heidegger reserves the word "existence," which
we will use from now on in this sense, and he reserves the name
of Vorhandenheit--"presence"--for the being of brute, inert
things. And it is because man's essence consists in existence that
Heidegger designates man by the term Dasein (being right-there)
[l'être ici-bas], and not by the term Daseiendes
(a be-ing right-there) [l'étant ici-bas]. The verbal
form expresses the fact that each element of man's essence is a mode of
existing, of being situated there.
In brief, the problem of being that Heidegger poses leads us to man,
for man is a be-ing who understands being. But, on the other hand,
this understanding of being is itself being--it is not an attribute, but
man's mode of existence. This is not a question of a purely conventional
extension of the word "being" to one of man's faculties, which in our case
would be the understanding of being, but the bringing into relief of the
very specificity of man, whose "actions" and "properties" are modes of
being. It is the abandonment of the traditional concept of consciousness
as the point of departure, along with the decision to seek for the basis
of consciousness itself in a more fundamental notion of being--a notion
of the existence of Dasein.
That being the case, the study of the understanding of being
which must direct us to the explicit meaning of being is ipso
facto a study of man's mode of being. It is not only a preparation
for ontology but already an ontology. This study of man's existence
Heidegger calls the "analytic of Dasein" [analytique du
Dasein]. Under an existentiel form, and in its multiple studies
on man--philosophical, psychological, religious, and literary--the
analytic of Dasein is initiated. Grasping these studies in an
existential
13
form is what renders them ontologically
productive. And that is Heidegger's great discovery. We are thus going to
perform an existential analytic of Dasein. From the purely
formal structure that we have just established--that the existence of
Dasein consists in understanding being--all the richness of human
existence will be elaborated. The analytic of Dasein will be about
rediscovering man in his entirety and of showing that this understanding
of being is time itself. Each step forward in this analysis of man will
be an advance in the elucidation of the structure of being.
3
Man exists in such a manner that he understands being. This proposition
is equivalent to another which at first glance seems to say much more:
"Man exists in such a way that his own existence is always at stake for
him." These could be two different propositions, were one to think of the
understanding of being as purely contemplative and as following
like an illumination upon Dasein's mode of existence--a mode which,
at first, could not understand itself. Now this would be precisely to
effect the separation between existence and knowledge--a separation of
which we spoke earlier and which Heidegger opposes.
In order better to highlight the legitimacy of this opposition,
we must return to the idea of intentionality elaborated by Husserl and
adhered to by Heidegger right to the end. We know that in intentionality
Husserl saw the very essence of consciousness [see Levinas, chap. 4]. The
originality of this view consisted in affirming not only that all
consciousness is consciousness of something but that this striving toward
something else constituted the entire nature of consciousness; that we
must not imagine consciousness as something that first is and
that then transcends itself, but that consciousness transcends itself
throughout its existence. If this transcendence presented the structure
of knowledge as a matter of theory, it had a different form in other
dimensions of life. Sentiment also aimed at
[End Page 17]
something, which was not a theoretical object, but a thing appropriate and
accessible to sentiment alone. The "intentionality" of sentiment did not
mean that the affective intensity of sentiment--and all that sentiment
entailed--was only a nucleus to which an intention directed toward the
felt object was superimposed. Affective intensity in and of itself is
open to something which, by its very essence, is only attained by this
affective intensity, just as one has access to color only through vision.
We now understand in what sense the existence of Dasein,
characterized as a way of existing such that, "in its existence,
this very existence is always at stake," amounts to an existence that
consists in understanding being. Being is precisely what is revealed
to Dasein, not under the form of a theoretical concept that one
contemplates, but in an internal striving, in a concern that Dasein
has for its very existence. And, inversely, this way of existing where
"existence is at stake" is not something blind onto which knowledge of
the nature of existence would have to be added, but this existence,
in taking care of its own existence, amounts to the understanding of
existence by Dasein. We now understand better than before how
the study of the understanding of being is an ontology of Dasein,
a study of Dasein's existence in all its concrete plenitude,
and not only of an isolated act of this existence--like a sort of door
by which an existence, unfolding in time, would have to leave this
existentiel plane in order to understand. Transcendence is an event
[événement] (Geschehen) of existence.
4
To understand being is to exist in such a way that one takes care of
one's own existence. To understand is to take care. Exactly how does this
understanding, this solicitude come about? The phenomenon of the world,
or more precisely, the structure of "being-in-the-world" presents
the precise form in which this understanding of being is realized.
If this thesis can be justified, the "leave-taking of oneself"
[sortie de soi-même] in order to reach the world would be
integrated into Dasein's existence, for the understanding
of being--as we already know--is a mode of existence. Fathoming this mode
of existence which is the world should lead us to the phenomenon of time
itself. The line of the "subject-object" structure and the line of time
would converge, or rather the former would be a mode of the
14
latter and would be rendered possible by it. But this understanding of
being in the form of "existence being at stake" (which is, in the last
analysis, the concept of time itself), will be, as the final sections
of our work will show, the very characteristic of the finitude of
Dasein's existence. Thus, the transcendence of Dasein, by
relation to itself, will be founded on the finitude of Dasein's
existence. And so, for the first time, the finitude of human existence,
of which philosophy has spoken since antiquity (without, by the way, ever
having grasped it ontologically), turns out to be the foundation of the
concept of the subject, such as we have known it since Descartes. Finitude
will no longer be a simple determination of the subject; we will no longer
say only: "We are a thought, but a finite thought." Finitude will become
the very principle of the subject's subjectivity. It is because there
is a finite existence--Dasein--that consciousness
itself will be possible.
The analysis of the World thus becomes the central component of
the Analytic of Dasein, for it allows us to rejoin subjectivity
to finitude, the theory of knowledge to ontology, and truth to being. No
doubt we will need to begin by transforming the traditional concept of
the world--as we will have to so do with many other concepts--but such
transformation will have nothing arbitrary about it. What Heidegger is
going to
[End Page 18]
substitute for the traditional conception of the world is something
that renders that traditional conception possible, and which always
carries the obligation to reunite with or to explain the classical
opinion which never departs from initial or authentic phenomena. For
collective consciousness, the world amounts to the unity of what knowledge
discovers. But this notion of the world is ontic and derivative. Indeed,
things, if one holds onto the concrete meaning of their appearance for
us, are in the world. The world is presupposed by every appearance
of a particular thing. It is within an environment that things solicit
us. What is the import of this structure which phenomenological analysis
must neither ignore nor efface? This notion of the world--the condition
of every particular object--is revealed at first analysis as being closely
involved with Dasein: the "environment" [ambiance]--that in
which Dasein lives; "our world" [notre monde]--the "world
of an epoch or a writer" etc. Now, this encourages us to look in a mode
of existence of Dasein itself for the phenomenon of the world,
which will appear thus as ontological structure. Certainly, in
the notion of "environing world" [monde ambiant] (Umwelt),
the particle "environ-" [ambi] (Um) is the index of a
spatiality, that is to say, the index of a mode of Dasein, since,
to be precise, space would initially have an existentiel sense. The
limits of our article do not allow us to dwell on this at any length. Let
us simply remark that it is the notion of the world which will determine
the notion of space--a position quite contrary to Descartes, who wanted
to grasp the very sense of the world by space. We have already indicated
in advance the conclusion of this inquiry: being-in-the-world is the
understanding of being itself. We thus begin with environing objects in
order to determine the environment itself, the "worldhood
15
of the world" (Die Weltlichkeit der Welt), as Heidegger terms it.
The things in the middle of which Dasein effectively lives
are, above all, objects of care, of solicitude [sollicitude]
(das Besorgte),
16
of handling [maniement]
(Umgang). These are objects useful for something: axes for
chopping wood, hammers for hammering, houses for sheltering us, handles
for opening doors, etc. These are, in the very broad sense of the term,
tools [ustensiles] (Zeuge). Let us first ask what
the mode of being of such tools is. To this ontological question
we must reply that the being of the tool is not identical with that of
a mere material object revealed to the contemplative perception or to
science. Contemplation would not know how to grasp the tool as such. "The
purely contemplative gaze, however penetrating it may be [le regard
purement contemplatif, quelque pénétrant qu'il soit]
(das schärfste Nur-noch-Hinsehen), cast over the appearance
of such and such a thing, cannot reveal the tool to us" [Sein und
Zeit 69]. It is by use itself, by the handling of the tool, that we
gain access to it in the fitting and entirely new way. But the movement
gains access to objects not only in an original way but also
in an originary way; the movement does not follow upon
a representation. It is by that above all that Heidegger is opposed to
the current opinion--an opinion still shared by Husserl himself--namely,
that the representation of what is handled precedes the handling
itself. Tools are thus objects that Dasein reveals by a given mode
of its existence--handling. Tools are not then simply "things." Handling
is in some way the affirmation of their being. Handling determines
not what tools are but the manner in which they encounter
Dasein, the manner in which they are. The being of
tools is "handlability"
17
[maniabilité]
(Zuhandenheit). And it is precisely because handling does not
follow upon a representation that handlability is not a simple "presence"
[présence] (Vorhandenheit)
18
on which
a new property is grafted. Handlability
[End Page 19]
is entirely irreducible. While denying the structure of representation
to handling, we said that it revealed handlability. The
reason is that in its intrinsic sense, handling
19
is an
intentionality. Intentionality, as Husserl said, is a specific
comprehension, and hence, in handling, a sui generis vision
comes to light which Heidegger defines by the term "circumspection"
[circonspection] (Umsicht). Language expresses moreover
the fact of such circumspection: French, for example, says, "to know
how to write," "to dance," "to play," etc.
What is the structure of "handlability"? It is essentially
constituted by "referral" [renvoi] (Verweisung). The
tool is always "in view of" [en vue de] something, because it is
not a separate entity, but always in tandem with other tools. Its mode
of being entails giving precedence to the totality of the function
[oeuvre] in relation to which the tool exists [est]. The
tool is efficient in its role, and handlability characterizes its being
"in itself" [en soi]; it exists uniquely in its role in the
case where handlability is not explicitly present but recedes into the
background, and the tool is understood in terms of its function. This
function is itself instrumental: the shoe exists in order to be
worn, the watch in order to tell the time. But, on the other
hand, the productive function makes use of something in view of something
else. What is handlable then refers back to materials. We thus discover
Nature, forests, waters, metals, mountains, winds, etc. But Nature
discovered in such a way is entirely relative to handling: these are the
"raw materials" [matières premières]. We do not
have a forest but wood, waters are hydroelectric power, the mountain is a
quarry, wind is wind in the sail. Finally the function is not only in
view of something, but also for someone. Production is oriented
toward the consumer. Men as "consumers" [consommateurs] are
present--along with the handlable and public life [vie publique]
(die Öffentlichkeit) with them--and the whole body of
institutions, all the apparatus of public life. The totality of referrals
which constitute the tool's being leads us thus well above the
very narrow sphere of usual objects that surround us. Hence, we are,
along with the handling, present in the world, in the "world" in the
traditional sense of the term understood as the totality of things. But
an even more precise analysis of handling will reveal to us the originary
phenomenon of the world that Heidegger seeks.
We have emphasized that the tool is lost in some way within
the function which it serves; it is thus that it exists in
itself. However, when the tool is damaged, it stands out against the
system in relation to which it exists [est] and it loses its
character of being a tool, so to speak, in order to become, in a certain
way, a simple presence. In this momentary loss of handlability, the
"referral, in view of which the tool exists" [renvoi à
ce en vue de quoi l'ustensile est], is achieved. It awakens, stands
out, comes to light. And we are turned in that manner toward the totality
of the system of referrals--a totality always implicitly understood but
not till then emphasized. Here is a series of referrals which can only
be realized in an "in-view-of-which" which is no longer in view of some
other thing but in view of itself. We recognize Dasein itself
in this structure. Put another way, understanding of the tool only
comes about in relation to an initial understanding of Dasein's
structure, which, in virtue of the "referral to itself" [renvoi
à soi-même] proper to Dasein, allows a glimpse
within the things themselves of their handlability, their possible usage,
their "in-view-of."
Thus the world is announced. It is then not constituted by the sum
of tools, precisely because the totality of referrals makes tools possible
only on the condition that they remain in the background. But totality
is the ontological condition of tools. Totality is their condition. For
in order to understand the "in-view-of" which constitutes the tool, it
is necessary to understand "that in view of which it exists" [ce en
vue de quoi il est], which,
[End Page 20]
[Begin Page 22]
in its turn, refers to another thing and is achieved in
Dasein. This totality is an ontological condition. For handlability
is not a property of the tool but its mode of being. That in
relation to which handlability itself becomes possible can only be an
ontological structure. Dasein discovers this structure thoughout
its very existence. Dasein's existence consists in existing
in view of itself. That also means that Dasein understands
its existence. Dasein thus always already understands this
"in-view-of-itself" which constitutes its existence. It is in relation
to this initial "in-view-of" that the "in-view-of" of tools, their
handlability, can appear to Dasein. The World is nothing other than
this "in-view-of-itself" where Dasein is involved with its own existence
and in relation to which the encounter with the handlable can come
about. Thus this reference to Dasein which we have raised in
the notion of the world is explicated. We note in passing, and in the wake
of Heidegger's tightly linked chain of analysis, that this conception of
the world, which identifies the world with the fundamental event of our
internal destiny, gives its specific sense to the concept of the "inner
world" [monde intérieur]. The inferior world, the "world
of a historical epoch" [monde d'une époque historique],
the world of a Goethe or a Proust, is no longer a metaphor but the very
origin of the phenomenon of the world. And that is not in the idealist
sense which identifies the world as the totality of existent things with
spirit and bypasses this original phenomenon, which is entirely distinct
from "the totality of things" [l'ensemble des choses].
One can thus say that the existence of Dasein is
being-in-the-world. The Da, the "right-there," contained in the
term Dasein expresses this state of things. And it is not the
affirmation of the commonplace fact that man is in the world. It is a
new expression of the initial proposition, namely, that Dasein
exists in such a way that it understands being. The proposition shows us
how the appearance of the world of things and of tools has its condition
in the existence of Dasein and is an event of Dasein. The
act of taking leave of oneself to reach objects--namely, this relation of
subject to object with which modern philosophy is so familiar--has its
basis in a leap accomplished beyond "be-ings" [étants]
understood in an ontic sense toward ontological being; this
leap is accomplished throughout Dasein's very existence and is
an event itself of this existence, not just a phenomenon imposed upon
it. For this leap beyond be-ings and toward being (which is ontology
itself, the understanding of being), Heidegger reserves the word
"transcendence" [transcendance]. This transcendence conditions
the transcendence of subject to object--a derived phenomenon from which
the theory of knowledge issues. The problem of ontology is for Heidegger
transcendental in this new sense. To summarize: being, for Dasein,
is the understanding of being. To understand being is to exist in such
a manner that "existence itself is at stake." "Existence itself being
at stake" is "being-in-the-world." "Being in the world is to transcend
oneself" [Étre dans le monde c'est se transcender]. The
whole paradox of this structure, in which existence in view of itself
presents itself as essentially ecstatic, is the very paradox of existence
and of time. But in order to see the paradox, we must push the Analytic
of Dasein further, developing the structure of "transcendence," of
this in-esse in the world that we have just established. We thus
return to the finitude of Dasein and its temporal significance.
5
"Being-in-the-world" is an essentially dynamic way of existing--dynamic
in a very precise sense. It is a question of dynamis, of
possibility--not possibility in the logical and negative sense as sheer
"absence of contradiction" [absence de contradiction]--an empty
possibility; but a concrete and positive possibility expressed by saying
that we can do this or that, or that we have possibilities in
the face of which we are free. The realm of tools that we discover in
the world, tools fit for a given use, is a matter of our possibility--
[End Page 22]
whether realized or not--of handling them. And possibilities are
themselves made possible, as we have seen, by virtue of the fundamental
possibility of being-in-the-world, that is, of existing in view of this
very existence. The dynamic nature of existence, original and irreducible,
constitutes its fundamental paradox. For it comes down to saying that
existence itself is composed of possibilities, which, however, precisely
qua possibilities, both are distinguished from existence yet anticipate
it at the same time. Existence has the appearance of anticipating itself.
Let us first emphasize the positive character of possibility
constituting existence. The relation of man to his possibilities is
not the same as the indifference a thing manifests with respect to the
accidents that could occur to it. Man is always already thrust into the
midst of his possibilities, with respect to which he has always already
taken such and such a decision, and which he always already has or has
not realized. These possibilities are not imposed on his existence
from without, like accidents. But, on the other hand, they do not
lie in front of him as objects of knowledge, as full-blown images one
contemplates while weighing up the pros and cons of a situation. They
are modes of his very existence, precisely because to exist for man
is to seize his own possibilities. The basis of existence can thus
only be a capacity to seize or to miss one's own possibilities--a
fundamental possibility of taking stock of oneself. But we already are
familiar with this attentive soul-searching, this radical orientation
of one's own existence, an orientation which is in no sense a detached
contemplation but which is the essential event of human existence. In
effect, this is only a more condensed analysis of the phenomenon we
have already encountered in saying that, in existing, Dasein's
very existence is always at stake or, again, that to exist is to
be in the world. In order to convey the intimacy of this relation
between Dasein and its possibilities, we could say that it is
characterized not by the fact of having possibilities, but by
the fact of being its possibilities--a structure that in the
world of things would be inconceivable but that positively determines
the existence of Dasein. To-be-in-the-world is to be
one's possibilities. And the "in," the in-esse, encompasses this
paradox of the existentiel relation to possibility: namely, to
be something that is only a possibility without it being so by a pure
and simple representation of this possibility. How do we determine this
structure more exactly? What does "to be one's possibilities" mean?
To be one's possibilities is to understand them. We already
made this point earlier: the fact that Dasein's existence is
at stake amounts to saying that Dasein exists by understanding
existence. But to describe this intimate relation between existence
and its possibilities as an act of understanding does not amount to
affirming in some indirect way that "to be one's possibilities"
is to know them. For the understanding is not a cognitive faculty that
is imposed on existence in order to allow it to become aware of its
possibilities. The distinction between the knowing subject and the object
known--an inescapable distinction in the phenomenon of knowledge--no
longer has purchase here. Human existence knows itself prior
to all introspective reflection and, indeed, renders the latter
possible. But to say that does not imply a return to the concept of
self-consciousness (even if we distinguish it from the concept of inner
perception, understood as introspective reflection and in which, by all
accounts, the subject/object structure ends up). The originality of the
Heideggerian conception of existence, in contrast to the traditional
idea of "self-consciousness" [conscience interne], is that this
self-knowledge, this inner illumination, this understanding not
only refuses the subject/object structure, but also has nothing to do
with theory. It is not a conscious awareness, a pure and
simple registering of that which one is, a registration capable
of measuring our power over ourselves; this understanding is the
very dynamism of this existence, it is the actual power over self.
And in this sense, understanding constitutes the mode of which existence
is its possibilities; that which was a conscious awareness becomes
a seizing and, thereby, an event of existence itself. In place of the
consciousness traditional philosophy talks about, which,
[End Page 23]
as it becomes aware, remains calm and contemplative, indifferent
to the destiny and history of concrete man who is its object, Heidegger
introduces the notion of Dasein understanding its possibilities,
but which, qua understanding, ipso facto creates its destiny,
is existence right-there. Thus, along with the concept of Dasein,
the inner illumination, with which the philosophers of consciousness
are familiar, becomes inseparable from the destiny and history of
concrete man; both amount to the same thing. It is concrete man
who appears at the center of philosophy, and in comparison with him, the
concept of consciousness is only an abstraction, arbitrarily separating
consciousness--i.e. illumination as illumination--from history and
existence. We can already make out how theoretical knowledge itself,
of which understanding is the originary phenomenon and foundation (we
will show this further on), is involved in Dasein's existence
and how, here, for the first time, the theory of knowledge is integrated
with ontology, but not purely by convention, by some formal definition
of being in terms of knowing (see above, section 1).
6
How do we characterize this power of understanding? Or, to turn the
question in a way that no longer has anything paradoxical about
it, how is Dasein right-there? Dasein understands
itself in a certain affective disposition [disposition]
(Befindlichkeit). At first sight, this might seem to be a
matter of the phenomenon whose superficial aspect classical psychology
targets in saying that every state of consciousness is colored by an
affective tonality: good or bad humor, joy, boredom, fear, etc. But,
for Heidegger, these dispositions cannot be states: they are modes
of self-understanding, that is to say, of being right-there.
But affective disposition, whose understanding is in
no way detached, shows us its fundamental nature.
20
The affective disposition shows us the fact that Dasein
is riveted to its possibilities, that its "right-there"
is imposed upon it. In existing, Dasein is always already
thrown into the midst of its possibilities and not positioned
before them. It has always already realized or failed to realize
them. Heidegger captures this fact of being thrown into the
midst of one's possibilities and of being abandoned to them by the term
Geworfenheit [thrownness], which we translate more liberally
by the term "dereliction" [déreliction]. Dereliction
is the source and necessary foundation of affectivity. Affectivity is
a phenomenon comprehensible only there where existence presents this
structure of being delivered up to its own destiny. Dereliction, the
abandonment to imposed possibilities, gives to human existence a character
of fact in the most specific and most dramatic sense of the term,
in relation to which the empirical "facts" of science are only derivative;
it is a fact that is understood as such by its effectivity. Having been
thrown into the world, abandoned and delivered up to oneself--such is
the ontological description of "fact." Human existence and the positive
characteristics of human finitude and nothingness, which we have pursued
from the start through its multiple structures, are defined for Heidegger
by "effectivity" [effectivité] (Faktizität). And
the understanding and interpretation of this effectivity is the analytic
ontology itself of Dasein. That is why Heidegger and his followers
define ontology as "hermeneutics of effectivity" [Hermeneutique
de l'effectivité] (Hermeneutik der Faktizität)
[see Becker 425].
But if the understanding of possibilities by Dasein
is characterized as dereliction, this existence, precisely qua
understanding of possibilities, implies a propensity to go beyond the
situation imposed. Dasein is always already beyond itself [au
delà de soi-même]. But
[End Page 24]
being thus beyond oneself--to be one's possibilities--does not mean, as
we have already said, to contemplate this beyond as an object,
to choose between possibilities as we choose between two paths that
intersect at a crossroads. This would be to deprive possibility of its
character of possibility by transforming it into a plan established
beforehand. Possibility must be seized in its very possibility--as such
it is inaccessible to contemplation but positively characterizes the
way of the being of Dasein. This way of being thrown forward
toward one's own possibilities, of adumbrating [esquisser] them
throughout one's very existence, is a crucial moment of understanding,
which Heidegger defines by the word Entwurf, which we translate as
"project-in-draft" [projet-esquisse].
21
The index of
futurity contained in the word Entwurf--project-in-draft--allows
us to emphasize its existentiel relation to possibilities (that is, a
relation that is a mode of existing).
A Dasein understanding its possibilities in and by existence
is at the same time Dasein's self-understanding which discovers
tools in the world. Indeed, the initial possibility of Dasein
being in view of itself (being-in-the-world) constitutes the condition
of handling of tools. Only, in place of understanding of self in the
fundamental possibility of being-in-the-world, that is, as we already
know, in the possibility of being in view of itself, entirely delivered
up to the anguished care of its own finitude and its own nothingness,
Dasein avoids this authentic mode of self-understanding; it
disperses itself in understanding of secondary possibilities which
the fundamental possibility, always implicitly but never explicitly
understood, alone makes possible, Dasein understands itself
from the standpoint of possibilities relating to tools, from entities
within the world, and not the world
22
itself. This is
the phenomenon of the "fall" [chute] (Verfallen), the
third characteristic of existence alongside dereliction and the
project-in-draft. The fall, from which we need to detach all moral
or theological recollection, is a mode of the existence of Dasein
shunning its authentic existence in order to relapse into everyday life
[vie quotidienne] (Alltäglichkeit). Dasein
does not understand itself in its true personality but in terms of the
object it handles: it is what it does, it understands itself in
virtue of the social role it professes. We have not been able to insist
on the character of Dasein by virtue of which it understands
other persons, by virtue of which it coexists. We make the point
here to say that in "everyday life" this coexistence becomes equally
commonplace; it is reduced to superficial social relations, which
are entirely determined by handling in common [maniement en
commun], other persons being understood as one understands oneself,
in terms of things. Dasein, fallen, is lost in things and knows
another personality only as "the one" [l'on] or "everyone"
[tout le monde]. It understands itself--and this term always
means it is its possibilities--with an optimism which is nothing
other than a flight in the face of anguish, that is, in the face of its
authentic understanding.
In Dasein fallen into "everyday life," we rediscover all the
structures of understanding in an altered and fallen form. The word, whose
union with understanding we will demonstrate later, and which authentic
Dasein possesses under the modality of silence, becomes chatter
and verbiage, introducing equivocation into existence. The analytic
of Dasein thus possesses a parallel form--and a good part of
Sein und Zeit is occupied with it--which is the analytic of fallen
Dasein plunged into "everyday life." But the mode of everyday
existence is not something that happens to Dasein from without: the
fall is an inner possibility of authentic existence. Dasein must
authentically possess itself in order that it may be lost. The point is
not without importance. Later on we will see the authentic understanding
(or existence) of Dasein revealing itself as authentic and finite
time itself. Consequently, the fall into everyday life, to which is
linked, according to Heidegger, the
[End Page 25]
appearance of calculable time, of the infinite time of the sciences, and
later, of timelessness itself, appears as a temporal event of authentic
time. To exit toward the timeless and eternal is not to be detached from
time, for, by virtue of the inner possibility of existence, this exit is a
mode of time. The progress toward the eternal, which Western consciousness
believes to have accomplished with the supertemporal point of view of the
sciences, is not a victory achieved by spirit over concrete and temporal
existence, but a moment of the very drama of this existence. This leap
toward the eternal does not transcend this drama that it may give a
new birth to persons; it does not transfigure the eternal by an act of
grace come from beyond. But, by virtue of the integrating element of
existence, this leap is completely dominated by the leitmotiv of this
drama. We wanted to emphasize Heidegger's reduction to time, and to the
most concrete time--as he at least so thinks--of all that one might be
tempted to call supertemporal, the reduction to existence of all that
one would wish to call relation. This is his fundamental ontologism,
which we must bring into relief in this work.
7
In the way Heidegger develops his thought, the description of everyday
Dasein occupies considerable space, and the many pages devoted to
it are of singular beauty, of rare analytical perfection. It is this that
is the best proof of that instrument called phenomenology. We are limited
to brief remarks on the personality of Dasein lost in "the one,"
on the word becoming chatter, to degraded coexistence, etc. We will need
to become more explicit in the remainder, when it will be a question of
working back from structures, which we have just established, to time. But
from now on, we need to explain the importance that Heidegger gives to
these analyses, for it involves the very essence of his ontologism.
Our previous arguments have familiarized us with the idea that
man's existence is understood throughout this existence itself and not
by an act of contemplation imposed, in some way, from without. If, in
the first place, philosophy is an understanding of being and of human
being--of existence (for it is existence that has the privilege of
understanding being), philosophy does not come about in abstracto,
but is precisely the way in which Dasein exists; it is
a possibility of existence. Philosophizing thus amounts to a
fundamental mode of Dasein's existence. But, as such, philosophy is
a finite possibility, determined by dereliction, by the project-in-draft
and by the fall, that is, by the concrete situation of existence that
philosophizes. Now, when, in our fallen condition, we usually understand
ourselves, then all the categories with the help of which we try to seize
Dasein are borrowed from the world of things. The reification
of man, the absence of the very problem concerning the meaning of
the subjectivity of the subject (an absence that characterizes all
traditional philosophy): none of these phenomena are contingent errors
owing to the blundering of this or that philosopher; rather, they come
from the fall, from the very situation of philosophizing Dasein
established in everyday life. But also for that reason the analytic
of Dasein, appointed to adumbrating the authentic possibility
of human existence, consists above all in getting one's bearings
again [remonter la pente] and, in the first place, in
ontologically clarifying the very situation of the fall into which
Dasein is initially plunged. Moreover, this tendency toward the
authentic understanding of the self--that is, toward a mode of authentic
existence--does not issue from an abstract and intellectual principle,
but is manifested in the form of a call that Dasein, fallen and
dispersed amongst things, hears, and which, for Heidegger, amounts to the
originary phenomenon of moral consciousness [conscience morale]
(Gewissen).
[End Page 26]
The importance and necessity of the analysis of "everyday
existence" is thus explained. Dasein
23
is always
already fallen, and philosophy, as finite possibility, takes everyday
life as its point of departure. Also the via negationis, followed
by phenomenologists in order that they may stand before the phenomenon in
question in order to describe it, is not a contingency of method. It is
determined by the fundamental structure of the fall, by the chatter and
the equivocation which comprise it. In virtue of the very state of things,
Heidegger conceives of the history of philosophy as a destruction
[destruction], namely, essentially as an attempt to get back one's
bearings after the fall. For this reason, also, the history of philosophy
thus conceived is not a simple aid to systematic philosophy--whether in
the form of information or of critique of errors in the tradition--but
the historic element is a constitutive movement of systematic philosophy
itself. The second volume of Sein und Zeit was proclaimed in
advance to be dealing with this destruction, and we can say now that
this will not be a matter of the history of philosophy but
of philosophy. On condition, however, that this mere history
becomes a destruction and that it is not restricted to exposing
and critiquing errors in the tradition; it is a question, in fact, of
destroying something more profound than error by returning from the fall
to authentic existence.
We will understand, finally, that Heidegger's constant preoccupation
with "everyday life," whose conditions in existence and authentic time he
ceaselessly investigates, is not due to a simple interest in vindicating
supposed abstractions to common sense. For we could ask whether, in
Heidegger's thought, the fact that the philosopher feels obliged to start
from common notions or to return to them is not better explained than by a
simple invocation of the commonplace that all abstract truth must conform
to the facts of experience. The alleged evidence of this dictum becomes
contestable if we understand by "experience" the vague experience of our
everyday life. If, nevertheless, it is such experience that philosophers
mean to take as their point of departure, then philosophy is not at
heart contemplative knowledge about which one must pose such and such
a question of method, but, conforming to Heidegger's ontologism, it
is, in its most intimate essence, a possibility of concrete existence
already in progress, as Pascal would say, always already fallen, finite
possibility in the most specific and most tragic sense of the term.
8
To sum up, then, the existence of Dasein, consisting in
understanding being, manifested as "being-in-the-world," becomes
clearer as existence that understands its fundamental possibility of
existing in the state of dereliction. It understands possibility
adumbrated thoughout its very existence but with an understanding
always already shifted toward its possibilities of everyday life,
always already lost in things.
Precisely what is the unity of these structures? But first, in what
sense is it necessary to seek unity here, given the general attitude
of Heideggerian thought? The concepts that Heidegger elaborated in
order to grasp Dasein do not express its simple essence, in
the way that "color" or "length" translate the quiddity of a
material object. For the peculiarity of Dasein--and we have
already drawn attention to this many times--consists in existing in
such a way that its quiddity is at the same time its way of being; its
essence coincides with its existence. That is why the mode of being
of Dasein, defined by the term "existence" [existence],
presents an irreducible originality compared to simple presence
[présence] (Vorhandenheit) or to handlability
[maniabilité] (Zuhandenheit). Reserving the
term "category" [catégorie] for fundamental structures
constitutive of entities, which
[End Page 27]
do not have the character of Dasein, Heidegger calls
Dasein's fundamental ways of being "existentials"
[existentiaux]. Dereliction, understanding, possibility,
being-in-the-world, being-in-space, the fall, etc. are not categories
but existentials. Heidegger's achievement consists thus in
grasping the subjectivity of the subject by means of existentials
and of going further than ancient philosophy, which, whilst looking
at the problem of ontology, did not see existentials. For, based on
the state of fall, ancient philosophy had not got its bearings right
[remonté la pente] because it understood Dasein
in terms of things, that is, by means of categories. The opposition
between being and becoming--even if one tries to clarify the latter,
grasping it in its intimate sense as duration and making it into the
being of consciousness--does not seem sufficient to make an existential
of becoming and, as a consequence, to transform radically the ontological
basis of consciousness. For the meaning of the existence of duration
always remains obscure.
Let us allow ourselves a brief digression to explain the allusion
just made to Bergsonism, adding, however, that Heidegger himself did
not have occasion to remark upon this philosopher to whom all thinkers
of our time are so indebted. And we would not venture to present these
few reflections on a doctrine whose richness, full of nuance, is so
refractory to all schematization if it did not seem that they could
throw some light on Heidegger's point of view. Could it be, indeed,
that Bergsonian duration corresponds, in Heidegger's thought, to the
existence of man, in the sense that existence is opposed to essence and
quiddity? This opposition, with all the force Heidegger gives
to it, is not anticipated by Bergson. Duration is opposed to space as a
spiritual be-ing to a material be-ing, and not as being to a be-ing. By
that we imply that, for Bergson, it is a question of the metaphysical
problem of the quiddity of spirit rather than the ontological problem of
its mode of existence. Duration seems to constitute the quiddity of
consciousness. But suppose that Bergson was in agreement with Heidegger
in saying that the quiddity of consciousness is simultaneously the
mode of existence of consciousness. Suppose even that the
discovery of duration, at the heart of consciousness, signifies the
disappearance in the domain of spirit of the very distinction between
being and a be-ing. It would still be necessary for Mr. Bergson to show
how the quiddity of multiple states of consciousness--affective,
volitional, intellectual--a quiddity which, at least in a duration
dethroned [déchue], could appear as distinct from the mode
of production of those states--form their being--which is time;
he would have to show how this quiddity is grounded in time, and in what
sense we find in time the final foundation of their modalities. The
dethronement [déchéance] of duration might
explain the splitting and multiplicity of these states, but not their
quality, their essence, neither desire as desire nor volition
as volition.
Now, it is precisely the sense of these states, handling as
handling, affectivity as affectivity, that Heidegger takes as his point
of departure. He notices, we have insisted, that the so-called states of
consciousness are not simple quiddities, but modes of existing,
and thereby he divines time in them--but time that is intimately
bound up with them, that inheres in them as such and such an essence,
and not simply that encompasses them like a container into which they
flow. We began our work with these considerations. We insisted, as far
as knowledge is concerned, that the passage from subject to object,
which seemed to owe to time no more than its place of action in the
flux of duration, as it harbored time, only had in human existence one
single direction--that of time, if it is even necessary to speak here
of direction. Likewise, in the structures we have just established, in
dereliction, in the fall, in the project-in-draft, there is time. There
is time in these structures as such and not by virtue of dimension,
of form where they could be produced. But, on the other hand, this
is not a time conceived of as a succession of moments (which far from
representing the originary phenomenon is a reification itself due to
the fall); this is not a time-category. It is an existential
time, whose production--temporalization [temporalization]
(die Zeitigung)--does not have this innocuous [inoffensive]
(harmlos)
[End Page 28]
and indifferent aspect we are familiar with as fallen time, as the
unilinear unfolding of moments of handling, as scientific time.
Heidegger is able to grasp human existence ontologically by virtue
of having grasped the modalities of Dasein as modes of existence
and not as simple attributes. That does not imply that Dasein
ignores its own structures prior to constituting the analytic of
Dasein; on the contrary, preontological understanding of its
existence constitutes its very existence. Only, not having explicitly
formulated the problem of ontology, which consists in tackling the
existence of the existent and not the existent, this
preontological existence can be understood not as existence but as
existent (in a manner that is ontic and not ontological). Heidegger
defines each of these modes of understanding by different terms: the
understanding of existence qua existence--ontological understanding by
the term "existential understanding," and ontic understanding by the term
"existentiel understanding." Existentiel understanding is not necessarily
fallen and does not necessarily involve reification. Thus, for instance,
Dasein is understood in a way that is fragmentary but adequate
in the great works--theological, philosophical, and literary--of
history. Likewise, the conception of anguish such as Kierkegaard
presents to us is existentiel according to Heidegger, but not
necessarily fallen and categorical. And Heidegger owes much to this
thinker, whose analysis he knew how to utilize in such an original
way. But existentiel understanding can come about in the
state of fall, and then it slips necessarily toward reification. The
passage from existentiel understanding to existential
understanding, the affirmation of the primacy of the latter and its
rigorous realization--this is the great originality of Heidegger, for it
enables him to pose, in all its novelty and with all necessary clarity,
the problem of ontology, which, for him, is identified with philosophy.
This said, we can better understand in what sense we must seek
the unity of the structures of existence. This unity cannot be that of
categories [catégories] but of existentials
[existentiaux]. Everything depends on the fact that we do not have
to find the unity of existents but that of an existence. It is thus not
necessary to think of the unity of substance or of genus--notions taken
from existents reified and accessible to the contemplation that seeks what
is common to these different structures in order to identify it with the
principle that underpins them or that they follow from. Now, it is not
contemplation which reveals Dasein in its existence, but rather
existence which understands itself. The unity we seek cannot be
a concept but is a concrete way of being in which the structures
signaled are condensed and intensified--not dispersed and lost from view
as happens in the fall, essentially blind to Dasein as such. This
will be the unity of the very fact of Dasein but, once again,
not the empirical unity known from without and through contemplation,
but the unity brought about internally, the ontological effectivity of
Dasein understood as fundamental possibility throughout its very
effectivity. What is the uncategorizable mode of understanding that
adumbrates this possibility?
9
This mode of understanding is anguish. Every understanding comes about
in an affective disposition. Affectivity, such as joy, fear, or sadness,
is characterized--a point we have not stressed until now--by its double
direction: toward an object [vers un objet] (Wovor) that
is in the world, and toward itself, toward the one "for whom" [pour
qui] (Worum) one is grieved, happy, or frightened. This
taking stock of itself, fundamental for affectivity, shows moreover
in the reflected form of verbs that express affective states--being
delighted, frightened, saddened, etc.
24
[End Page 29]
The anguish [angoisse] in which this structure is found
presents, however, a particularity that makes of that structure an
uncategorizable understanding. We must first distinguish it from
fear. The one "for whom" we are frightened is "ourselves"; it is
Dasein attained and threatened in its "being-in-the-world." On
the other hand, we encounter the object of fear in the world by
virtue of a determined being [être]. It is different for
anguish: the object of anguish is not in the interior of the world like a
"menacing thing" [quelque chose de menaçant] about which
one must make this or that decision. The object of anguish remains
entirely indeterminate. Indeterminacy is in no way purely negative:
specific and original, it reveals to us a sort of indifference
that all the objects usually handled by Dasein possess for
anguished Dasein. Anguish presents a way of being in which the
nonimportance, the insignificance, the nothingness of all innerworldly
[intra-mondains] (innerweltlich) objects becomes
accessible to Dasein. In passing, let us make a point that should
not be forgotten: we say that anguish reveals to us the insignificance
of "innerworldly" objects; this does not mean that it acts as a sign for
us, that we deduce this insignificance from the fact of anguish, or that
we prove anguish after having taken note of the nonimportance of
things. Anguish itself reveals and understands this insignificance. And
correlatively, this insignificance is not revealed as something innocuous,
a sort of purely theoretical negation and theoretically conceivable, but
as essentially anguishing and, as a consequence, as taking leave of the
domain of Dasein, as something human.
But with "innerworldly" objects, swallowed up in
nothingness, anguished Dasein does not lose its constitution of
being-in-the-world. Quite the contrary: anguish brings Dasein back
to the world as world--as possibility of being in view of itself--and
not to the world as totality of things, of handlable tools. It is
in anguish that Dasein is in the world and, consequently,
that it understands itself in an authentic manner, led back to the
bare possibility of its existence, delivered up to itself in a sort
of nothingness
25
which we will see being stressed more
and more. The object of anguish is identified thus with its
"for whom": it is being-in-the-world. In making "innerworldly" things
disappear, anguish renders impossible the understanding of the self in
terms of possibilities that relate to these objects; anguish thus leads
Dasein to self-understanding from its own point of view; it brings
Dasein back to itself. We can already guess from where the theory
of personality and freedom, according to Heidegger, will begin--a theory
with which we will be occupied later. Anguish, in bringing existence
back to itself, saves it from its dispersion into things, and reveals
to it its possibility of existing in a particularly acute fashion as
being-in-the-world. Anguish thus must constitute the situation in which
the totality of Dasein's ontological structures are individualized
into a unity.
But anguish understands. It understands in an exceptional
way the possibility of existing authentically. Heidegger defines
this possibility of existing by the term "solicitude"
26
[sollicitude] (Sorge). Anguished solicitude must provide the
ontological condition of the unity of Dasein's structures. Let
us try to find their roots in solicitude. As anguished, solicitude
is an understanding. It understands its fundamental possibility of
being-in-the-world. As adumbrating this possibility, it is always
ahead of itself [au devant de soi-même]. It is important to
emphasize that this being-ahead-of-oneself signifies a relation not to an
external object but to its own possibility of existing. The relation to
the external object, in its initial form of handling, is itself possible
by virtue of this relation to itself,
[End Page 30]
of this initial "in view of" of solicitude, itself anguished, that is,
which is-in-the-world. On the other hand, the possibility understood by
anguish, being-in-the-world, is revealed to anguish in the isolation
and abandonment in which Dasein is delivered up to this
possibility. Solicitude understands its possibility as a possibility
into which one is always already thrown. This irretrievable
feature, which follows from the fact of being always already thrown
right-there, will appear later to us as the initial phenomenon of
the past. The project-in-draft and dereliction, "being-ahead-of-oneself"
[l'être-au-devant-de-soi], and "being-always-already-in"
[être d'ores et déjà dans] are concretely
reunited in solicitude understood by anguish.
But in anguish, the fact of having always already been in the
world is strictly entailed by the fall. Usually, Dasein does not
understand itself in its own terms, that is, it does not determine its
possibilities from the bald fact of its own and individual existence
right-there, but in the form of everyday existence; it is lost in
the objects of the world and is defined in terms of them. Anguished
solicitude is nothing other than the mode of existence in which Dasein
takes leave of its dispersion and returns to its isolation, to its
initial possibility of being-in-the-world. The phenomenon of the fall as
presence of Dasein next to [présence du Dasein
auprès] things and from which anguish takes its leave, is
thus revealed throughout this leave-taking as a structure of solicitude,
firmly attached to those things. The complete proposition expressing
solicitude is thus composed of these three elements: "being ahead of
itself" [être au devant de soi]; "having already been in
the world" [avoir d'ores et déjà été dans
le monde]; and "being ahead of things" [être auprès
des choses]. Their unity is not the unity of a proposition that one
could always establish arbitrarily, but that of the concrete phenomenon of
solicitude revealed by anguish. This is indeed an excellent example of the
Heideggerian mode of thinking. It is not a question of reuniting concepts
by a "conceptual synthesis" [synthèse penseée]. Modes
of existence such as these are only accessible to effective existence
itself. To think their unity is to realize it in existing.
But that is not to relapse into empiricism. For what characterizes
empiricism is the strangeness of the empirical object in relation to
the spirit that grasps it. Hence, the incomprehension of the empirical
fact. The fact of Dasein, on the contrary, is essentially
understood, to such a point that this understanding characterizes
its very effectivity. The notion of the fact of Dasein no longer
possesses the sense one attributes to it as the sciences might speak of
facts. And the notion of necessity following from this fact no longer has
anything in common with empirical and rational necessity. We do not
stand before the fact--we are this fact. In revealing existence and
all the specific dimension of the analytic of Dasein, Heidegger
is thus, to a certain extent, above empiricism and rationalism, which
are themselves only modes of existence, and consequently, kinds of
effectivity of Dasein. All intellectualist philosophy--empiricist
or rationalist--seeks to know man, but it means to do so through
the concept of man, leaving aside the effectivity of
human existence and the sense of this effectivity. The empiricists,
whilst beginning from real men, did nothing else. The sense of the
individuality of the person had to escape them, for the very level in
which this individuality is could not appear to them, in view of the
intellectualism of their attitude, which consists in objectifying
[se trouver devant] the fact. They lacked the Heideggerian notion
of existence and of understanding, that is, of an inner knowledge
in the most specific sense of the term, of a knowledge that comes
about throughout its very existence. This knowledge makes possible
that famous "introspection" but is thoroughly distinct from it, for
introspection is already intellectualist. It contemplates an object that
is thoroughly distinct from it; in introspection there is no longer
understanding throughout its very existence, no longer understanding
being confounded with existence. Heidegger descends from the universality
of theory to the existing fact. But in the fact of man, Heidegger was
seeking not the "foreign" [l'étranger], not the object
that reveals the introspection of psychologists, but effective existence
[End Page 31]
understanding itself throughout its effectivity. He has tried to speak
of this understanding of existence, for ontological interests push him
to interpreting existence.
The phenomenon of anguish and the unity of the solicitude that
anguish has revealed to us presents the first stage on the road of the
ontological characteristic of existence. From there, the interpretation
will be pursued to the unique source of solicitude. We will find there
the root of personality and of freedom. We will deduce from it finally
the phenomenon of theoretical knowledge. We will find time at the heart
of everything. Already the fact that the structures studied are modes of
existing and not "quiddities" allows us to guess their kinship with time
which is not a be-ing but being. And already expressions
such as "always already," "in front of," and "next to"--all charged
with the tragic sense which is that of solicitude--allow us to discern
in them the ontological root of that which one calls in everyday life,
which is plunged into a trivialized and inoffensive time, the past, the
future, and the present.
Emmanuel Levinas, the author of Totalité et infini Difficile liberté, De l 'existence à l'existant, and many other works of philosophy, died on 25 December 1995.
Notes
1.
Heidegger's main works are: (a) Sein und Zeit (Being
and Time), vol. 1, 1st ed. (1926), 2nd ed. (1929) (unabridged);
(b) Vom Wesen des Grundes (The Essence of Reason),
an excerpt from a published collection in honor of Husserl's
seventieth birthday (1929); (c) Kant und das Problem der Metaphysik
(Kant and the Problem of Metaphysics) (1929); (d) Was ist
Metaphysik? (What Is Metaphysics?), Inaugural Address to the
Faculty at Freiburg (1930).
2.
With thanks to the Revue philosophique for publishing
the first sections of the first part of the work in preparation.
3.
On the relations between Husserl and Heidegger, we refer
the reader to our previous study On the Theory of Intuition in the
Phenomenology of Husserl.
4.
[Trans. note] The French should read à. The
sentence is omitted from the abridged version.
5.
Obliged to resort to barbarisms, we translate by the word
"temporalize" the German expression sich zeitigen. Like its German
equivalent, it serves to highlight better the specific sense of time,
which is not a "something" that exists or unfolds, but which is the very
"effectuating" of existence.
6.
[Trans. note] The abridged version reads La cire, while
the original is missing the L.
7.
[Trans. note] The French in both the 1932 and abridged
form should read étrangère rather than
étranger.
8.
Sein und Zeit 436. We will show in the next section how
the Heideggerian method is also opposed to dialectical progress.
9.
[Trans. note] We translate throughout Heidegger's distinction
between das Sein and das Seiende, which Levinas translates
as l'être and l'étant respectively, as
being and be-ing, in contrast to other translations
which often render Sein as Being and Seiende as
being. There is no felicitous way of distinguishing in English
between the infinitive used as a verbal noun and the present participle
used substantively as there is in both German and French.
10.
Cf. our work on The Theory of Intuition in Husserl's
Phenomenology, chapter 6: 17374.
11.
We use the term to translate the German word Zeitigung.
12.
Regarding this understanding of man as a being, it is a
"preontological" understanding which takes an "ontic" form. Heidegger
calls it "existentiel" understanding, opposing it to a plainly and
explicitly ontological understanding which he identifies by the
term "existential." [Trans. note] In French, as in German, it is the term
"existential" which is the neologism, while in English, "existentiel"
is the coinage.
13.
See the preceding note.
14.
[Trans. note] The French should read cette instead of
cetle. The sentence is omitted from the abridged form.
15.
[Trans. note] Worldliness is the proper translation
of Weltlichkeit, but, because of its pejorative association in
English, we prefer worldhood for mundanité.
16.
[Trans. note] We emend from the original Bersorgte, which
has been corrected in the abridged version.
17.
We have taken this term in its etymological sense to translate
the word Zu-hand-enheit [readiness-to-hand].
18.
[Trans. note] Vorhandenheit translates literally as
presence-at-hand.
19. [Trans. note] Compare the abridged form, which, following
the first sentence, reads: "The reason is that the relation of handling
is a comprehension, a sui generis vision, an illumined power
which Heidegger defines by the term. . . ."
20.
We hasten to add: affectivity is not the symbol or index of
this nature--it is that nature itself: the description of affectivity
does not prove existence but furnishes its analysis.
21. The German terminology shows us clearly the opposition
that there is in Heidegger's thought between dereliction and the
project-in-draft--between Geworfenheit and Entwurf.
22.
"World" in the sense defined above--see section 6.
23.
[Trans. note] We emend from the original Dessin, which
has been corrected to Dasein in the abridged version.
24.
[Trans. note] In French, as in German, these verbs are all
reflexive, demonstrating the element of self-regard in the emotion. For
further elaboration, see Levinas's comments in Ethics and Infinity,
trans. Richard Cohen [Pittsburgh: Duquesne UP, 1985] 119.
25.
The nothingness to which traditional philosophy from Parmenides
to Bergson tried in vain to gain access, supposing it to be of a
theoretical nature--as theoretical negation of being--is essentially
accessible to anguish. Theoretical negation is a modality of it. See
Was ist Metaphysik?
26.
[Trans. note] Compare the abridged version in which Levinas
renders Sorge as souci rather than as sollicitude.
As he has already rendered Besorgte as sollicitude above,
the emendation has the merit of distinguishing between Besorgte, as
care for "things in the middle of which Dasein effectively lives,"
and Sorge, as care for Dasein's effective existence as such.
Works Cited
Becker, Oskar. Mathematische Existenz: Unterschungen zur
Logik und Ontologie mathematischer Phänomene. Jahrbuch
für Phänomenologie und phänomenologische Forschung
8. Ed. E. Husserl. Halle: Niemeyer, 1927. 441809.
Heidegger, Martin. Kant und das Problem der Metaphysik. Bonn:
Cohen, 1929. [KPM]
________. Sein und Zeit. Jahrbuch für
Phänomenologie und phänomenologische Forschung
8. Ed. E. Husserl. Halle: Niemeyer, 1927. 1438.
________. Vom Wesen des Grundes. Halle: Niemeyer, 1929.
________. Was ist Metaphysik? Bonn: Cohen, 1929.
Levinas, Emmanuel. On the Theory of Intuition in the Phenomenology
of Husserl. Paris: Alcan, 1930.
http://muse.jhu.edu/demo/dia/26.1levinas.html