"The Basic Problems of Phenomenology" - читать интересную книгу автора (Heidegger Martin)
The Basic Problems of Phenomenology
Martin Heidegger (1927)
The Basic Problems of Phenomenology
Introduction
Source: The Basic Problems of Phenomenology (1954) Published by Indiana University Press, 1975. Introduction, p 1 - 23 reproduced here.
§ 1. Exposition and general division of the theme
This course sets for itself the task of posing the basic problems
of phenomenology, elaborating them, and proceeding to some
extent toward their solution. Phenomenology must develop its concept
out of what it takes as its theme and how it investigates its
object. Our considerations are aimed at the inherent content
and inner systematic relationships of the basic problems.
The goal is to achieve a fundamental illumination of these problems.
In negative terms this means that our purpose is not to acquire
historical knowledge about the circumstances of the modern movement
in philosophy called phenomenology. We shall be dealing not with
phenomenology but with what phenomenology itself deals with. And,
again, we do not wish merely to take note of it so as to be able
to report then that phenomenology deals with this or that subject;
instead, the course deals with the subject itself, and you yourself
are supposed to deal with it, or learn how to do so, as the course
proceeds. The point is not to gain some knowledge about philosophy
but to be able to philosophise. An introduction to the basic problems
could lead to that end.
And these basic problems themselves? Are we to take it on trust
that the ones we discuss do in fact constitute the inventory of
the basic problems? How shall we arrive at these basic problems?
Not directly but by the roundabout way of a discussion of certain
individual problems. From these we shall sift out the basic
problems and determine their systematic interconnection. Such
an understanding of the basic problems should yield insight into
the degree to which philosophy as a science is necessarily demanded
by them.
The course accordingly divides into three parts. At the
outset we may outline them roughly as follows:
Concrete phenomenological inquiry leading to the basic problems
The basic problems of phenomenology in their systematic order
and foundation
The scientific way of treating these problems and the idea
of phenomenology
The path of our reflections will take us from certain individual
problems to the basic problems. The question therefore arises,
How are we to gain the starting point of our considerations? How
shall we select and circumscribe the individual problems? Is this
to be left to chance and arbitrary choice? In order to avoid the
appearance that we have simply assembled a few problems at random,
an introduction leading up to the individual problems is required.
It might be thought that the simplest and surest way would be
to derive the concrete individual phenomenological problems from
the concept of phenomenology. Phenomenology is essentially such
and such; hence it encompasses such and such problems. But we
have first of all to arrive at the concept of phenomenology. This
route is accordingly closed to us. But to circumscribe the concrete
problems we do not ultimately need a clear-cut and fully validated
concept of phenomenology. Instead it might be enough to have some
acquaintance with what is nowadays familiarly known by the name
"phenomenology." Admittedly, within phenomenological
inquiry there are again differing definitions of its nature and
tasks. But, even if these differences in defining the nature of
phenomenology could be brought to a consensus, it would remain
doubtful whether the concept of phenomenology thus attained, a
sort of average concept, could direct us toward the concrete problems
to be chosen. For we should have to be certain beforehand that
phenomenological inquiry today has reached the center of philosophy's
problems and has defined its own nature by way of their possibilities.
As we shall see, however, this is not the case - and so little
is it the case that one of the main purposes of this course is
to show that conceived in its basic tendency, phenomenological
research can represent nothing less than the more explicit and
more radical understanding of the idea of a scientific philosophy
which philosophers from ancient times to Hegel sought to realize
time and again in a variety of internally coherent endeavours.
Hitherto, phenomenology has been understood, even within that
discipline itself, as a science propaedeutic to philosophy, preparing
the ground for the proper philosophical disciplines of logic,
ethics, aesthetics, and philosophy of religion. But in this definition
of phenomenology as a preparatory science the traditional stock
of philosophical disciplines is taken over without asking whether
that same stock is not called in question and eliminated precisely
by phenomenology itself. Does not phenomenology contain within
itself the possibility of reversing the alienation of philosophy
into these disciplines and of revitalising and reappropriating
in its basic tendencies the great tradition of philosophy with
its essential answers? We shall maintain that phenomenology is
not just one philosophical science among others, nor is it the
science preparatory to the rest of them; rather, the expression
"phenomenology" is the name for the method of
scientific philosophy in general.
Clarification of the idea of phenomenology is equivalent to exposition
of the concept of scientific philosophy. To be sure, this does
not yet tell us what phenomenology means as far as its content
is concerned, and it tells us even less about how this method
is to be put into practice. But it does indicate how and why we
must avoid aligning ourselves with any contemporary tendency in
phenomenology.
We shall not deduce the concrete phenomenological problems from
some dogmatically proposed concept of phenomenology; on the contrary,
we shall allow ourselves to be led to them by a more general and
preparatory discussion of the concept of scientific philosophy
in general. We shall conduct this discussion in tacit apposition
to the basic tendencies of Western philosophy from antiquity to
Hegel.
In the early period of ancient thought philosophia means the same
as science in general. Later, individual philosophies, that is
to say, individual sciences - medicine, for instance, and mathematics
- become detached from philosophy. The term philosophia then refers
to a science which underlies and encompasses all the other particular
sciences. Philosophy becomes science pure and simple. More and
more it takes itself to be the first and highest science or, as
it was called during the period of German idealism, absolute science.
If philosophy is absolute science, then the expression "scientific
philosophy" contains a pleonasm. It then means scientific
absolute science. It suffices simply to say "philosophy."
This already implies science pure and simple. Why then do we still
add the adjective "scientific" to the expression "philosophy"?
A science, not to speak of absolute science, is scientific by
the very meaning of the term. We speak of "scientific philosophy"
principally because conceptions of philosophy prevail which not
only imperil but even negate its character as science pure and
simple. These conceptions of philosophy are not just contemporary
but accompany the development of scientific philosophy throughout
the time philosophy has existed as a science. On this view philosophy
is supposed not only, and not in the first place, to be a theoretical
science, but to give practical guidance to our view of things
and their interconnection and our attitudes toward them, and to
regulate and direct our interpretation of existence and its meaning.
Philosophy is wisdom of the world and of life, or, to use an expression
current nowadays, philosophy is supposed to provide a Weltanschauung,
a world-view. Scientific philosophy can thus be set off against
philosophy as world-view.
We shall try to examine this distinction more critically and to
decide whether it is valid or whether it has to be absorbed into
one of its members. In this way the concept of philosophy should
become clear to us and put us in a position to justify the selection
of the individual problems to be dealt with in the first part.
It should be borne in mind here that these discussions concerning
the concept of philosophy can be only provisional - provisional
not just in regard to the course as a whole but provisional in
general. For the concept of philosophy is the most proper and
highest result of philosophy itself. Similarly, the question whether
philosophy is at all possible or not can be decided only by philosophy
itself.
§ 2. The concept of philosophy
Philosophy and world-view
In discussing the difference between scientific philosophy and
philosophy as world-view, we may fittingly start from the latter
notion and begin with the term "Weltanschauung,"
"world-view." This expression is not a translation from
Greek, say, or Latin. There is no such expression as kosmotheoria.
The word "Weltanschauung" is of specifically
German coinage; it was in fact coined within philosophy. It first
turns up in its natural meaning in Kant's Critique of Judgment
- world-intuition in the sense of contemplation of the world given
to the senses or, as Kant says, the mundus sensibilis -
a beholding of the world as simple apprehension of nature in the
broadest sense. Goethe and Alexander von Humboldt thereupon use
the word in this way. This usage dies out in the thirties of the
last century under the influence of a new meaning given to the
expression "Weltanschauung" by the Romantics
and principally by Schelling. In the Introduction to the draft
of a System of Philosophy of Nature, (1799), Schelling says: "Intelligence
is productive in a double manner, either blindly and unconsciously
or freely and consciously; it is unconsciously productive in Weltanschauung
and consciously productive in the creation of an ideal world."
Here Weltanschauung is directly assigned not to sense-observation
but to intelligence, albeit to unconscious intelligence. Moreover,
the factor of productivity, the independent formative process
of intuition, is emphasised. Thus the word approaches the meaning
we are familiar with today, a self-realised, productive as well
as conscious way of apprehending and interpreting the universe
of beings. Schelling speaks of a schematism of Weltanschauung,
a schematised form for the different possible world-views which
appear and take shape in fact. A view of the world, understood
in this way, does not have to be produced with a theoretical intention
and with the means of theoretical science. In his Phenomenology
of Spirit, Hegel speaks of a "moral world-view."
Görres makes use of the expression "poetic world-view."
Ranke speaks of the "religious and Christian world-view."
Mention is made sometimes of the democratic, sometimes of the
pessimistic world-view or even of the medieval world-view. Schleiermacher
says: "It is only our world-view that makes our knowledge
of God complete." Bismarck at one point writes to his bride:
"What strange views of the world there are among clever people!"
From the forms and possibilities of world-view thus enumerated
it becomes clear that what is meant by this term is not only a
conception of the contexture of natural things but at the same
time an interpretation of the sense and purpose of the human Dasein
[the being that we are ourselves] and hence of history. A world-view
always includes a view of life. A world-view grows out of an all-inclusive
reflection on the world and the human Dasein, and this
again happens in different ways, explicitly and consciously in
individuals or by appropriating an already prevalent world-view.
We grow up within such a world-view and gradually become accustomed
to it. Our world-view is determined by environment - people, race,
class, developmental stage of culture. Every world-view thus individually
formed arises out of a natural world-view, out of a range of conceptions
of the world and determinations of the human Dasein which
are at any particular time given more or less explicitly with
each such Dasein. We must distinguish the individually
formed world-view or the cultural world-view from the natural
world-view.
A world-view is not a matter of theoretical knowledge, either
in respect of its origin or in relation to its use. It is not
simply retained in memory like a parcel of cognitive property.
Rather, it is a matter of a coherent conviction which determines
the current affairs of life more or less expressly and directly.
A world-view is related in its meaning to the particular contemporary
Dasein at any given time. In this relationship to the Dasein
the world-view is a guide to it and a source of strength under
pressure. Whether the world-view is determined by superstitions
and prejudices or is based purely on scientific knowledge and
experience or even, as is usually the case, is a mixture of superstition
and knowledge, prejudice and sober reason it all comes to the
same thing; nothing essential is changed.
This indication of the characteristic traits of what we mean by
the term "world-view" may suffice here. A rigorous definition
of it would have to be gained in another way, as we shall see.
In his Psychologie der Weltanschauungen, Jaspers says that
"when we speak of world-views we mean Ideas, what is ultimate
and total in man, both subjectively, as life-experience and power
and character, and objectively, as a world having objective shape."
For our purpose of distinguishing between philosophy as world-view
and scientific philosophy, it is above all important to see that
the world-view, in its meaning, always arises out of the particular
factical existence of the human being in accordance with his factical
possibilities of thoughtful reflection and attitude-formation,
and it arises thus for this factical Dasein. The world-view
is something that in each case exists historically from, with,
and for the factical Dasein. A philosophical world-view
is one that expressly and explicitly or at any rate preponderantly
has to be worked out and brought about by philosophy, that is
to say, by theoretical speculation, to the exclusion of artistic
and religious interpretations of the world and the Dasein.
This world-view is not a by-product of philosophy; its cultivation,
rather, is the proper goal and nature of philosophy itself. In
its very concept philosophy is world-view philosophy, philosophy
as world-view. If philosophy in the form of theoretical knowledge
of the world aims at what is universal in the world and ultimate
for the Dasein - the whence, the whither, and the wherefore
of the world and life - then this differentiates it from the particular
sciences, which always consider only a particular region of the
world and the Dasein, as well as from the artistic and
religious attitudes, which are not based primarily on the theoretical
attitude. It seems to be without question that philosophy has
as its goal the formation of a world-view. This task must define
the nature and concept of philosophy. Philosophy, it appears,
is so essentially world-view philosophy that it would be preferable
to reject this latter expression as an unnecessary overstatement.
And what is even more, to propose to strive for a scientific philosophy
is a misunderstanding. For the philosophical world-view, it is
said, naturally ought to be scientific. By this is meant: first,
that it should take cognisance of the results of the different
sciences and use them in constructing the world-picture and the
interpretation of the Dasein; secondly, that it ought to
be scientific by forming the world-view in strict conformity with
the rules of scientific thought. This conception of philosophy
as the formation of a world-view in a theoretical way is so much
taken for granted that it commonly and widely defines the concept
of philosophy and consequently also prescribes for the popular
mind what is to be and what ought to be expected of philosophy.
Conversely, if philosophy does not give satisfactory answers to
the questions of world-view, the popular mind regards it as insignificant.
Demands made on philosophy and attitudes taken toward it are governed
by this notion of it as the scientific construction of a world-view.
To determine whether philosophy succeeds or fails in this task,
its history is examined for unequivocal confirmation that it deals
knowingly with the ultimate questions - of nature, of the soul,
that is to say, of the freedom and history of man, of God.
If philosophy is the scientific construction of a world-view,
then the: distinction between "scientific philosophy"
and "philosophy as world-view" vanishes. The two together
constitute the essence of philosophy, so that what is really emphasised
ultimately is the task of the world-view. This seems also to be
the view of Kant, who put the scientific character of philosophy
on a new basis. We need only recall the distinction he drew in
the introduction to the Logic between the academic and
the cosmic conceptions of philosophy. Here we turn to an
oft-quoted Kantian distinction which apparently supports the distinction
between scientific philosophy and philosophy as world-view or,
more exactly, serves as evidence for the fact that Kant himself,
for whom the scientific character of philosophy was central, likewise
conceives of philosophy as philosophical world-view.
According to the academic concept or, as Kant also says,
in the scholastic sense, philosophy is the doctrine of the skill
of reason and includes two parts: "first, a sufficient stock
of rational cognitions from concepts; and, secondly, a systematic
interconnection of these cognitions or a combination of them in
the idea of a whole." Kant is here thinking of the fact that
philosophy in the scholastic sense includes the interconnection
of the formal principles of thought and of reason in general as
well as the discussion and determination of those concepts which,
as a necessary presupposition, underlie our apprehension of the
world, that is to say, for Kant, of nature. According to the academic
concept, philosophy is the whole of all the formal and material
fundamental concepts and principles of rational knowledge.
Kant defines the cosmic concept of philosophy or, as he
also says, philosophy in the cosmopolitan sense, as follows: "But
as regards philosophy in the cosmic sense (in sensu cosmico),
it can also be called a science of the supreme maxims of the use
of our reason, understanding by 'maxim' the inner principle of
choice among diverse ends." Philosophy in the cosmic sense
deals with that for the sake of which all use of reason, including
that of philosophy itself, is what it is. "For philosophy
in the latter sense is indeed the science of the relation of every
use of knowledge and reason to the final purpose of human reason,
under which, as the supreme end, all other ends are subordinated
and must come together into unity in it. In this cosmopolitan
sense the field of philosophy can be defined by the following
questions: 1) What can I know? 2) What should I do? 3) What may
I hope? 4) What is man?" At bottom, says Kant, the first
three questions are concentrated in the fourth, "What is
man?" For the determination of the final ends of human reason
results from the explanation of what man is. It is to these ends
that philosophy in the academic sense also must relate.
Does this Kantian separation between philosophy in the scholastic
sense and philosophy in the cosmopolitan sense coincide with the
distinction between scientific philosophy and philosophy as world-view?
Yes and no. Yes, since Kant after all makes a distinction within
the concept of philosophy and, on the basis of this distinction,
makes the questions of the end and limits of human existence central.
No, since philosophy in the cosmic sense does not have the task
of developing a world-view in the designated sense. What Kant
ultimately has in mind as the task of philosophy in the cosmic
sense, without being able to say so explicitly, is nothing but
the a priori and therefore ontological circumscription
of the characteristics which belong to the essential nature of
the human Dasein and which also generally determine the
concept of a world-view. As the most fundamental a priori
determination of the essential nature of the human Dasein
Kant recognises the proposition: Man is a being which exists as
its own end. Philosophy in the cosmic sense, as Kant understands
it, also has to do with determinations of essential nature. It
does not seek a specific factual account of the merely factually
known world and the merely factually lived life; rather, it seeks
to delimit what belongs to world in general, to the Dasein
in general, and thus to world-view in general. Philosophy in the
cosmic sense has for Kant exactly the same methodological character
as philosophy in the academic sense, except that for reasons which
we shall not discuss here in further detail Kant does not see
the connection between the two. More precisely, he does not see
the basis for establishing both concepts on a common original
ground. We shall deal with this later on. For the present it is
clear only that, if philosophy is viewed as being the scientific
construction of a world-view, appeal should not be made to Kant.
Fundamentally, Kant recognises only philosophy as science.
A world-view, as we saw, springs in every case from a factical
Dasein in accordance with its factical possibilities, and
it is what it is always for this particular Dasein. This
in no way asserts a relativism of world-views. What a world-view
fashioned in this way says can be formulated in propositions and
rules which are related in their meaning to a specific really
existing world, to the particular factically existing Dasein.
Every world-view and life-view posits; that is to say, it is related
being-ly to some being or beings. It posits a being, something
that is; it is positive. A world-view belongs to each Dasein
and, like this Dasein, it is always in fact determined
historically. To the world-view there belongs this multiple positivity
that it is always rooted in a Dasein which is in such and
such a way; that as such it relates to the existing world and
points to the factically existent Dasein. It is just because
this positivity - that is, the relatedness to beings, to world
that is, Dasein that is - belongs to the essence of the
world-view, and thus in general to the formation of the world-view,
that the formation of a world-view cannot be the task of philosophy.
To say this is not to exclude but to include the idea that philosophy
itself is a distinctive primal form of world-view. Philosophy
can and perhaps must show, among many other things, that something
like a world-view belongs to the essential nature of the Dasein.
Philosophy can and must define what in general constitutes the
structure of a world-view. But it can never develop and posit
some specific world-view qua just this or that particular one.
Philosophy is not essentially the formation of a world-view; but
perhaps just on this account it has an elementary and fundamental
relation to all world-view formation, even to that which is not
theoretical but factually historical.
The thesis that world-view formation does not belong to the task
of philosophy is valid, of course, only on the presupposition
that philosophy does not relate in a positive manner to some being
qua this or that particular being, that it does not posit a being.
Can this presupposition that philosophy does not relate positively
to beings, as the sciences do, be justified? What then is philosophy
supposed to concern itself with if not with beings, with that
which is, as well as with the whole of what is? What is not, is
surely the nothing. Should philosophy, then, as absolute science,
have the nothing as its theme? What can there be apart from nature,
history, God, space, number? We say of each of these, even though
in a different sense, that it is. We call it a being. In relating
to it, whether theoretically or practically, we are comporting
ourselves toward a being. Beyond all these beings there is nothing.
Perhaps there is no other being beyond what has been enumerated,
but perhaps, as in the German idiom for "there is,"
es gibt [literally, it gives], still something else is given,
something else which indeed is not but which nevertheless, in
a sense yet to be determined, is given. Even more. In the end
something is given which must be given if we are to be able to
make beings accessible to us as beings and comport ourselves toward
them, something which, to be sure, is not but which must be given
if we are to experience and understand any beings at all. We are
able to grasp beings as such, as beings, only if we understand
something like being. If we did not understand, even though at
first roughly and without conceptual comprehension, what actuality
signifies, then the actual would remain hidden from us. If we
did not understand what reality means, then the real would remain
inaccessible. If we did not understand what life and vitality
signify, then we would not be able to comport ourselves toward
living beings. If we did not understand what existence and existentiality
signify, then we ourselves would not be able to exist as Dasein.
If we did not understand what permanence and constancy signify,
then constant geometric relations or numerical proportions would
remain a secret to us. We must understand actuality, reality,
vitality, existentiality, constancy in order to be able to comport
ourselves positively toward specifically actual, real, living,
existing, constant beings. We must understand being so that we
may be able to be given over to a world that is, so that we can
exist in it and be our own Dasein itself as a being. We
must be able to understand actuality before all factual experience
of actual beings. This understanding of actuality or of being
in the widest sense as over against the experience of beings is
in a certain sense earlier than the experience of beings. To say
that the understanding of being precedes all factual experience
of beings does not mean that we would first need to have an explicit
concept of being in order to experience beings theoretically or
practically. We must understand being - being, which may no longer
itself be called a being, being, which does not occur as a being
among other beings but which nevertheless must be given and in
fact is given in the understanding of being.
§ 3. Philosophy as science of being
We assert now that being is the proper and sole theme of philosophy.
This is not our own invention; it is a way of putting the theme
which comes to life at the beginning of philosophy in antiquity,
and it assumes its most grandiose form in Hegel's logic. At present
we are merely asserting that being is the proper and sole theme
of philosophy. Negatively, this means that philosophy is not a
science of beings but of being or, as the Greek expression goes,
ontology. We take this expression in the widest possible
sense and not in the narrower one it has, say, in Scholasticism
or in modern philosophy in Descartes and Leibniz.
A discussion of the basic problems of phenomenology then is tantamount
to providing fundamental substantiation for this assertion that
philosophy is the science of being and establishing how it is
such. The discussion should show the possibility and necessity
of the absolute science of being and demonstrate its character
in the very process of the inquiry. Philosophy is the theoretical
conceptual interpretation of being, of being's structure and its
possibilities. Philosophy is ontological. In contrast, a world-view
is a positing knowledge of beings and a positing attitude toward
beings; it is not ontological but ontical. The formation of a
world-view falls outside the range of philosophy's tasks, but
not because philosophy is in an incomplete condition and does
not yet suffice to give a unanimous and universally cogent answer
to the questions pertinent to world-views; rather, the formation
of a world-view falls outside the range of philosophy's tasks
because philosophy in principle does not relate to beings. It
is not because of a defect that philosophy renounces the task
of forming a world-view but because of a distinctive priority:
it deals with what every positing of beings, even the positing
done by a world-view, must already presuppose essentially. The
distinction between philosophy as science and philosophy as world-view
is untenable, not - as it seemed earlier - because scientific
philosophy has as its chief end the formation of a world-view
and thus would have to be elevated to the level of a world-view
philosophy, but because the notion of a world-view philosophy
is simply inconceivable. For it implies that philosophy, as science
of being, is supposed to adopt specific attitudes toward and posit
specific things about beings. To anyone who has even an approximate
understanding of the concept of philosophy and its history, the
notion of a world-view philosophy is an absurdity. If one term
of the distinction between scientific philosophy and world-view
philosophy is inconceivable, then the other, too, must be inappropriately
conceived. Once it has been seen that world-view philosophy is
impossible in principle if it is supposed to be philosophy, then
the differentiating adjective "scientific" is no longer
necessary for characterising philosophy. That philosophy is scientific
is implied in its very concept. It can be shown historically that
at bottom all the great philosophies since antiquity more or less
explicitly took themselves to be, and as such sought to be, ontology.
In a similar way, however, it can also be shown that these attempts
failed over and over again and why they had to fail. I gave the
historical proof of this in my courses of the last two semesters,
one on ancient philosophy and the other on the history of philosophy
from Thomas Aquinas to Kant. We shall not now refer to this historical
demonstration of the nature of philosophy, a demonstration having
its own peculiar character. Let us rather in the whole of the
present course try to establish philosophy on its own basis, so
far as it is a work of human freedom. Philosophy must legitimate
by its own resources its claim to be universal ontology.
In the meantime, however, the statement that philosophy is the
science of being remains a pure assertion. Correspondingly, the
elimination of world-view formation from the range of philosophical
tasks has not yet been warranted. We raised this distinction between
scientific philosophy and world-view philosophy in order to give
a provisional clarification of the concept of philosophy and to
demarcate it from the popular concept. The clarification and demarcation,
again, were provided in order to account for the selection of
the concrete phenomenological problems to be dealt with next and
to remove from the choice the appearance of complete arbitrariness.
Philosophy is the science of being. For the future we shall mean
by "philosophy" scientific philosophy and nothing else.
In conformity with this usage, all non-philosophical sciences
have as their theme some being or beings, and indeed in such a
way that they are in every case antecedently given as beings to
those sciences. They are posited by them in advance; they are
a positum for them. All the propositions of the non-philosophical
sciences, including those of mathematics, are positive propositions.
Hence, to distinguish them from philosophy, we shall call all
non-philosophical sciences positive sciences. Positive sciences
deal with that which is, with beings; that is to say, they always
deal with specific domains, for instance, nature. Within a given
domain scientific research again cuts out particular spheres:
nature as physically material lifeless nature and nature as living
nature. It divides the sphere of the living into individual fields:
the plant world, the animal world. Another domain of beings is
history; its spheres are art history, political history, history
of science, and history of religion. Still another domain of beings
is the pure space of geometry, which is abstracted from space
pre-theoretically uncovered in the environing world. The beings
of these domains are familiar to us even if at first and for the
most part we are not in a position to delimit them sharply and
clearly from one another. We can, of course, always name, as a
provisional description which satisfies practically the purpose
of positive science, some being that falls within the domain.
We can always bring before ourselves, as it were, a particular
being from a particular domain as an example. Historically, the
actual partitioning of domains comes about not according to some
preconceived plan of a system of science but in conformity with
the current research problems of the positive sciences.
We can always easily bring forward and picture to ourselves some
being belonging to any given domain. As we are accustomed to say,
we are able to think something about it. What is the situation
here with philosophy's object? Can something like being be imagined?
If we try to do this, doesn't our head start to swim? Indeed,
at first we are baffled and find ourselves clutching at thin air
A being - that's something, a table, a chair, a tree, the sky,
a body, some words, an action. A being, yes, indeed - but being?
It looks like nothing - and no less a thinker than Hegel said
that being and nothing are the same. Is philosophy as science
of being the science of nothing? At the outset of our considerations,
without raising any false hopes and without mincing matters, we
must confess that under the heading of being we can at first think
to ourselves nothing. On the other hand, it is just as certain
that we are constantly thinking being. We think being just as
often as, daily, on innumerable occasions, whether aloud or silently,
we say "This is such and such," "That other
is not so," "That was," "It
will be." In each use of a verb we have already thought,
and have always in some way understood, being. We understand immediately
"Today is Saturday; the sun is up." We understand the
"is" we use in speaking, although we do not comprehend
it conceptually. The meaning of this "is" remains closed
to us. This understanding of the "is" and of being in
general is so much a matter of course that it was possible for
the dogma to spread in philosophy uncontested to the present day
that being is the simplest and most self-evident concept, that
it is neither susceptible of nor in need of definition. Appeal
is made to common sense. But wherever common sense is taken to
be philosophy's highest court of appeal, philosophy must become
suspicious. In On the Essence of Philosophical Criticism,
Hegel says: "Philosophy by its very nature is esoteric; for
itself it is neither made for the masses nor is it susceptible
of being cooked up for them. It is philosophy only because it
goes exactly contrary to the understanding and thus even more
so to 'sound common sense,' the so-called healthy human understanding,
which actually means the local and temporary vision of some limited
generation of human beings. To that generation the world of philosophy
is in and for itself a topsy-turvy, an inverted, world.
The demands and standards of common sense have no right to claim
any validity or to represent any authority in regard to what philosophy
is and what it is not.
What if being were the most complex and most obscure concept?
What f arriving at the concept of being were the most urgent task
of philosophy, the task which has to be taken up ever anew? Today,
when philosophising is so barbarous, so much like a St. Vitus'
dance, as perhaps in no other period of the cultural history of
the West, and when nevertheless the resurrection of metaphysics
is hawked up and down all the streets, what Aristotle says on one
of his most important investigations in the Metaphysics
has been completely forgotten. "That which has been sought
for from of old and now and in the future and constantly, and
that on which inquiry founders over and over again, is the problem
What is being?" If philosophy is the science of being, then
the first and last and basic problem of philosophy must be, What
does being signify? Whence can something like being in general
be understood? How is understanding of being at all possible?
§ 4. The four theses about being
and the basic problems of phenomenology
Before we broach these fundamental questions, it will be worthwhile
first to make ourselves familiar for once with discussions about
being. To this end we shall deal in the first part of the course
with some characteristic theses about being as individual concrete
phenomenological problems, theses that have been advocated in
the course of the history of Western philosophy since antiquity.
In this connection we are interested, not in the historical contexts
of the philosophical inquiries within which these theses about
being make their appearance, but in their specifically inherent
content. This content is to be discussed critically, so that we
may make the transition from it to the above-mentioned basic problems
of the science of being. The discussion of these theses should
at the same time render us familiar with the phenomenological
way of dealing with problems relating to being. We choose four
such theses:
Kant's thesis: Being is not a real predicate.
The thesis of medieval ontology (Scholasticism) which goes
back to Aristotle: To the constitution of the being of a being
there belong (a) whatness, essence (Was-sein, essentia),
and (b) existence or extantness (existentia, Vorhandensein).
The thesis of modern ontology: The basic ways of being are
the being of nature (res extensa) and the being of mind (res
cogitans).
The thesis of logic in the broadest sense: Every being, regardless
of its particular way of being, can be addressed and talked about
by means of the "is." The being of the copula.
These theses seem at first to have been gathered together arbitrarily.
Looked at more closely, however, they are interconnected in a
most intimate way. Attention to what is denoted in these theses
leads to the insight that they cannot be brought up adequately
- not even as problems - as long as the fundamental question
of the whole science of being has not been put and answered: the
question of the meaning of being in general. The second part
of our course will deal with this question. Discussion of the
basic question of the meaning of being in general and of the problems
arising from that question constitutes the entire stock of basic
problems of phenomenology in their systematic order and their
foundation. For the present we delineate the range of these problems
only roughly.
On what path can we advance toward the meaning of being in general?
Is not the question of the meaning of being and the task of an
elucidation of this concept a pseudo-problem if, as usual, the
opinion is held dogmatically that being is the most general and
simplest concept? What is the source for defining this concept
and in what direction is it to be resolved?
Something like being reveals itself to us in the understanding
of being, an understanding that lies at the root of all comportment
toward beings. Comportment toward beings belongs, on its part,
to a definite being, the being which we ourselves are, the human
Dasein. It is to the human Dasein that there belongs
the understanding of being which first of all makes possible every
comportment toward beings. The understanding of being has itself
the mode of being of the human Dasein. The more originally
and appropriately we define this being in regard to the structure
of its being, that is to say, ontologically, the more securely
we are placed in a position to comprehend in its structure the
understanding of being that belongs to the Dasein, and
the more clearly and unequivocally the question can then be posed,
What is it that makes this understanding of being possible at
all? Whence - that is, from which antecedently given horizon -
do we understand the like of being?
The analysis of the understanding of being in regard to what is
specific to this understanding and what is understood in it or
its intelligibility presupposes an analytic of the Dasein
ordered to that end. This analytic has the task of exhibiting
the basic constitution of the human Dasein and of characterising
the meaning of the Dasein's being. In this ontological
analytic of the Dasein, the original constitution of the
Dasein's being is revealed to be temporality. The
interpretation of temporality leads to a more radical understanding
and conceptual comprehension of time than has been possible hitherto
in philosophy. The familiar concept of time as traditionally treated
in philosophy is only an offshoot of temporality as the original
meaning of the Dasein. If temporality constitutes the meaning
of the being of the human Dasein and if understanding of
being belongs to the constitution of the Dasein's being,
then this understanding of being, too, must be possible only on
the basis of temporality. Hence there arises the prospect of a
possible confirmation of the thesis that time is the horizon from
which something like being becomes at all intelligible. We interpret
being by way of time (tempus). The interpretation is a
Temporal one. The fundamental subject of research in ontology,
as determination of the meaning of being by way of time, is Temporality.
We said that ontology is the science of being. But being is always
the being of a being. Being is essentially different from a being,
from beings. How is the distinction between being and beings to
be grasped? How can its possibility be explained? If being is
not itself a being, how then does it nevertheless belong to beings,
since, after all, beings and only beings are? What does it mean
to say that being belongs to beings? The correct answer to this
question is the basic presupposition needed to set about the problems
of ontology regarded as the science of being. We must be able
to bring out clearly the difference between being and beings in
order to make something like being the theme of inquiry. This
distinction is not arbitrary; rather, it is the one by which the
theme of ontology and thus of philosophy itself is first of all
attained. It is a distinction which is first and foremost constitutive
for ontology. We call it the ontological difference - the
differentiation between being and beings. Only by making this
distinction - krinein in Greek - not between one being
and another being but between being and beings do we first enter
the field of philosophical research. Only by taking this critical
stance do we keep our own standing inside the field of philosophy.
Therefore, in distinction from the sciences of the things that
are, of beings, ontology, or philosophy in general, is the critical
science, or the science of the inverted world, With this distinction
between being and beings and that selection of being as theme
we depart in principle from the domain of beings. We surmount
it, transcend it. We can also call the science of being, a critical
science, transcendental science. In doing so we are not
simply taking over unaltered the concept of the transcendental
in Kant, although we are indeed adopting its original sense and
its true tendency, perhaps still concealed from Kant. We are surmounting
beings in order to reach being. Once having made the ascent we
shall not again descend to a being, which, say, might lie like
another world behind the familiar beings. The transcendental science
of being has nothing to do with popular metaphysics, which deals
with some being behind the known beings; rather, the scientific
concept of metaphysics is identical with the concept of philosophy
in general - critically transcendental science of being, ontology.
It is easily seen that the ontological difference can be cleared
up and carried out unambiguously for ontological inquiry only
if and when the meaning of being in general has been explicitly
brought to light, that is to say, only when it has been shown
how temporality makes possible the distinguishability between
being and beings. Only on the basis of this consideration can
the Kantian thesis that being is not a real predicate be given
its original sense and adequately explained.
Every being is something, it has its what and as such has
a specific possible mode of being. In the first part of
our course, while discussing the second thesis, we shall show
that ancient as well as medieval ontology dogmatically enunciated
this proposition - that to each being there belongs a what and
way of being, essentia and existentia - as if
it were self-evident. For us the question arises, Can the reason
every being must and can have a what, a ti, and a possible
way of being be grounded in the meaning of being itself, that
is to say, Temporally? Do these characteristics, whatness and
way of being, taken with sufficient breadth, belong to being itself?
"Is" being articulated by means of these characteristics
in accordance with its essential nature? With this we are now
confronted by the problem of the basic articulation of being,
the question of the necessary belonging-together of whatness
and way-of-being and of the belonging of the two of
them in their unity to the idea of being in general.
Every being has a way-of-being. The question is whether this way-of-being
has the same character in every being - as ancient ontology believed
and subsequent periods have basically had to maintain even down
to the present - or whether individual ways-of-being are mutually
distinct. Which are the basic ways of being? Is there a multiplicity?
How is the variety of ways-of-being possible and how is it at
all intelligible, given the meaning of being? How can we speak
at all of a unitary concept of being despite the variety of ways-of-being?
These questions can be consolidated into the problem of the
possible modifications of being and the unity of being's variety.
Every being with which we have any dealings can be addressed and
spoken of by saying "it is" thus and so, regardless
of its specific mode of being. We meet with a being's being in
the understanding of being. It is understanding that first of
all opens up or, as we say, discloses or reveals something like
being. Being is given only in the specific disclosedness that
characterises the understanding of being. But we call the disclosedness
of something truth. That is the proper concept of truth, as it
already begins to dawn in antiquity. Being is given only if there
is disclosure, that is to say, if there is truth. But there is
truth only if a being exists which opens up, which discloses,
and indeed in such a way that disclosure itself belongs to the
mode of being of this being. We ourselves are such a being. The
Dasein Itself exists in the truth. To the Dasein
there belongs essentially a disclosed world and with that the
disclosedness of the Dasein itself. The Dasein,
by the nature of its existence, is "in" truth, and only
because it is "in" truth does it have the possibility
of being "in" untruth. Being is given only if truth,
hence if the Dasein, exists. And only for this reason is
it not merely possible to address beings but within certain limits
sometimes - presupposing that the Dasein exists - necessary.
We shall consolidate these problems of the interconnectedness
between being and truth into the problem of the truth-character
of being (veritas transcendentalis).
We have thus identified four groups of problems that constitute
the content of the second part of the course: the problem of the
ontological difference, the problem of the basic articulation
of being, the problem of the possible modifications of being in
its ways of being, the problem of the truth-character of being.
The four theses treated provisionally in the first part correspond
to these four basic problems. More precisely, looking backward
from the discussion of the basic problems in the second half,
we see that the problems with which we are provisionally occupied
in the first part, following the lead of these theses, are not
accidental but grow out of the inner systematic coherence of the
general problem of being.
§ 5. The character of ontological method
The three basic components of Phenomenological method
Our conduct of the ontological investigation in the first and
second parts opens up for us at the same time a view of the way
in which these phenomenological investigations proceed. This
raises the question of the character of method in ontology. Thus
we come to the third part of the course: the scientific method
of ontology and the idea of phenomenology.
The method of ontology, that is, of philosophy in general, is
distinguished by the fact that ontology has nothing in common
with any method of any of the other sciences, all of which as
positive sciences deal with beings. On the other hand, it is precisely
the analysis of the truth-character of being which shows that
being also is, as it were, based in a being, namely, in the Dasein.
Being is given only if the understanding of being, hence the Dasein,
exists. This being accordingly lays claim to a distinctive priority
in ontological inquiry. It makes itself manifest in all discussions
of the basic problems of ontology and above all in the fundamental
question of the meaning of being in general. The elaboration of
this question and its answer requires a general analytic of the
Dasein. Ontology has for its fundamental discipline the
analytic of the Dasein. This implies at the same time that
ontology cannot be established in a purely ontological manner.
Its possibility is referred back to a being, that is, to something
ontical - the Dasein. Ontology has an ontical foundation,
a fact which is manifest over and over again in the history of
philosophy down to the present. For example, it is expressed as
early as Aristotle's dictum that the first science, the science
of being, is theology. As the work of the freedom of the human
Dasein, the possibilities and destinies of philosophy are
bound up with man's existence, and thus with temporality and with
historicality, and indeed in a more original sense than is any
other science. Consequently, in clarifying the scientific character
of ontology, the first task is the demonstration of its ontical
foundation and the characterisation of this foundation itself.
The second task consists in distinguishing the mode of
knowing operative in ontology as science of being, and this requires
us to work out the methodological structure of ontological-transcendental
differentiation. In early antiquity it was already seen that
being and its attributes in a certain way underlie beings and
precede them and so are a proteron, an earlier. The term denoting
this character by which being precedes beings is the expression
a priori, apriority, being earlier or prior. As
a priori, being is earlier than beings. The meaning of
this a priori, the sense of the earlier and its possibility,
has never been cleared up. The question has not even once been
raised as to why the determinations of being and being itself
must have is character of priority and how such priority is possible.
To be earlier is a determination of time, but it does not pertain
to the temporal order of the time that we measure by the clock;
rather, it is an earlier that belongs to the "inverted world."
Therefore, this earlier which characterises being is taken by
the popular understanding to be the later. Only the interpretation
of being by way of temporality can make clear why and how this
feature of being earlier, apriority, goes together with being.
The a priori character of being and of all the structures
of being accordingly calls for a specific kind of approach and
way of apprehending being - a prioricognition.
The basic components of a priori cognition constitute what
we call phenomenology. Phenomenology is the name for the
method of ontology, that is, of scientific philosophy. Rightly
conceived, phenomenology is the concept of a method. It is therefore
precluded from the start that phenomenology should pronounce any
theses about being which have specific content, thus adopting
a so-called standpoint.
We shall not enter into detail concerning which ideas about phenomenology
are current today, instigated in part by phenomenology itself.
We shall touch briefly on just one example. It has been said that
my work is Catholic phenomenology - presumably because it is
my conviction that thinkers like Thomas Aquinas and Duns Scotus
also understood something of philosophy, perhaps more than the
moderns. But the concept of a Catholic phenomenology is even more
absurd than the concept of a Protestant mathematics. Philosophy
as science of being is fundamentally distinct in method from any
other science. The distinction in method between, say, mathematics
and classical philology is not as great as the difference between
mathematics and philosophy or between philology and philosophy.
The breadth of the difference between philosophy and the positive
sciences, to which mathematics and philology belong, cannot at
all be estimated quantitatively. In ontology, being is supposed
to be grasped and comprehended conceptually by way of the phenomenological
method, in connection with which we may observe that, while phenomenology
certainly arouses lively interest today, what it seeks and aims
at was already vigorously pursued in Western philosophy from the
very beginning.
Being is to be laid hold of and made our theme. Being is always
being of beings and accordingly it becomes accessible at first
only by starting with some being. Here the phenomenological vision
which does the apprehending must indeed direct itself toward a
being, but it has to do so in such a way that the being of this
being is thereby brought out so that it may be possible to mathematise
it. Apprehension of being, ontological investigation, always turns,
at first and necessarily, to some being; but then, in a precise
way, it is led away from that being and led back to its being.
We call this basic component of phenomenological method - the
leading back or reduction of investigative vision from a naively
apprehended being to being phenomenological reduction.
We are thus adopting a central term of Husserl's phenomenology
in its literal wording though not in its substantive intent. For
Husserl the phenomenological reduction, which he worked out
for the first time expressly in the Ideas Toward a Pure Phenomenology
and Phenomenological Philosophy (1913), is the method of leading
phenomenological vision from the natural attitude of the human
being whose life is involved in the world of things and persons
back to the transcendental life of consciousness and its noetic-noematic
experiences, in which objects are constituted as correlates of
consciousness. For us phenomenological reduction means leading
phenomenological vision back from the apprehension of a being,
whatever may be the character of that apprehension, to the understanding
of the being of this being (projecting upon the way it is unconcealed).
Like every other scientific method, phenomenological method grows
and changes due to the progress made precisely with its help into
the subjects under investigation. Scientific method is never a
technique. As soon as it becomes one it has fallen away from its
own proper nature.
Phenomenological reduction as the leading of our vision from beings
to being nevertheless is not the only basic component of phenomenological
method; in fact, it is not even the central component. For this
guidance of vision back from beings to being requires at the same
time that we should bring ourselves forward toward being itself.
Pure aversion from beings is a merely negative methodological
measure which not only needs to be supplemented by a positive
one but expressly requires us to be led toward being; it thus
requires guidance. Being does not become accessible like a being.
We do not simply find it in front of us. As is to be shown, it
must always be brought to view in a free projection. This projecting
of the antecedently given being upon its being and the structures
of its being we call phenomenological construction.
But the method of phenomenology is likewise not exhausted by phenomenological
construction. We have heard that every projection of being occurs
in a reductive recursion from beings. The consideration of being
takes its start from beings. This commencement is obviously always
determined by the factual experience of beings and the range of
possibilities of experience that at any time are peculiar to a
factical Dasein, and hence to the historical situation
of a philosophical investigation. It is not the case that at all
times and for everyone all beings and all specific domains of
beings are accessible in the same way; and, even if beings are
accessible inside the range of experience, the question still
remains whether, within naive and common experience, they are
already suitably understood in their specific mode of being. Because
the Dasein is historical in its own existence, possibilities
of access and modes of interpretation of beings are themselves
diverse, varying in different historical circumstances. A glance
at the history of philosophy shows that many domains of beings
were discovered very early - nature, space, the soul - but that,
nevertheless, they could not yet be comprehended in their specific
being. As early as antiquity a common or average concept of being
came to light, which was employed for the interpretation of all
the beings of the various domains of being and their modes of
being, although their specific being itself, taken expressly in
its structure, was not made into a problem and could not be defined.
Thus Plato saw quite well that the soul, with its logos, is a
being different from sensible being. But he was not in a position
to demarcate the specific mode of being of this being from the
mode of being of any other being or non-being. Instead, for him
as well as for Aristotle and subsequent thinkers down to Hegel,
and all the more so for their successors, all ontological investigations
proceed within an average concept of being in general. Even the
ontological investigation which we are now conducting is determined
by its historical situation and, therewith, by certain possibilities
of approaching beings and by the preceding philosophical tradition.
The store of basic philosophical concepts derived from the philosophical
tradition is still so influential today that this effect of tradition
can hardly be overestimated. It is for this reason that all philosophical
discussion, even the most radical attempt to begin all over again,
is pervaded by traditional concepts and thus by traditional horizons
and traditional angles of approach, which we cannot assume with
unquestionable certainty to have arisen originally and genuinely
from the domain of being and the constitution of being they claim
to comprehend. It is for this reason that there necessarily belongs
to the conceptual interpretation of being and its structures,
that is, to the reductive construction of being, a destruction
- a critical process in which the traditional concepts, which
at first must necessarily be employed, are de-constructed down
to the sources from which they were drawn. Only by means of this
destruction can ontology fully assure itself in a phenomenological
way of the genuine character of its concepts.
These three basic components of phenomenological metho - reduction,
construction, destruction - belong together in their content and
must receive grounding in their mutual pertinence. Construction
in philosophy is necessarily destruction, that is to say, a de-constructing
of traditional concepts carried out in a historical recursion
to the tradition. And this is not a negation of the tradition
or a condemnation of it as worthless; quite the reverse, it signifies
precisely a positive appropriation of tradition. Because destruction
belongs to construction, philosophical cognition is essentially
at the same time, in a certain sense, historical cognition. History
of philosophy, as it is called, belongs to the concept of philosophy
as science, to the concept of phenomenological investigation.
The history of philosophy is not an arbitrary appendage to the
business of teaching philosophy, which provides an occasion for
picking up some convenient and easy theme for passing an examination
or even for just looking around to see how things were in earlier
times. Knowledge of the history of philosophy is intrinsically
unitary on its own account, and the specific mode of historical
cognition in philosophy differs in its object from all other scientific
knowledge of history.
The method of ontology thus delineated makes it possible to characterise
the idea of phenomenology distinctively as the scientific procedure
of philosophy. We therewith gain the possibility of defining the
concept of philosophy more concretely. Thus our considerations
in the third part lead back again to the starting point of the
course.
Source: The Basic Problems of Phenomenology (1954) Published by Indiana University Press, 1975. Introduction, p 1 - 23 reproduced here.
§ 1. Exposition and general division of the theme
This course sets for itself the task of posing the basic problems
of phenomenology, elaborating them, and proceeding to some
extent toward their solution. Phenomenology must develop its concept
out of what it takes as its theme and how it investigates its
object. Our considerations are aimed at the inherent content
and inner systematic relationships of the basic problems.
The goal is to achieve a fundamental illumination of these problems.
In negative terms this means that our purpose is not to acquire
historical knowledge about the circumstances of the modern movement
in philosophy called phenomenology. We shall be dealing not with
phenomenology but with what phenomenology itself deals with. And,
again, we do not wish merely to take note of it so as to be able
to report then that phenomenology deals with this or that subject;
instead, the course deals with the subject itself, and you yourself
are supposed to deal with it, or learn how to do so, as the course
proceeds. The point is not to gain some knowledge about philosophy
but to be able to philosophise. An introduction to the basic problems
could lead to that end.
And these basic problems themselves? Are we to take it on trust
that the ones we discuss do in fact constitute the inventory of
the basic problems? How shall we arrive at these basic problems?
Not directly but by the roundabout way of a discussion of certain
individual problems. From these we shall sift out the basic
problems and determine their systematic interconnection. Such
an understanding of the basic problems should yield insight into
the degree to which philosophy as a science is necessarily demanded
by them.
The course accordingly divides into three parts. At the
outset we may outline them roughly as follows:
Concrete phenomenological inquiry leading to the basic problems
The basic problems of phenomenology in their systematic order
and foundation
The scientific way of treating these problems and the idea
of phenomenology
The path of our reflections will take us from certain individual
problems to the basic problems. The question therefore arises,
How are we to gain the starting point of our considerations? How
shall we select and circumscribe the individual problems? Is this
to be left to chance and arbitrary choice? In order to avoid the
appearance that we have simply assembled a few problems at random,
an introduction leading up to the individual problems is required.
It might be thought that the simplest and surest way would be
to derive the concrete individual phenomenological problems from
the concept of phenomenology. Phenomenology is essentially such
and such; hence it encompasses such and such problems. But we
have first of all to arrive at the concept of phenomenology. This
route is accordingly closed to us. But to circumscribe the concrete
problems we do not ultimately need a clear-cut and fully validated
concept of phenomenology. Instead it might be enough to have some
acquaintance with what is nowadays familiarly known by the name
"phenomenology." Admittedly, within phenomenological
inquiry there are again differing definitions of its nature and
tasks. But, even if these differences in defining the nature of
phenomenology could be brought to a consensus, it would remain
doubtful whether the concept of phenomenology thus attained, a
sort of average concept, could direct us toward the concrete problems
to be chosen. For we should have to be certain beforehand that
phenomenological inquiry today has reached the center of philosophy's
problems and has defined its own nature by way of their possibilities.
As we shall see, however, this is not the case - and so little
is it the case that one of the main purposes of this course is
to show that conceived in its basic tendency, phenomenological
research can represent nothing less than the more explicit and
more radical understanding of the idea of a scientific philosophy
which philosophers from ancient times to Hegel sought to realize
time and again in a variety of internally coherent endeavours.
Hitherto, phenomenology has been understood, even within that
discipline itself, as a science propaedeutic to philosophy, preparing
the ground for the proper philosophical disciplines of logic,
ethics, aesthetics, and philosophy of religion. But in this definition
of phenomenology as a preparatory science the traditional stock
of philosophical disciplines is taken over without asking whether
that same stock is not called in question and eliminated precisely
by phenomenology itself. Does not phenomenology contain within
itself the possibility of reversing the alienation of philosophy
into these disciplines and of revitalising and reappropriating
in its basic tendencies the great tradition of philosophy with
its essential answers? We shall maintain that phenomenology is
not just one philosophical science among others, nor is it the
science preparatory to the rest of them; rather, the expression
"phenomenology" is the name for the method of
scientific philosophy in general.
Clarification of the idea of phenomenology is equivalent to exposition
of the concept of scientific philosophy. To be sure, this does
not yet tell us what phenomenology means as far as its content
is concerned, and it tells us even less about how this method
is to be put into practice. But it does indicate how and why we
must avoid aligning ourselves with any contemporary tendency in
phenomenology.
We shall not deduce the concrete phenomenological problems from
some dogmatically proposed concept of phenomenology; on the contrary,
we shall allow ourselves to be led to them by a more general and
preparatory discussion of the concept of scientific philosophy
in general. We shall conduct this discussion in tacit apposition
to the basic tendencies of Western philosophy from antiquity to
Hegel.
In the early period of ancient thought philosophia means the same
as science in general. Later, individual philosophies, that is
to say, individual sciences - medicine, for instance, and mathematics
- become detached from philosophy. The term philosophia then refers
to a science which underlies and encompasses all the other particular
sciences. Philosophy becomes science pure and simple. More and
more it takes itself to be the first and highest science or, as
it was called during the period of German idealism, absolute science.
If philosophy is absolute science, then the expression "scientific
philosophy" contains a pleonasm. It then means scientific
absolute science. It suffices simply to say "philosophy."
This already implies science pure and simple. Why then do we still
add the adjective "scientific" to the expression "philosophy"?
A science, not to speak of absolute science, is scientific by
the very meaning of the term. We speak of "scientific philosophy"
principally because conceptions of philosophy prevail which not
only imperil but even negate its character as science pure and
simple. These conceptions of philosophy are not just contemporary
but accompany the development of scientific philosophy throughout
the time philosophy has existed as a science. On this view philosophy
is supposed not only, and not in the first place, to be a theoretical
science, but to give practical guidance to our view of things
and their interconnection and our attitudes toward them, and to
regulate and direct our interpretation of existence and its meaning.
Philosophy is wisdom of the world and of life, or, to use an expression
current nowadays, philosophy is supposed to provide a Weltanschauung,
a world-view. Scientific philosophy can thus be set off against
philosophy as world-view.
We shall try to examine this distinction more critically and to
decide whether it is valid or whether it has to be absorbed into
one of its members. In this way the concept of philosophy should
become clear to us and put us in a position to justify the selection
of the individual problems to be dealt with in the first part.
It should be borne in mind here that these discussions concerning
the concept of philosophy can be only provisional - provisional
not just in regard to the course as a whole but provisional in
general. For the concept of philosophy is the most proper and
highest result of philosophy itself. Similarly, the question whether
philosophy is at all possible or not can be decided only by philosophy
itself.
§ 2. The concept of philosophy
Philosophy and world-view
In discussing the difference between scientific philosophy and
philosophy as world-view, we may fittingly start from the latter
notion and begin with the term "Weltanschauung,"
"world-view." This expression is not a translation from
Greek, say, or Latin. There is no such expression as kosmotheoria.
The word "Weltanschauung" is of specifically
German coinage; it was in fact coined within philosophy. It first
turns up in its natural meaning in Kant's Critique of Judgment
- world-intuition in the sense of contemplation of the world given
to the senses or, as Kant says, the mundus sensibilis -
a beholding of the world as simple apprehension of nature in the
broadest sense. Goethe and Alexander von Humboldt thereupon use
the word in this way. This usage dies out in the thirties of the
last century under the influence of a new meaning given to the
expression "Weltanschauung" by the Romantics
and principally by Schelling. In the Introduction to the draft
of a System of Philosophy of Nature, (1799), Schelling says: "Intelligence
is productive in a double manner, either blindly and unconsciously
or freely and consciously; it is unconsciously productive in Weltanschauung
and consciously productive in the creation of an ideal world."
Here Weltanschauung is directly assigned not to sense-observation
but to intelligence, albeit to unconscious intelligence. Moreover,
the factor of productivity, the independent formative process
of intuition, is emphasised. Thus the word approaches the meaning
we are familiar with today, a self-realised, productive as well
as conscious way of apprehending and interpreting the universe
of beings. Schelling speaks of a schematism of Weltanschauung,
a schematised form for the different possible world-views which
appear and take shape in fact. A view of the world, understood
in this way, does not have to be produced with a theoretical intention
and with the means of theoretical science. In his Phenomenology
of Spirit, Hegel speaks of a "moral world-view."
Görres makes use of the expression "poetic world-view."
Ranke speaks of the "religious and Christian world-view."
Mention is made sometimes of the democratic, sometimes of the
pessimistic world-view or even of the medieval world-view. Schleiermacher
says: "It is only our world-view that makes our knowledge
of God complete." Bismarck at one point writes to his bride:
"What strange views of the world there are among clever people!"
From the forms and possibilities of world-view thus enumerated
it becomes clear that what is meant by this term is not only a
conception of the contexture of natural things but at the same
time an interpretation of the sense and purpose of the human Dasein
[the being that we are ourselves] and hence of history. A world-view
always includes a view of life. A world-view grows out of an all-inclusive
reflection on the world and the human Dasein, and this
again happens in different ways, explicitly and consciously in
individuals or by appropriating an already prevalent world-view.
We grow up within such a world-view and gradually become accustomed
to it. Our world-view is determined by environment - people, race,
class, developmental stage of culture. Every world-view thus individually
formed arises out of a natural world-view, out of a range of conceptions
of the world and determinations of the human Dasein which
are at any particular time given more or less explicitly with
each such Dasein. We must distinguish the individually
formed world-view or the cultural world-view from the natural
world-view.
A world-view is not a matter of theoretical knowledge, either
in respect of its origin or in relation to its use. It is not
simply retained in memory like a parcel of cognitive property.
Rather, it is a matter of a coherent conviction which determines
the current affairs of life more or less expressly and directly.
A world-view is related in its meaning to the particular contemporary
Dasein at any given time. In this relationship to the Dasein
the world-view is a guide to it and a source of strength under
pressure. Whether the world-view is determined by superstitions
and prejudices or is based purely on scientific knowledge and
experience or even, as is usually the case, is a mixture of superstition
and knowledge, prejudice and sober reason it all comes to the
same thing; nothing essential is changed.
This indication of the characteristic traits of what we mean by
the term "world-view" may suffice here. A rigorous definition
of it would have to be gained in another way, as we shall see.
In his Psychologie der Weltanschauungen, Jaspers says that
"when we speak of world-views we mean Ideas, what is ultimate
and total in man, both subjectively, as life-experience and power
and character, and objectively, as a world having objective shape."
For our purpose of distinguishing between philosophy as world-view
and scientific philosophy, it is above all important to see that
the world-view, in its meaning, always arises out of the particular
factical existence of the human being in accordance with his factical
possibilities of thoughtful reflection and attitude-formation,
and it arises thus for this factical Dasein. The world-view
is something that in each case exists historically from, with,
and for the factical Dasein. A philosophical world-view
is one that expressly and explicitly or at any rate preponderantly
has to be worked out and brought about by philosophy, that is
to say, by theoretical speculation, to the exclusion of artistic
and religious interpretations of the world and the Dasein.
This world-view is not a by-product of philosophy; its cultivation,
rather, is the proper goal and nature of philosophy itself. In
its very concept philosophy is world-view philosophy, philosophy
as world-view. If philosophy in the form of theoretical knowledge
of the world aims at what is universal in the world and ultimate
for the Dasein - the whence, the whither, and the wherefore
of the world and life - then this differentiates it from the particular
sciences, which always consider only a particular region of the
world and the Dasein, as well as from the artistic and
religious attitudes, which are not based primarily on the theoretical
attitude. It seems to be without question that philosophy has
as its goal the formation of a world-view. This task must define
the nature and concept of philosophy. Philosophy, it appears,
is so essentially world-view philosophy that it would be preferable
to reject this latter expression as an unnecessary overstatement.
And what is even more, to propose to strive for a scientific philosophy
is a misunderstanding. For the philosophical world-view, it is
said, naturally ought to be scientific. By this is meant: first,
that it should take cognisance of the results of the different
sciences and use them in constructing the world-picture and the
interpretation of the Dasein; secondly, that it ought to
be scientific by forming the world-view in strict conformity with
the rules of scientific thought. This conception of philosophy
as the formation of a world-view in a theoretical way is so much
taken for granted that it commonly and widely defines the concept
of philosophy and consequently also prescribes for the popular
mind what is to be and what ought to be expected of philosophy.
Conversely, if philosophy does not give satisfactory answers to
the questions of world-view, the popular mind regards it as insignificant.
Demands made on philosophy and attitudes taken toward it are governed
by this notion of it as the scientific construction of a world-view.
To determine whether philosophy succeeds or fails in this task,
its history is examined for unequivocal confirmation that it deals
knowingly with the ultimate questions - of nature, of the soul,
that is to say, of the freedom and history of man, of God.
If philosophy is the scientific construction of a world-view,
then the: distinction between "scientific philosophy"
and "philosophy as world-view" vanishes. The two together
constitute the essence of philosophy, so that what is really emphasised
ultimately is the task of the world-view. This seems also to be
the view of Kant, who put the scientific character of philosophy
on a new basis. We need only recall the distinction he drew in
the introduction to the Logic between the academic and
the cosmic conceptions of philosophy. Here we turn to an
oft-quoted Kantian distinction which apparently supports the distinction
between scientific philosophy and philosophy as world-view or,
more exactly, serves as evidence for the fact that Kant himself,
for whom the scientific character of philosophy was central, likewise
conceives of philosophy as philosophical world-view.
According to the academic concept or, as Kant also says,
in the scholastic sense, philosophy is the doctrine of the skill
of reason and includes two parts: "first, a sufficient stock
of rational cognitions from concepts; and, secondly, a systematic
interconnection of these cognitions or a combination of them in
the idea of a whole." Kant is here thinking of the fact that
philosophy in the scholastic sense includes the interconnection
of the formal principles of thought and of reason in general as
well as the discussion and determination of those concepts which,
as a necessary presupposition, underlie our apprehension of the
world, that is to say, for Kant, of nature. According to the academic
concept, philosophy is the whole of all the formal and material
fundamental concepts and principles of rational knowledge.
Kant defines the cosmic concept of philosophy or, as he
also says, philosophy in the cosmopolitan sense, as follows: "But
as regards philosophy in the cosmic sense (in sensu cosmico),
it can also be called a science of the supreme maxims of the use
of our reason, understanding by 'maxim' the inner principle of
choice among diverse ends." Philosophy in the cosmic sense
deals with that for the sake of which all use of reason, including
that of philosophy itself, is what it is. "For philosophy
in the latter sense is indeed the science of the relation of every
use of knowledge and reason to the final purpose of human reason,
under which, as the supreme end, all other ends are subordinated
and must come together into unity in it. In this cosmopolitan
sense the field of philosophy can be defined by the following
questions: 1) What can I know? 2) What should I do? 3) What may
I hope? 4) What is man?" At bottom, says Kant, the first
three questions are concentrated in the fourth, "What is
man?" For the determination of the final ends of human reason
results from the explanation of what man is. It is to these ends
that philosophy in the academic sense also must relate.
Does this Kantian separation between philosophy in the scholastic
sense and philosophy in the cosmopolitan sense coincide with the
distinction between scientific philosophy and philosophy as world-view?
Yes and no. Yes, since Kant after all makes a distinction within
the concept of philosophy and, on the basis of this distinction,
makes the questions of the end and limits of human existence central.
No, since philosophy in the cosmic sense does not have the task
of developing a world-view in the designated sense. What Kant
ultimately has in mind as the task of philosophy in the cosmic
sense, without being able to say so explicitly, is nothing but
the a priori and therefore ontological circumscription
of the characteristics which belong to the essential nature of
the human Dasein and which also generally determine the
concept of a world-view. As the most fundamental a priori
determination of the essential nature of the human Dasein
Kant recognises the proposition: Man is a being which exists as
its own end. Philosophy in the cosmic sense, as Kant understands
it, also has to do with determinations of essential nature. It
does not seek a specific factual account of the merely factually
known world and the merely factually lived life; rather, it seeks
to delimit what belongs to world in general, to the Dasein
in general, and thus to world-view in general. Philosophy in the
cosmic sense has for Kant exactly the same methodological character
as philosophy in the academic sense, except that for reasons which
we shall not discuss here in further detail Kant does not see
the connection between the two. More precisely, he does not see
the basis for establishing both concepts on a common original
ground. We shall deal with this later on. For the present it is
clear only that, if philosophy is viewed as being the scientific
construction of a world-view, appeal should not be made to Kant.
Fundamentally, Kant recognises only philosophy as science.
A world-view, as we saw, springs in every case from a factical
Dasein in accordance with its factical possibilities, and
it is what it is always for this particular Dasein. This
in no way asserts a relativism of world-views. What a world-view
fashioned in this way says can be formulated in propositions and
rules which are related in their meaning to a specific really
existing world, to the particular factically existing Dasein.
Every world-view and life-view posits; that is to say, it is related
being-ly to some being or beings. It posits a being, something
that is; it is positive. A world-view belongs to each Dasein
and, like this Dasein, it is always in fact determined
historically. To the world-view there belongs this multiple positivity
that it is always rooted in a Dasein which is in such and
such a way; that as such it relates to the existing world and
points to the factically existent Dasein. It is just because
this positivity - that is, the relatedness to beings, to world
that is, Dasein that is - belongs to the essence of the
world-view, and thus in general to the formation of the world-view,
that the formation of a world-view cannot be the task of philosophy.
To say this is not to exclude but to include the idea that philosophy
itself is a distinctive primal form of world-view. Philosophy
can and perhaps must show, among many other things, that something
like a world-view belongs to the essential nature of the Dasein.
Philosophy can and must define what in general constitutes the
structure of a world-view. But it can never develop and posit
some specific world-view qua just this or that particular one.
Philosophy is not essentially the formation of a world-view; but
perhaps just on this account it has an elementary and fundamental
relation to all world-view formation, even to that which is not
theoretical but factually historical.
The thesis that world-view formation does not belong to the task
of philosophy is valid, of course, only on the presupposition
that philosophy does not relate in a positive manner to some being
qua this or that particular being, that it does not posit a being.
Can this presupposition that philosophy does not relate positively
to beings, as the sciences do, be justified? What then is philosophy
supposed to concern itself with if not with beings, with that
which is, as well as with the whole of what is? What is not, is
surely the nothing. Should philosophy, then, as absolute science,
have the nothing as its theme? What can there be apart from nature,
history, God, space, number? We say of each of these, even though
in a different sense, that it is. We call it a being. In relating
to it, whether theoretically or practically, we are comporting
ourselves toward a being. Beyond all these beings there is nothing.
Perhaps there is no other being beyond what has been enumerated,
but perhaps, as in the German idiom for "there is,"
es gibt [literally, it gives], still something else is given,
something else which indeed is not but which nevertheless, in
a sense yet to be determined, is given. Even more. In the end
something is given which must be given if we are to be able to
make beings accessible to us as beings and comport ourselves toward
them, something which, to be sure, is not but which must be given
if we are to experience and understand any beings at all. We are
able to grasp beings as such, as beings, only if we understand
something like being. If we did not understand, even though at
first roughly and without conceptual comprehension, what actuality
signifies, then the actual would remain hidden from us. If we
did not understand what reality means, then the real would remain
inaccessible. If we did not understand what life and vitality
signify, then we would not be able to comport ourselves toward
living beings. If we did not understand what existence and existentiality
signify, then we ourselves would not be able to exist as Dasein.
If we did not understand what permanence and constancy signify,
then constant geometric relations or numerical proportions would
remain a secret to us. We must understand actuality, reality,
vitality, existentiality, constancy in order to be able to comport
ourselves positively toward specifically actual, real, living,
existing, constant beings. We must understand being so that we
may be able to be given over to a world that is, so that we can
exist in it and be our own Dasein itself as a being. We
must be able to understand actuality before all factual experience
of actual beings. This understanding of actuality or of being
in the widest sense as over against the experience of beings is
in a certain sense earlier than the experience of beings. To say
that the understanding of being precedes all factual experience
of beings does not mean that we would first need to have an explicit
concept of being in order to experience beings theoretically or
practically. We must understand being - being, which may no longer
itself be called a being, being, which does not occur as a being
among other beings but which nevertheless must be given and in
fact is given in the understanding of being.
§ 3. Philosophy as science of being
We assert now that being is the proper and sole theme of philosophy.
This is not our own invention; it is a way of putting the theme
which comes to life at the beginning of philosophy in antiquity,
and it assumes its most grandiose form in Hegel's logic. At present
we are merely asserting that being is the proper and sole theme
of philosophy. Negatively, this means that philosophy is not a
science of beings but of being or, as the Greek expression goes,
ontology. We take this expression in the widest possible
sense and not in the narrower one it has, say, in Scholasticism
or in modern philosophy in Descartes and Leibniz.
A discussion of the basic problems of phenomenology then is tantamount
to providing fundamental substantiation for this assertion that
philosophy is the science of being and establishing how it is
such. The discussion should show the possibility and necessity
of the absolute science of being and demonstrate its character
in the very process of the inquiry. Philosophy is the theoretical
conceptual interpretation of being, of being's structure and its
possibilities. Philosophy is ontological. In contrast, a world-view
is a positing knowledge of beings and a positing attitude toward
beings; it is not ontological but ontical. The formation of a
world-view falls outside the range of philosophy's tasks, but
not because philosophy is in an incomplete condition and does
not yet suffice to give a unanimous and universally cogent answer
to the questions pertinent to world-views; rather, the formation
of a world-view falls outside the range of philosophy's tasks
because philosophy in principle does not relate to beings. It
is not because of a defect that philosophy renounces the task
of forming a world-view but because of a distinctive priority:
it deals with what every positing of beings, even the positing
done by a world-view, must already presuppose essentially. The
distinction between philosophy as science and philosophy as world-view
is untenable, not - as it seemed earlier - because scientific
philosophy has as its chief end the formation of a world-view
and thus would have to be elevated to the level of a world-view
philosophy, but because the notion of a world-view philosophy
is simply inconceivable. For it implies that philosophy, as science
of being, is supposed to adopt specific attitudes toward and posit
specific things about beings. To anyone who has even an approximate
understanding of the concept of philosophy and its history, the
notion of a world-view philosophy is an absurdity. If one term
of the distinction between scientific philosophy and world-view
philosophy is inconceivable, then the other, too, must be inappropriately
conceived. Once it has been seen that world-view philosophy is
impossible in principle if it is supposed to be philosophy, then
the differentiating adjective "scientific" is no longer
necessary for characterising philosophy. That philosophy is scientific
is implied in its very concept. It can be shown historically that
at bottom all the great philosophies since antiquity more or less
explicitly took themselves to be, and as such sought to be, ontology.
In a similar way, however, it can also be shown that these attempts
failed over and over again and why they had to fail. I gave the
historical proof of this in my courses of the last two semesters,
one on ancient philosophy and the other on the history of philosophy
from Thomas Aquinas to Kant. We shall not now refer to this historical
demonstration of the nature of philosophy, a demonstration having
its own peculiar character. Let us rather in the whole of the
present course try to establish philosophy on its own basis, so
far as it is a work of human freedom. Philosophy must legitimate
by its own resources its claim to be universal ontology.
In the meantime, however, the statement that philosophy is the
science of being remains a pure assertion. Correspondingly, the
elimination of world-view formation from the range of philosophical
tasks has not yet been warranted. We raised this distinction between
scientific philosophy and world-view philosophy in order to give
a provisional clarification of the concept of philosophy and to
demarcate it from the popular concept. The clarification and demarcation,
again, were provided in order to account for the selection of
the concrete phenomenological problems to be dealt with next and
to remove from the choice the appearance of complete arbitrariness.
Philosophy is the science of being. For the future we shall mean
by "philosophy" scientific philosophy and nothing else.
In conformity with this usage, all non-philosophical sciences
have as their theme some being or beings, and indeed in such a
way that they are in every case antecedently given as beings to
those sciences. They are posited by them in advance; they are
a positum for them. All the propositions of the non-philosophical
sciences, including those of mathematics, are positive propositions.
Hence, to distinguish them from philosophy, we shall call all
non-philosophical sciences positive sciences. Positive sciences
deal with that which is, with beings; that is to say, they always
deal with specific domains, for instance, nature. Within a given
domain scientific research again cuts out particular spheres:
nature as physically material lifeless nature and nature as living
nature. It divides the sphere of the living into individual fields:
the plant world, the animal world. Another domain of beings is
history; its spheres are art history, political history, history
of science, and history of religion. Still another domain of beings
is the pure space of geometry, which is abstracted from space
pre-theoretically uncovered in the environing world. The beings
of these domains are familiar to us even if at first and for the
most part we are not in a position to delimit them sharply and
clearly from one another. We can, of course, always name, as a
provisional description which satisfies practically the purpose
of positive science, some being that falls within the domain.
We can always bring before ourselves, as it were, a particular
being from a particular domain as an example. Historically, the
actual partitioning of domains comes about not according to some
preconceived plan of a system of science but in conformity with
the current research problems of the positive sciences.
We can always easily bring forward and picture to ourselves some
being belonging to any given domain. As we are accustomed to say,
we are able to think something about it. What is the situation
here with philosophy's object? Can something like being be imagined?
If we try to do this, doesn't our head start to swim? Indeed,
at first we are baffled and find ourselves clutching at thin air
A being - that's something, a table, a chair, a tree, the sky,
a body, some words, an action. A being, yes, indeed - but being?
It looks like nothing - and no less a thinker than Hegel said
that being and nothing are the same. Is philosophy as science
of being the science of nothing? At the outset of our considerations,
without raising any false hopes and without mincing matters, we
must confess that under the heading of being we can at first think
to ourselves nothing. On the other hand, it is just as certain
that we are constantly thinking being. We think being just as
often as, daily, on innumerable occasions, whether aloud or silently,
we say "This is such and such," "That other
is not so," "That was," "It
will be." In each use of a verb we have already thought,
and have always in some way understood, being. We understand immediately
"Today is Saturday; the sun is up." We understand the
"is" we use in speaking, although we do not comprehend
it conceptually. The meaning of this "is" remains closed
to us. This understanding of the "is" and of being in
general is so much a matter of course that it was possible for
the dogma to spread in philosophy uncontested to the present day
that being is the simplest and most self-evident concept, that
it is neither susceptible of nor in need of definition. Appeal
is made to common sense. But wherever common sense is taken to
be philosophy's highest court of appeal, philosophy must become
suspicious. In On the Essence of Philosophical Criticism,
Hegel says: "Philosophy by its very nature is esoteric; for
itself it is neither made for the masses nor is it susceptible
of being cooked up for them. It is philosophy only because it
goes exactly contrary to the understanding and thus even more
so to 'sound common sense,' the so-called healthy human understanding,
which actually means the local and temporary vision of some limited
generation of human beings. To that generation the world of philosophy
is in and for itself a topsy-turvy, an inverted, world.
The demands and standards of common sense have no right to claim
any validity or to represent any authority in regard to what philosophy
is and what it is not.
What if being were the most complex and most obscure concept?
What f arriving at the concept of being were the most urgent task
of philosophy, the task which has to be taken up ever anew? Today,
when philosophising is so barbarous, so much like a St. Vitus'
dance, as perhaps in no other period of the cultural history of
the West, and when nevertheless the resurrection of metaphysics
is hawked up and down all the streets, what Aristotle says on one
of his most important investigations in the Metaphysics
has been completely forgotten. "That which has been sought
for from of old and now and in the future and constantly, and
that on which inquiry founders over and over again, is the problem
What is being?" If philosophy is the science of being, then
the first and last and basic problem of philosophy must be, What
does being signify? Whence can something like being in general
be understood? How is understanding of being at all possible?
§ 4. The four theses about being
and the basic problems of phenomenology
Before we broach these fundamental questions, it will be worthwhile
first to make ourselves familiar for once with discussions about
being. To this end we shall deal in the first part of the course
with some characteristic theses about being as individual concrete
phenomenological problems, theses that have been advocated in
the course of the history of Western philosophy since antiquity.
In this connection we are interested, not in the historical contexts
of the philosophical inquiries within which these theses about
being make their appearance, but in their specifically inherent
content. This content is to be discussed critically, so that we
may make the transition from it to the above-mentioned basic problems
of the science of being. The discussion of these theses should
at the same time render us familiar with the phenomenological
way of dealing with problems relating to being. We choose four
such theses:
Kant's thesis: Being is not a real predicate.
The thesis of medieval ontology (Scholasticism) which goes
back to Aristotle: To the constitution of the being of a being
there belong (a) whatness, essence (Was-sein, essentia),
and (b) existence or extantness (existentia, Vorhandensein).
The thesis of modern ontology: The basic ways of being are
the being of nature (res extensa) and the being of mind (res
cogitans).
The thesis of logic in the broadest sense: Every being, regardless
of its particular way of being, can be addressed and talked about
by means of the "is." The being of the copula.
These theses seem at first to have been gathered together arbitrarily.
Looked at more closely, however, they are interconnected in a
most intimate way. Attention to what is denoted in these theses
leads to the insight that they cannot be brought up adequately
- not even as problems - as long as the fundamental question
of the whole science of being has not been put and answered: the
question of the meaning of being in general. The second part
of our course will deal with this question. Discussion of the
basic question of the meaning of being in general and of the problems
arising from that question constitutes the entire stock of basic
problems of phenomenology in their systematic order and their
foundation. For the present we delineate the range of these problems
only roughly.
On what path can we advance toward the meaning of being in general?
Is not the question of the meaning of being and the task of an
elucidation of this concept a pseudo-problem if, as usual, the
opinion is held dogmatically that being is the most general and
simplest concept? What is the source for defining this concept
and in what direction is it to be resolved?
Something like being reveals itself to us in the understanding
of being, an understanding that lies at the root of all comportment
toward beings. Comportment toward beings belongs, on its part,
to a definite being, the being which we ourselves are, the human
Dasein. It is to the human Dasein that there belongs
the understanding of being which first of all makes possible every
comportment toward beings. The understanding of being has itself
the mode of being of the human Dasein. The more originally
and appropriately we define this being in regard to the structure
of its being, that is to say, ontologically, the more securely
we are placed in a position to comprehend in its structure the
understanding of being that belongs to the Dasein, and
the more clearly and unequivocally the question can then be posed,
What is it that makes this understanding of being possible at
all? Whence - that is, from which antecedently given horizon -
do we understand the like of being?
The analysis of the understanding of being in regard to what is
specific to this understanding and what is understood in it or
its intelligibility presupposes an analytic of the Dasein
ordered to that end. This analytic has the task of exhibiting
the basic constitution of the human Dasein and of characterising
the meaning of the Dasein's being. In this ontological
analytic of the Dasein, the original constitution of the
Dasein's being is revealed to be temporality. The
interpretation of temporality leads to a more radical understanding
and conceptual comprehension of time than has been possible hitherto
in philosophy. The familiar concept of time as traditionally treated
in philosophy is only an offshoot of temporality as the original
meaning of the Dasein. If temporality constitutes the meaning
of the being of the human Dasein and if understanding of
being belongs to the constitution of the Dasein's being,
then this understanding of being, too, must be possible only on
the basis of temporality. Hence there arises the prospect of a
possible confirmation of the thesis that time is the horizon from
which something like being becomes at all intelligible. We interpret
being by way of time (tempus). The interpretation is a
Temporal one. The fundamental subject of research in ontology,
as determination of the meaning of being by way of time, is Temporality.
We said that ontology is the science of being. But being is always
the being of a being. Being is essentially different from a being,
from beings. How is the distinction between being and beings to
be grasped? How can its possibility be explained? If being is
not itself a being, how then does it nevertheless belong to beings,
since, after all, beings and only beings are? What does it mean
to say that being belongs to beings? The correct answer to this
question is the basic presupposition needed to set about the problems
of ontology regarded as the science of being. We must be able
to bring out clearly the difference between being and beings in
order to make something like being the theme of inquiry. This
distinction is not arbitrary; rather, it is the one by which the
theme of ontology and thus of philosophy itself is first of all
attained. It is a distinction which is first and foremost constitutive
for ontology. We call it the ontological difference - the
differentiation between being and beings. Only by making this
distinction - krinein in Greek - not between one being
and another being but between being and beings do we first enter
the field of philosophical research. Only by taking this critical
stance do we keep our own standing inside the field of philosophy.
Therefore, in distinction from the sciences of the things that
are, of beings, ontology, or philosophy in general, is the critical
science, or the science of the inverted world, With this distinction
between being and beings and that selection of being as theme
we depart in principle from the domain of beings. We surmount
it, transcend it. We can also call the science of being, a critical
science, transcendental science. In doing so we are not
simply taking over unaltered the concept of the transcendental
in Kant, although we are indeed adopting its original sense and
its true tendency, perhaps still concealed from Kant. We are surmounting
beings in order to reach being. Once having made the ascent we
shall not again descend to a being, which, say, might lie like
another world behind the familiar beings. The transcendental science
of being has nothing to do with popular metaphysics, which deals
with some being behind the known beings; rather, the scientific
concept of metaphysics is identical with the concept of philosophy
in general - critically transcendental science of being, ontology.
It is easily seen that the ontological difference can be cleared
up and carried out unambiguously for ontological inquiry only
if and when the meaning of being in general has been explicitly
brought to light, that is to say, only when it has been shown
how temporality makes possible the distinguishability between
being and beings. Only on the basis of this consideration can
the Kantian thesis that being is not a real predicate be given
its original sense and adequately explained.
Every being is something, it has its what and as such has
a specific possible mode of being. In the first part of
our course, while discussing the second thesis, we shall show
that ancient as well as medieval ontology dogmatically enunciated
this proposition - that to each being there belongs a what and
way of being, essentia and existentia - as if
it were self-evident. For us the question arises, Can the reason
every being must and can have a what, a ti, and a possible
way of being be grounded in the meaning of being itself, that
is to say, Temporally? Do these characteristics, whatness and
way of being, taken with sufficient breadth, belong to being itself?
"Is" being articulated by means of these characteristics
in accordance with its essential nature? With this we are now
confronted by the problem of the basic articulation of being,
the question of the necessary belonging-together of whatness
and way-of-being and of the belonging of the two of
them in their unity to the idea of being in general.
Every being has a way-of-being. The question is whether this way-of-being
has the same character in every being - as ancient ontology believed
and subsequent periods have basically had to maintain even down
to the present - or whether individual ways-of-being are mutually
distinct. Which are the basic ways of being? Is there a multiplicity?
How is the variety of ways-of-being possible and how is it at
all intelligible, given the meaning of being? How can we speak
at all of a unitary concept of being despite the variety of ways-of-being?
These questions can be consolidated into the problem of the
possible modifications of being and the unity of being's variety.
Every being with which we have any dealings can be addressed and
spoken of by saying "it is" thus and so, regardless
of its specific mode of being. We meet with a being's being in
the understanding of being. It is understanding that first of
all opens up or, as we say, discloses or reveals something like
being. Being is given only in the specific disclosedness that
characterises the understanding of being. But we call the disclosedness
of something truth. That is the proper concept of truth, as it
already begins to dawn in antiquity. Being is given only if there
is disclosure, that is to say, if there is truth. But there is
truth only if a being exists which opens up, which discloses,
and indeed in such a way that disclosure itself belongs to the
mode of being of this being. We ourselves are such a being. The
Dasein Itself exists in the truth. To the Dasein
there belongs essentially a disclosed world and with that the
disclosedness of the Dasein itself. The Dasein,
by the nature of its existence, is "in" truth, and only
because it is "in" truth does it have the possibility
of being "in" untruth. Being is given only if truth,
hence if the Dasein, exists. And only for this reason is
it not merely possible to address beings but within certain limits
sometimes - presupposing that the Dasein exists - necessary.
We shall consolidate these problems of the interconnectedness
between being and truth into the problem of the truth-character
of being (veritas transcendentalis).
We have thus identified four groups of problems that constitute
the content of the second part of the course: the problem of the
ontological difference, the problem of the basic articulation
of being, the problem of the possible modifications of being in
its ways of being, the problem of the truth-character of being.
The four theses treated provisionally in the first part correspond
to these four basic problems. More precisely, looking backward
from the discussion of the basic problems in the second half,
we see that the problems with which we are provisionally occupied
in the first part, following the lead of these theses, are not
accidental but grow out of the inner systematic coherence of the
general problem of being.
§ 5. The character of ontological method
The three basic components of Phenomenological method
Our conduct of the ontological investigation in the first and
second parts opens up for us at the same time a view of the way
in which these phenomenological investigations proceed. This
raises the question of the character of method in ontology. Thus
we come to the third part of the course: the scientific method
of ontology and the idea of phenomenology.
The method of ontology, that is, of philosophy in general, is
distinguished by the fact that ontology has nothing in common
with any method of any of the other sciences, all of which as
positive sciences deal with beings. On the other hand, it is precisely
the analysis of the truth-character of being which shows that
being also is, as it were, based in a being, namely, in the Dasein.
Being is given only if the understanding of being, hence the Dasein,
exists. This being accordingly lays claim to a distinctive priority
in ontological inquiry. It makes itself manifest in all discussions
of the basic problems of ontology and above all in the fundamental
question of the meaning of being in general. The elaboration of
this question and its answer requires a general analytic of the
Dasein. Ontology has for its fundamental discipline the
analytic of the Dasein. This implies at the same time that
ontology cannot be established in a purely ontological manner.
Its possibility is referred back to a being, that is, to something
ontical - the Dasein. Ontology has an ontical foundation,
a fact which is manifest over and over again in the history of
philosophy down to the present. For example, it is expressed as
early as Aristotle's dictum that the first science, the science
of being, is theology. As the work of the freedom of the human
Dasein, the possibilities and destinies of philosophy are
bound up with man's existence, and thus with temporality and with
historicality, and indeed in a more original sense than is any
other science. Consequently, in clarifying the scientific character
of ontology, the first task is the demonstration of its ontical
foundation and the characterisation of this foundation itself.
The second task consists in distinguishing the mode of
knowing operative in ontology as science of being, and this requires
us to work out the methodological structure of ontological-transcendental
differentiation. In early antiquity it was already seen that
being and its attributes in a certain way underlie beings and
precede them and so are a proteron, an earlier. The term denoting
this character by which being precedes beings is the expression
a priori, apriority, being earlier or prior. As
a priori, being is earlier than beings. The meaning of
this a priori, the sense of the earlier and its possibility,
has never been cleared up. The question has not even once been
raised as to why the determinations of being and being itself
must have is character of priority and how such priority is possible.
To be earlier is a determination of time, but it does not pertain
to the temporal order of the time that we measure by the clock;
rather, it is an earlier that belongs to the "inverted world."
Therefore, this earlier which characterises being is taken by
the popular understanding to be the later. Only the interpretation
of being by way of temporality can make clear why and how this
feature of being earlier, apriority, goes together with being.
The a priori character of being and of all the structures
of being accordingly calls for a specific kind of approach and
way of apprehending being - a prioricognition.
The basic components of a priori cognition constitute what
we call phenomenology. Phenomenology is the name for the
method of ontology, that is, of scientific philosophy. Rightly
conceived, phenomenology is the concept of a method. It is therefore
precluded from the start that phenomenology should pronounce any
theses about being which have specific content, thus adopting
a so-called standpoint.
We shall not enter into detail concerning which ideas about phenomenology
are current today, instigated in part by phenomenology itself.
We shall touch briefly on just one example. It has been said that
my work is Catholic phenomenology - presumably because it is
my conviction that thinkers like Thomas Aquinas and Duns Scotus
also understood something of philosophy, perhaps more than the
moderns. But the concept of a Catholic phenomenology is even more
absurd than the concept of a Protestant mathematics. Philosophy
as science of being is fundamentally distinct in method from any
other science. The distinction in method between, say, mathematics
and classical philology is not as great as the difference between
mathematics and philosophy or between philology and philosophy.
The breadth of the difference between philosophy and the positive
sciences, to which mathematics and philology belong, cannot at
all be estimated quantitatively. In ontology, being is supposed
to be grasped and comprehended conceptually by way of the phenomenological
method, in connection with which we may observe that, while phenomenology
certainly arouses lively interest today, what it seeks and aims
at was already vigorously pursued in Western philosophy from the
very beginning.
Being is to be laid hold of and made our theme. Being is always
being of beings and accordingly it becomes accessible at first
only by starting with some being. Here the phenomenological vision
which does the apprehending must indeed direct itself toward a
being, but it has to do so in such a way that the being of this
being is thereby brought out so that it may be possible to mathematise
it. Apprehension of being, ontological investigation, always turns,
at first and necessarily, to some being; but then, in a precise
way, it is led away from that being and led back to its being.
We call this basic component of phenomenological method - the
leading back or reduction of investigative vision from a naively
apprehended being to being phenomenological reduction.
We are thus adopting a central term of Husserl's phenomenology
in its literal wording though not in its substantive intent. For
Husserl the phenomenological reduction, which he worked out
for the first time expressly in the Ideas Toward a Pure Phenomenology
and Phenomenological Philosophy (1913), is the method of leading
phenomenological vision from the natural attitude of the human
being whose life is involved in the world of things and persons
back to the transcendental life of consciousness and its noetic-noematic
experiences, in which objects are constituted as correlates of
consciousness. For us phenomenological reduction means leading
phenomenological vision back from the apprehension of a being,
whatever may be the character of that apprehension, to the understanding
of the being of this being (projecting upon the way it is unconcealed).
Like every other scientific method, phenomenological method grows
and changes due to the progress made precisely with its help into
the subjects under investigation. Scientific method is never a
technique. As soon as it becomes one it has fallen away from its
own proper nature.
Phenomenological reduction as the leading of our vision from beings
to being nevertheless is not the only basic component of phenomenological
method; in fact, it is not even the central component. For this
guidance of vision back from beings to being requires at the same
time that we should bring ourselves forward toward being itself.
Pure aversion from beings is a merely negative methodological
measure which not only needs to be supplemented by a positive
one but expressly requires us to be led toward being; it thus
requires guidance. Being does not become accessible like a being.
We do not simply find it in front of us. As is to be shown, it
must always be brought to view in a free projection. This projecting
of the antecedently given being upon its being and the structures
of its being we call phenomenological construction.
But the method of phenomenology is likewise not exhausted by phenomenological
construction. We have heard that every projection of being occurs
in a reductive recursion from beings. The consideration of being
takes its start from beings. This commencement is obviously always
determined by the factual experience of beings and the range of
possibilities of experience that at any time are peculiar to a
factical Dasein, and hence to the historical situation
of a philosophical investigation. It is not the case that at all
times and for everyone all beings and all specific domains of
beings are accessible in the same way; and, even if beings are
accessible inside the range of experience, the question still
remains whether, within naive and common experience, they are
already suitably understood in their specific mode of being. Because
the Dasein is historical in its own existence, possibilities
of access and modes of interpretation of beings are themselves
diverse, varying in different historical circumstances. A glance
at the history of philosophy shows that many domains of beings
were discovered very early - nature, space, the soul - but that,
nevertheless, they could not yet be comprehended in their specific
being. As early as antiquity a common or average concept of being
came to light, which was employed for the interpretation of all
the beings of the various domains of being and their modes of
being, although their specific being itself, taken expressly in
its structure, was not made into a problem and could not be defined.
Thus Plato saw quite well that the soul, with its logos, is a
being different from sensible being. But he was not in a position
to demarcate the specific mode of being of this being from the
mode of being of any other being or non-being. Instead, for him
as well as for Aristotle and subsequent thinkers down to Hegel,
and all the more so for their successors, all ontological investigations
proceed within an average concept of being in general. Even the
ontological investigation which we are now conducting is determined
by its historical situation and, therewith, by certain possibilities
of approaching beings and by the preceding philosophical tradition.
The store of basic philosophical concepts derived from the philosophical
tradition is still so influential today that this effect of tradition
can hardly be overestimated. It is for this reason that all philosophical
discussion, even the most radical attempt to begin all over again,
is pervaded by traditional concepts and thus by traditional horizons
and traditional angles of approach, which we cannot assume with
unquestionable certainty to have arisen originally and genuinely
from the domain of being and the constitution of being they claim
to comprehend. It is for this reason that there necessarily belongs
to the conceptual interpretation of being and its structures,
that is, to the reductive construction of being, a destruction
- a critical process in which the traditional concepts, which
at first must necessarily be employed, are de-constructed down
to the sources from which they were drawn. Only by means of this
destruction can ontology fully assure itself in a phenomenological
way of the genuine character of its concepts.
These three basic components of phenomenological metho - reduction,
construction, destruction - belong together in their content and
must receive grounding in their mutual pertinence. Construction
in philosophy is necessarily destruction, that is to say, a de-constructing
of traditional concepts carried out in a historical recursion
to the tradition. And this is not a negation of the tradition
or a condemnation of it as worthless; quite the reverse, it signifies
precisely a positive appropriation of tradition. Because destruction
belongs to construction, philosophical cognition is essentially
at the same time, in a certain sense, historical cognition. History
of philosophy, as it is called, belongs to the concept of philosophy
as science, to the concept of phenomenological investigation.
The history of philosophy is not an arbitrary appendage to the
business of teaching philosophy, which provides an occasion for
picking up some convenient and easy theme for passing an examination
or even for just looking around to see how things were in earlier
times. Knowledge of the history of philosophy is intrinsically
unitary on its own account, and the specific mode of historical
cognition in philosophy differs in its object from all other scientific
knowledge of history.
The method of ontology thus delineated makes it possible to characterise
the idea of phenomenology distinctively as the scientific procedure
of philosophy. We therewith gain the possibility of defining the
concept of philosophy more concretely. Thus our considerations
in the third part lead back again to the starting point of the
course.